Michael Abrams v. Nucor Steel Marion

694 F. App'x 974
CourtCourt of Appeals for the Sixth Circuit
DecidedMay 25, 2017
Docket15-4422
StatusUnpublished
Cited by19 cases

This text of 694 F. App'x 974 (Michael Abrams v. Nucor Steel Marion) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Michael Abrams v. Nucor Steel Marion, 694 F. App'x 974 (6th Cir. 2017).

Opinion

SUHRHEINRICH, Circuit Judge.

In this diversity class-action lawsuit alleging' state-law claims of indirect trespass and nuisance, 1 Plaintiffs-Appellants, Randal Bush and Ronald Tolle (Plaintiffs), appeal several unfavorable pre-trial evidentiary rulings. After the district court issued these rulings, Plaintiffs-and Defendant-Appellee Nucor Steel Marion, Inc. (Defendant), agreed that if they proceeded to trial, it would result in a directed verdict for Defendant. Consequently, Plaintiffs stipulated to a final judgment in favor of Defendant, which led to this appeal. For the reasons set forth below, we affirm the judgment of the district court.

I. Background

A. Facts

In 2009 and 2010 the Ohio EPA (OEPA) sent Defendant a number of “notices of violation” alleging emission-regulations infractions by Defendant at its mini-mill in Marion, Ohio (the Facility). Defendant resolved these allegations by entering into a negotiated settlement with the OEPA: the “Director’s Final Findings and Orders” (DFFO). In the DFFO, Defendant agreed to comply with the OEPA’s orders and waived any rights to appeal in return for full settlement of the disputed claims and without any “admission of fact, violation or liability.” R. 74-2 at 1624.

In the DFFO, the OEPA noted that manganese levels in the Marion area were “at elevated levels that are unacceptable for protecting public health.” Id. at 1617. However, the DFFO did not address the source of the elevated levels of manganese or find Defendant in violation of any regulatory obligation.

*977 In the fall of 2012, Plaintiffs’ attorneys held a town hall meeting in Marion, Ohio. Based on the DFFO, counsel alleged that the Facility was emitting manganese over the Marion residents’ properties. As a result, a number of property owners, including Plaintiffs, agreed to be members of a class-action lawsuit against Defendant.

B. Procedural History

On December 26, 2012, Plaintiffs’ attorneys filed the class-action complaint in the Marion County Court of Common Pleas, alleging nuisance and indirect-trespass claims under Ohio law. The claims were based solely on harm to their property from manganese. On January 18, 2012, Defendant timely removed this case to the United States District Court for the Northern District of Ohio, Western Division. Prior to discovery, the class action was transformed into a bellwether trial, 2 and Plaintiffs were designated as the bellwether plaintiffs to test the claims of the class.

Following the close of discovery, Defendant moved to exclude Plaintiffs’ expert toxicology witness, Dr. Jonathan Rutchik. 3 Dr. Rutchik was Plaintiffs’ key witness, as he was to provide the evidence necessary to establish the alleged damages to Plaintiffs’ property. Perhaps sensing that the district court was likely to exclude Dr. Rutchik, and that without his testimony they would not be able to make out a prima facie ease, Plaintiffs attempted to bolster the record before the district court.

First, they indicated to the district court that they would now also be relying on the DFFO to establish damages to their properties from manganese. Second, Plaintiffs “adjusted” their theory of liability by alleging property damage from Defendant’s particulate-matter emissions, or PM, 4 as a whole (of which the manganese here is only one component). To this end, one month before trial, and after discovery had closed, Plaintiffs (1) disclosed four OEPA fact witnesses, who presumably 5 would have testified to Nucor’s standing with the OEPA and testified about the DFFO; (2) began to claim and speak of harm to their properties from PM, rather than from only manganese, in documents submitted to the court; 6 (3) sought judicial notice of eight U.S. EPA documents addressing PM and two more documents concerning manganese in particular (presumably to take the place of expert testimony on the subject); and (4) asked the district court to judicially *978 estop Defendant from advancing arguments that allegedly contradicted litigation positions concerning PM that Defendant had taken in unrelated lawsuits. As a result, Defendant moved to exclude the DFFO and the OEPA witnesses, restrict Plaintiffs’ claims to harm from manganese alone, and deny Plaintiffs’ motions for judicial notice and judicial estoppel.

The district court issued two orders. In the first order, after “clarif[ying] Plaintiffs’ burden of proof on each claim,” R. 86 at 2883, the district court granted Defendant’s motion to exclude the expert testimony of Dr. Rutchik. It found Dr. Rutchik’s opinion inadmissible because Dr. Rutchik failed to “test [his] hypothesis in a timely and reliable manner or to validate [his] hypotheses by reference to generally accepted scientific principles as applied to the facts of the case.” Id. at 2885 (alteration in original) (quoting Pride v. BIC Corp., 218 F.3d 566, 578 (6th Cir. 2000)). The district court further prohibited Plaintiffs from altering their theory of liability from harm based on the emission of manganese to harm from PM. Id. at 2880. In this same order, the district court also denied without prejudice Plaintiffs’ request for judicial notice and judicial estoppel because Plaintiffs had failed to articulate how any of the documents in question related to their claims. Nonetheless, the court indicated that it would allow Plaintiffs to impeach Defendant’s corporate witnesses with relevant prior inconsistent statements, and that it would admit the EPA publications if Plaintiffs showed how the specific information they sought to introduce related to their claims. Id. at 2888.

In the second order, the district court first excluded the DFFO because it is a consent decree and is therefore inadmissible under Federal Rules of Evidence 403 and 408 and Ohio Revised Code § 3704.09. R. 102 at 3176. Plaintiffs do not challenge this ruling on appeal. Next, the district court excluded the four OEPA fact witnesses because Plaintiffs did not disclose them until after, the close of discovery, and on the eve of trial. Id. at 3177.

On appeal, Plaintiffs challenge the district court’s: (1) characterization of the proofs needed to establish damages in an Ohio indirect-trespass claim; (2) exclusion of Dr. Rutchik as an expert witness; (3) exclusion of the four OEPA fact witnesses; (4) restriction of their theory of liability; and (5) denial, without prejudice, of their motion for judicial notice and request for judicial estoppel.

II. Analysis

Unless Plaintiffs can prevail on the first two issues here, it is extremely doubtful that they will be able to show damages and make out a prima facie case under a theory of harm from manganese.

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Bluebook (online)
694 F. App'x 974, Counsel Stack Legal Research, https://law.counselstack.com/opinion/michael-abrams-v-nucor-steel-marion-ca6-2017.