Michael Anthony Lockhart v. C.A. Terhune, Director, California Department of Corrections Gail Lewis, Warden

250 F.3d 1223
Court of Appeals for the Ninth Circuit·Decided April 27, 2001·No. 99-16010·Published·Cited by 72 cases

Opinion

ORDER AND AMENDED OPINION

PAEZ, Circuit Judge:

ORDER

Our opinion in Lockhart v. Terhune, 243 F.3d 1130 (9th Cir.2001), is amended, and the Clerk is ordered to file the attached amended opinion.

With the opinion thus amended, the panel has voted unanimously to deny the petition for rehearing. Judges Graber and Paez have voted to deny the petition for *1226 rehearing en banc, and Judge Goodwin recommended denial.

The full court has been advised of the petition for rehearing en banc and no active judge has requested a vote on whether to rehear the matter en banc. Fed. R.App. P. 35.

The petition for rehearing is DENIED and the petition for rehearing en banc is DENIED.

OPINION

A criminal defendant’s Sixth Amendment right to counsel includes the right to be represented by an attorney with undivided loyalty. See Wood v. Georgia, 450 U.S. 261, 271, 101 S.Ct. 1097, 67 L.Ed.2d 220 (1981). This guarantee is so important that, unlike with other Sixth Amendment claims, when a defendant alleges an unconstitutional actual conflict of interest, “prejudice must be presumed,” Delgado v. Lewis, 223 F.3d 976, 981 (9th Cir.2000) (citing Cuyler v. Sullivan, 446 U.S. 335, 350, 100 S.Ct. 1708, 64 L.Ed.2d 333 (1980), and Flanagan v. United States, 465 U.S. 259, 268, 104 S.Ct. 1051, 79 L.Ed.2d 288 (1984)), and harmless error analysis does not apply. United States v. Allen, 831 F.2d 1487, 1494-95 (9th Cir.1987) (citing Cuyler, 446 U.S. at 349, 100 S.Ct. 1708).

At his trial on charges of murder and attempted murder, prosecutors presented evidence that Petitioner Michael Lockhart had committed a second, earlier murder. Lockhart’s appointed counsel was also representing another man who was implicated in that earlier homicide. On direct appeal and in his federal petition for a writ of habeas corpus, Lockhart alleged that this dual representation presented a conflict of interest that infringed his Sixth Amendment right to counsel. Both the state appellate court and the distinct court rejected Lockhart’s claim. On appeal from the denial of his petition for a writ of habeas corpus under 28 U.S.C. § 2254, we have jurisdiction under 28 U.S.C. §§ 1291 and 2253. We hold that, because trial counsel had an actual conflict of interest that adversely affected his representation of Lockhart, Lockhart’s Sixth Amendment right to counsel was violated. We reverse and remand.

I

Lockhart was convicted in the California Superior Court for murder and attempted murder in the May 31, 1990, shooting of two men, Roderick “Roger” Lane and Herbert “Legs” Jamerson. Lane was killed. Lockhart was also implicated in, although not charged with, the May 7, 1990, shooting death of a third man, Terry Cooper. 1 The prosecution offered evidence of Lockhart’s alleged involvement in the Cooper killing in order to establish Lockhart’s identity as the perpetrator in the Lane and Jamerson shooting.

A criminalist at the Oakland (California) Police Department had concluded, from analysis of shell casings found at the scenes, that the same guns were used in both the May 7 and May 31 incidents. He also compared these casings with others test-fired from two weapons subsequently *1227 seized by the police. The expert determined that the seized weapons were the ones used in both shootings. One of the guns, a Glock .9 millimeter pistol, had been seized in a search of a residence occupied by Larry Galbert.

On May 10, 1990, an anonymous female caller informed the Oakland Police Department that two of the shooters who “killed Terry [Cooper] on Seminary” were “Henry Scott and Larry Galbert.” And on September 12, 1990, an informant named Norbert Bluitt told the department that “Larry Galbert, Henry Scott, and Tony Penniman were the men who shot and killed Terrón Cooper.” Attorney Richard Hove was appointed to represent Galbert when he was charged with possession of drugs and of the Glock pistol. Gal-bert was not charged with the Cooper killing. .Several months later, Hove was appointed to represent Lockhart when he was charged with murder and attempted murder in the shooting of Lane and Jam-erson.

According to the district court, after being appointed to represent both Lockhart and Galbert,

Hove learned that the Glock pistol found at Galbert’s residence was one of the weapons used to kill both Lane and Cooper; that the police had received information from two informants implicating Galbert in the Cooper homicide; and that although Galbert’s picture had been included in a photographic lineup a defense investigator showed eyewitnesses to both the Cooper and Lane homicides, no one identified Galbert from this photographic spread. Upon learning this information, Hove had both Lockhart and Galbert execute waivers of conflict of interest.

Lockhart II, 1999 WL 179688, at *8 n. 7. That is, the district court found that Hove knew that Galbert had been implicated in the May 7, 1990, killing of Cooper before obtaining the waivers. Lockhart’s waiver read as follows:

I, MICHAEL LOCKKART [sic] acknowledge that I have been advised by my attorney RICHARD E. HOVE that there exists a conflicts [sic] of interest in Mr. Hove’s representation of me and another individual whom he represents name [sic] LARRY GALBERT. I have been adviced [sic] by Mr. Hove that I have the right to have counsel of my own choice who does not represent both me or [sic] Mr. Galbert.
Having been advised of the above and realizing the nature and affect [sic] of the conflict it is my choice and request that Mr. Hove continue to represent me. I realize I may have the benefit of the advice of separate counsel in deciding to waive any conflicts of interest and has [sic] chosen not to seek such. I further acknowledge that this decision is made by me freely, vonteerly [sic] and with full knowledge of its potential consequence.

Id. at *9.

At a pretrial hearing, the court questioned both Lockhart and Hove about the conflict. 2 In response to the court’s ques *1228 tions, Hove asserted that Galbert’s alleged possession of the gun used in the shootings was “the sole basis for the conflict.” Supra note 2.

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Michael Anthony Lockhart v. C.A. Terhune, Director, California Department of Corrections Gail Lewis, Warden, 250 F.3d 1223 (9th Cir. 2001).

250 F.3d 1223 (Michael Anthony Lockhart v. C.A. Terhune, Director, California Department of Corrections Gail Lewis, Warden) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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