Michael Kapral v. United States

166 F.3d 565, 1999 U.S. App. LEXIS 1395, 1999 WL 42077
CourtCourt of Appeals for the Third Circuit
DecidedFebruary 2, 1999
Docket97-5545
StatusPublished
Cited by430 cases

This text of 166 F.3d 565 (Michael Kapral v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Michael Kapral v. United States, 166 F.3d 565, 1999 U.S. App. LEXIS 1395, 1999 WL 42077 (3d Cir. 1999).

Opinions

OPINION OF THE COURT

McKEE, Circuit Judge.

We are asked to decide when a criminal conviction becomes “final” within the meaning of the limitations provision of 28 U.S.C. § 2255. The district court ruled that the period of limitations begins to run when a [567]*567defendant can no longer take a direct appeal as of right. For the reasons that follow, we rule that a conviction does not become “final” under § 2255 until expiration of the time allowed for certiorari review by the Supreme Court. Appellant Michael Kapral did not file a petition for certiorari, but he filed his § 2255 motion within one year of the date on which his time to seek certiorari review expired. We hold that his filing was timely, and we will reverse and remand for proceedings consistent with this opinion.

I. Background

Kapral pled guilty to income tax evasion, and conspiracy to distribute and to possess with intent to distribute at least 700 grams of methamphetamine. He was sentenced to 120 months of imprisonment and 8 years of supervised release on May 25, 1995. We affirmed the judgment of conviction on February 13, 1996. Kapral did not file a petition for a writ of certiorari in the United States Supreme Court.

On April 29, 1997, Kapral filed a counseled motion under § 2255 in which he claimed that his prior counsel provided ineffective assistance and that the resulting plea was therefore not a knowing and intelligent one. The district court did not reach the merits of Kapral’s claims, however, as the court ruled that his motion was untimely filed. Under § 2255, a motion must be filed within one year of “the date on which the judgment of conviction becomes final.” The district court interpreted that language to mean that a defendant must file within one year of the date on which this court affirms the defendant’s conviction and sentence. Since Kapral filed his motion more than one year after we affirmed on direct review, the district court dismissed his motion with prejudice. We granted Kapral’s request for a certificate of appealability. See 28 U.S.C. § 2253(c)(1)(B). The district court had jurisdiction pursuant to 28 U.S.C. § 2255. We have jurisdiction pursuant to 28 U.S.C. §§ 2253(a) and 2255. We review issues of statutory interpretation de novo. See, e.g., Stiver v. Meko, 130 F.3d 574, 577 (3d Cir.1997).

II. Discussion

A.

Section 2255 provides in relevant part:

A 1-year period of limitation shall apply to a motion under this section. The limitation period shall run from the latest of—

(1) the date on which the judgment of conviction becomes final;
(2) the date on which the impediment to making a motion created by governmental action in violation of the Constitution or laws of the United States is removed, if the movant was prevented from making a motion by such governmental action;
(3) the date on which the right asserted was initially recognized by the Supreme Court, if that right has been newly recognized by the Supreme Court and made retroactively applicable to cases on collateral review; or
(4) the date on which the facts supporting the claim or claims presented could have been discovered through the exercise of due diligence.

28 U.S.C. § 2255.

This provision creates a statute of limitations for federal defendants who attempt to collaterally attack their conviction and/or sentence pursuant to § 2255. See Miller v. New Jersey State Dep’t of Corrections, 145 F.3d 616, 619 n. 1 (3d Cir.1998) (holding that the one-year requirement for bringing a motion under § 2255 is a statute of limitations subject to equitable tolling, not a jurisdictional bar). It was enacted as part of the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), which was signed into law on April 24, 1996. In Burns v. Morton, 134 F.3d 109 (3d Cir.1998), we held that “ § 2255 motions filed on or before April 23, 1997, may not be dismissed for failure to comply with § 2255’s one-year period of limitation,” id. at 112, and we further held that, under the principles set forth in Houston v. Lack, 487 U.S. 266, 108 S.Ct. 2379, 101 L.Ed.2d 245 (1988), a pro se prisoner’s § 2255 motion is deemed filed at the moment it is delivered to the prison officials for mailing. See 134 F.3d at 113. Although [568]*568Kapral is incarcerated, his motion was mailed by counsel and received by the district court clerk’s office on April 29, 1997, which was after the Bums deadline. Accordingly, his motion is subject to the terms of § 2255’s one-year limitation period.1

Thus, we are called upon to decide when a “judgment of conviction becomes final” within the meaning of § 2255, which is an issue of first impression for this Court. The district court held that finality occurs when a court of appeals affirms the judgment of conviction on direct review even if the defendant subsequently files a .timely petition with the Supreme Court for certiorari review. The district court reasoned that certiorari is discretionary and granted in relatively few cases, and noted that “challenges by state and federal prisoners to their convictions and confinement[ ] are granted review only .45% of the time.” Kapral v. United States, 973 F.Supp. 495, 498 n. 6 (D.N.J.1997) (internal quotation marks and citation omitted). The district court then drew a distinction between an appeal as of right and a discretionary appeal. Since the latter was so infrequently granted, the district court reasoned that a defendant’s conviction was final when the defendant no longer had a right (as opposed to a hope) of further review. The district court stated:

The Court [ ] declines to define final judgment of conviction based on a prisoner’s petitioning the Supreme Court for certio-rari. In contrast to the direct appeal of right, petitioning for certiorari constitutes a discretionary appeal. In exercising this discretion, the Supreme Court rarely grants certiorari in sentencing cases. In addition, having exercised the appeal of right, the petitioner has had a fair opportunity to present his federal claims in an appellate forum. Therefore, a judgment perfected by appeal may fairly be deemed a final judgment from which the § 2255 statute of limitations begins to run.

Id. at 498 (footnotes omitted). Thus, the district court based its definition of “final judgment” upon the improbability of successful discretionary appeal and the fair opportunity for review afforded by termination of appeals as of right.2 The district court further opined that “an equitable tolling” of the limitations period would apply if the Supreme Court grants a defendant’s petition for certiorari review. See id. at 499 n.

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Cite This Page — Counsel Stack

Bluebook (online)
166 F.3d 565, 1999 U.S. App. LEXIS 1395, 1999 WL 42077, Counsel Stack Legal Research, https://law.counselstack.com/opinion/michael-kapral-v-united-states-ca3-1999.