Brazzel v. State of Washington

484 F.3d 1087, 2007 WL 1077180
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 11, 2007
Docket05-36145
StatusPublished

This text of 484 F.3d 1087 (Brazzel v. State of Washington) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brazzel v. State of Washington, 484 F.3d 1087, 2007 WL 1077180 (9th Cir. 2007).

Opinion

McKEOWN, Circuit Judge.

In this 28 U.S.C. § 2254 habeas appeal, Ernest Lee Brazzel challenges, as a violation of the Double Jeopardy Clause, his retrial on an attempted murder charge, after his first jury remained silent on that charge, and convicted him of a lesser alternative offense. Two different juries have now convicted Brazzel of the lesser offense, first degree assault. Both juries failed to reach the alternate and more serious charge of attempted murder. The framework for our analysis of this double jeopardy challenge is found in two Supreme Court cases —Green v. United States, 355 U.S. 184, 78 S.Ct. 221, 2 L.Ed.2d 199 (1957), and Price v. Georgia, 398 U.S. 323, 90 S.Ct. 1757, 26 L.Ed.2d 300 (1970).

In Green, the Supreme Court explained the doctrine of implied acquittal: *1090 when a jury convicts on a lesser alternate charge and fails to reach a verdict on the greater charge — without announcing any splits or divisions and having had a full and fair opportunity to do so — the jury’s silence on the second charge is an implied acquittal. 355 U.S. at 191, 78 S.Ct. 221. A verdict of implied acquittal is final and bars a subsequent prosecution for the same offense. See id. Under Price, putting the defendant in jeopardy a second time is not necessarily harmless error or moot, even if the defendant is only convicted of the lesser crime, because “[t]he Double Jeopardy Clause ... is cast in terms of the risk or hazard of trial and conviction, not of the ultimate legal consequences of the verdict.” 398 U.S. at 331, 90 S.Ct. 1757.

Although the Washington Court of Appeals assumed that the lack of a verdict on the attempted murder charge following Brazzel’s first trial was an implied acquittal, the state court grounded its denial of Brazzel’s double jeopardy claim in a mootness or harmless error analysis in contravention of Price. Accordingly, because the decision was contrary to clearly established U.S. Supreme Court precedent, we reverse with instructions to grant the writ of habeas corpus. As did the Court in Price, we remand the case to enable the Washington courts “to resolve the issues pertaining to petitioner’s retrial, if any such retrial is to be had.” Id. at 332, 90 S.Ct. 1757.

Background

Ernest Brazzel was charged with three counts related to the repeated assault of his girlfriend in 1997 and 1998. Count I alleged attempted first degree murder or, in the alternative, first degree assault, committed between May 10 and May 16, 1998. Count II alleged second degree assault, committed between May 4 and May 11, 1998. Count III alleged second degree assault, committed between April 15 and April 22,1998.

The jury convicted Brazzel of first degree assault on Count I, second degree assault on Count II, and second degree assault on Count III. On Count I, the jury remained silent on the first degree attempted murder charge, leaving the verdict form blank. During the jury poll, at the conclusion of their deliberations, the jurors did not claim to be hung or announce any splits or divisions. The state did not request that the jury be declared hung as to the attempted murder count; nor did the state take any other post-verdict action on the attempted murder charge. The trial judge discharged the jury, taking as final the convictions on the assault counts, and sentenced Brazzel to 456 months in prison.

After Brazzel appealed, the prosecutor conceded that a significant jury instruction unrelated to this appeal was erroneous. The case was remanded for a new trial.

The prosecutor refiled the same alternative charge as the original Count I: Attempted Murder in the First Degree “and in the alternative” Assault in the First Degree, and the various other assault charges. Brazzel moved to dismiss the attempted murder allegation on double jeopardy grounds. In response, the government argued that based on the phrasing of the first set of jury instructions, the jury’s silence indicated a hung jury and not an implied acquittal.

