Michael v. Horn

459 F.3d 411, 2006 WL 2381919
Court of Appeals for the Third Circuit·Decided August 18, 2006·No. 04-9002·Published·Cited by 16 cases

Opinions

AMBRO, Circuit Judge.

After finding Hubert Michael competent to terminate his habeas corpus petition in this death-penalty case, the District Court dismissed that petition. The dismissal was appealed, purportedly on Michael’s behalf. He later vacillated on his desire to dismiss this appeal. We hold that the presumption of continuing competency does not apply here because the foundational expert for the District Court’s competency finding has suggested a new evaluation. We therefore remand to the District Court for another competency finding.

I. Factual Background and Procedural History

A. Michael’s homicide conviction and resulting death sentence

Hubert Michael’s story is a long and convoluted one, so we present only the facts most relevant to our decision. We draw many of these facts directly from the District Court’s opinion in Michael v. Horn, No. 3:CV-96-1554, 2004 WL 438678 (M.D.Pa. Mar.10, 2004), which in turn drew many of its facts from the Pennsylvania Supreme Court’s opinion affirming Michael’s death sentence, Commonwealth v. Michael, 544 Pa. 105, 674 A.2d 1044 (1996).

On July 12, 1993, Michael pulled up alongside 16-year-old Trista Eng, who was walking to her summer job at a Har-dee’s restaurant, and offered to drive her to work. She got into the car, and Michael drove to the State Game Lands in York [413]*413County, Pennsylvania. He forced Eng out of the vehicle, shot her three times with a .44 magnum handgun, and concealed her body.

In late August 1993, Michael was charged with first-degree murder. In September 1993, he was transferred to the medical housing area of the Lancaster County Prison for “closer observation” because he fell down the stairs in a possible suicide attempt (though Michael has denied that he was trying to kill himself). In November 1993, Michael assumed the identity of an inmate who was about to be released, and he escaped from prison. In the spring of 1994, he was apprehended in New Orleans and returned to Pennsylvania.

In October 1994, jury selection on the murder charge began in the Berks County, Pennsylvania, Court of Common Pleas. Michael pled guilty to first-degree murder and kidnapping. He tried to withdraw that plea six days later, but the Court denied his plea-withdrawal request.

In March 1995, Michael waived his right to be sentenced by a jury. He also stipulated to the existence of the two aggravating circumstances alleged by the Commonwealth (killing during the perpetration of a felony and a significant history of felony convictions), and he stipulated that there were no mitigating circumstances. After an extensive colloquy, the Court accepted Michael’s waiver of a right to a jury sentence, found that the aggravating circumstances outweighed the mitigating circumstances, and imposed the death penalty-

The Pennsylvania Supreme Court undertook an independent review of the record and affirmed the conviction and sentence. Michael, 674 A.2d at 1048. In July 1996, Governor Thomas Ridge signed an execution warrant, and Michael’s execution was scheduled for August 1996.

B. The District Court’s stay of Michael’s execution

Approximately one week before the scheduled execution date, the Defender Association of Philadelphia, Capital Habe-as Corpus Unit, moved for a stay of execution and an appointment of counsel in the District Court for the Middle District of Pennsylvania. That Court granted the stay and appointed the Defender Association as Michael’s counsel. Michael then wrote a letter dismissing the Defender Association from acting as his counsel and requesting that Governor Ridge re-sign his execution warrant “as soon as possible.” Michael, 2004 WL 438678, at *4.

In response, the Defender Association took the position that Michael was not competent. The District Court directed the Defender Association to confer with Michael. Following that conference, attorney Billy Ñolas submitted a declaration describing Michael as “ ‘agitated, incoherent, irrational, sad, unable to control his varying emotions, and ultimately ... catatonic and completely uncommunicative.’ ” Id. at *5. The declaration also indicated that Michael had authorized Ñolas to litigate his Pennsylvania Post Conviction Relief Act1 (PCRA) proceedings. The District Court then stayed the federal habeas proceedings so that Michael’s PCRA claims could be litigated. Our Court affirmed that stay by judgment order in June 1997.

C. Michael’s PCRA Proceedings

As part of the PCRA proceedings, the Court of Common Pleas of York County conducted evidentiary hearings concerning Michael’s competence to plead guilty and [414]*414to waive the presentation of mitigating circumstances. The Commonwealth trial court denied relief on all claims, and Michael, represented by the Defender Association, appealed to the Pennsylvania Supreme Court.

While the appeal was pending, Michael filed an affidavit indicating that he did not wish the appeal to proceed. The Pennsylvania Supreme Court remanded the matter to the trial court to determine whether Michael was competent to discontinue the PCRA appeal. The Court of Common Pleas heard expert testimony and engaged in a colloquy with Michael. It found Michael competent, and the case returned to the Pennsylvania Supreme Court.

Before the Supreme Court could review the Court of Common Pleas’s competency finding, Michael filed a new affidavit asking the Supreme Court to “decide the merits of his PCRA appeal quickly, essentially repudiating his request to withdraw the appeal.” Commonwealth v. Michael, 562 Pa. 356, 755 A.2d 1274, 1276 (2000).2 The Court therefore addressed the merits of the underlying PCRA appeal, concluding that Michael’s trial counsel had not been ineffective in failing to investigate and present indicia of his alleged incompetency. Id. at 1279-80. It also held that Michael’s claims pertaining to the failure to present mitigating evidence could not succeed, because counsel was fulfilling an ethical duty to comply with Michael’s directions. Id.

Reargument was sought, but Michael sent a letter to the Pennsylvania Supreme Court claiming that the Defender Association was not acting on his behalf. The Court denied reargument.

D. District Court proceedings after Michael’s PCRA litigation

1. District Court proceedings leading up to the dismissal order

Though the District Court stayed federal litigation pending the outcome of the PCRA proceedings, Michael wrote to the Court on three occasions (April 15, 1997; July 9, 1997; and December 26, 2000) to express his wish that the Court refrain from staying his execution.

In September 2001, the Court ruled that the presumption of correctness ordinarily attaching to state-court competency determinations 3 should not be applied because the PCRA court’s competency determination was not reviewed by the Pennsylvania Supreme Court. The District Court accordingly appointed Dr. Robert Wettstein, a board-certified psychiatrist and clinical professor, to determine “ ‘(1) whether Mr.

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