The relevant portion of the jury instruction reads as follows:

When completing the verdict forms, you will first consider the crime of ATTEMPTED MURDER IN THE FIRST DEGREE as charged in Count I. If you unanimously agree on a verdict, you must fill in the blank provided in verdict form A the words “not guilty” or the word “guilty,” according to the decision *1091 you reach. If you cannot agree on a verdict, do not fill in the blank provided in Verdict Form A.
If you find the defendant guilty on verdict form A, do not use verdict form B. If you find the defendant not guilty of the crime of ATTEMPTED MURDER IN THE FIRST DEGREE, or if after full and careful consideration of the evidence you cannot agree on that crime, you will consider the alternative crime of ASSAULT IN THE FIRST DEGREE as charged in Count I.

Referencing this instruction, the government posited that the jury must not have “unanimously” agreed as to the attempted murder charge, therefore leaving the form blank, which resulted in a hung jury and a mistrial on that charge, and permitted a retrial for attempted murder.

Brazzel countered that the record provided no indication or evidence that the jury hung or that a mistrial had been declared with respect to the attempted murder charge. He acknowledged that the instruction stated that if the jury could not agree they should leave the form blank and convict on the lesser alternate count, but argued that a mere inability to agree with the option of compromising on a lesser alternate offense, without more, does not rise to the level of a hung jury permitting retrial. After the second trial judge rejected Brazzel’s motion to bar retrial on the attempted murder charge, Brazzel stood trial a second time for attempted murder. Once again, the jury did not convict Brazzel of that charge, leaving the relevant verdict form blank. The jury was similarly instructed to proceed to the assault charge if they could not agree on the attempted murder charge. In a reprise of the first trial, the jury convicted Brazzel of first degree assault and the other assault counts. Brazzel was sentenced to 240 months in prison.

Brazzel exhausted his double jeopardy claim in state court in a pro se supplemental brief to the Washington Court of Appeals. In an unpublished opinion, the court concluded that any double jeopardy violation was “moot” since Brazzel was “essentially acquitted” of first degree murder following the second trial:

Relying on the double jeopardy clause, Brazzel claims pro se that he should not have been tried for attempted first degree murder in the second trial, given that the jury in the first trial acquitted him of that crime. If his claim is valid, we should dismiss the charge of first degree murder. Yet that has already been done, because he has essentially been acquitted of that charge. Assuming that his contention was valid earlier, it is moot now.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Perez
22 U.S. 579 (Supreme Court, 1824)
United States v. Ball
163 U.S. 662 (Supreme Court, 1896)
Selvester v. United States
170 U.S. 262 (Supreme Court, 1898)
Green v. United States
355 U.S. 184 (Supreme Court, 1957)
Price v. Georgia
398 U.S. 323 (Supreme Court, 1970)
Arizona v. Washington
434 U.S. 497 (Supreme Court, 1978)
Richardson v. United States
468 U.S. 317 (Supreme Court, 1984)
Morris v. Mathews
475 U.S. 237 (Supreme Court, 1986)
Brazzel v. Washington
543 U.S. 1004 (Supreme Court, 2004)
Magallanes-Nieto v. United States
543 U.S. 1004 (Supreme Court, 2004)
Antonio Darnell Robinson v. John Ignacio, Warden
360 F.3d 1044 (Ninth Circuit, 2004)
Michael Wayne Riggs v. J.W. Fairman, Jr., Warden
399 F.3d 1179 (Ninth Circuit, 2005)
State v. Labanowski
816 P.2d 26 (Washington Supreme Court, 1991)
State v. Brown
903 P.2d 459 (Washington Supreme Court, 1995)
State v. Ervin
147 P.3d 567 (Washington Supreme Court, 2006)
United States v. Sylvester Bordeaux
121 F.3d 1187 (Eighth Circuit, 1997)
Menendez v. Terhune
422 F.3d 1012 (Ninth Circuit, 2005)
State v. Brown
127 Wash. 2d 749 (Washington Supreme Court, 1995)

Cite This Page — Counsel Stack

Bluebook (online)
484 F.3d 1087, 2007 WL 1077180, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brazzel-v-state-of-washington-ca9-2007.