Mercer v. Harper

CourtDistrict Court, N.D. New York
DecidedMarch 29, 2023
Docket9:19-cv-01599
StatusUnknown

This text of Mercer v. Harper (Mercer v. Harper) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mercer v. Harper, (N.D.N.Y. 2023).

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK

Arthur L. Mercer,

Petitioner, 9:19-cv-1599 (AMN/CFH)

v.

John Harper, Superintendent,

Respondent.

APPEARANCES: OF COUNSEL:

ARTHUR L. MERCER 430 Kerrigan Blvd. Newark, New Jersey 07106 Petitioner, Pro Se

HON. LETITIA JAMES MICHELLE ELAINE MAEROV, ESQ. New York State Attorney General Assistant Attorney General The Capital Albany, New York 12224 Attorney for Respondent

Hon. Anne M. Nardacci, United States District Judge: MEMORANDUM-DECISION AND ORDER I. INTRODUCTION On November 27, 2019, Petitioner pro se, Arthur L. Mercer, filed a Petition seeking habeas corpus relief pursuant to 28 U.S.C. § 2254. Dkt. No. 1. Petitioner sought leave to proceed in forma pauperis (“IFP”), which was granted. Dkt. Nos. 2, 4. On July 29, 2020, Respondent filed a Memorandum of Law opposing the Petition. See Dkt. Nos. 14, 16 (“Opposition”).1 On

1 Dkt. Nos. 14 and 16 are identical. Therefore, Dkt. No. 14 will be used to refer to Respondent’s Memorandum of Law. September 28, 2020, Petitioner filed a traverse in response to Respondent’s Opposition. Dkt. No. 21. This matter was referred to United States Magistrate Judge Christian F. Hummel, who, on January 9, 2023, issued an Order and Report-Recommendation (“Report-Recommendation”) recommending that the petition be denied and dismissed in its entirety, Petitioner’s motion for

summary judgment and request to reject Respondent’s filings be denied, and no Certificate of Appealability (“COA”) be issued.2 See Dkt. No. 27 at 48-49. Magistrate Judge Hummel advised Petitioner that under 28 U.S.C. § 636(b)(1), he had fourteen days to file written objections and failure to object to the Report-Recommendation within fourteen days would preclude appellate review. Id. at 49 & n.24. Petitioner has not filed any objections to the Report-Recommendation and the time for filing objections has expired. For the reasons set forth below, the Court adopts the Report-Recommendation in its entirety, and orders that the Petition be denied and dismissed in its entirety, Petitioner’s motion for summary judgment and request to reject Respondent’s filings be denied, and that no certificate of

appealability be issued. II. BACKGROUND Familiarity with the Report-Recommendation is presumed and only the facts most relevant to Petitioner’s claims are discussed below.3 Petitioner was indicted by a Grand Jury on two counts of criminal sale of a controlled substance in the third degree in violation of N.Y. Penal Law §§

2 Magistrate Judge Hummel recommended that no COA be issued, “because petitioner has failed to make a substantial showing of the denial of a constitutional right as 28 U.S.C. § 2253(c)(2) requires.” Dkt. No. 27 at 48 & n.23 (citing Miller-El v. Cockrell, 537 U.S. 322, 336 (2003)). 3 For a complete recitation of the relevant facts, the parties are referred to the Report- Recommendation. See Dkt. No. 27. 220.31(1) and 220.16(1). SR. 104-05.4 On October 2, 2014, Petitioner appeared before the Hon. Donald A. Williams in Ulster County Court (the “County Court”) and entered a plea of not guilty. SR. 2. On February 18, 2015, Petitioner reappeared in County Court and initially stated that he did not want to remain represented by his attorney, but after a break to discuss further with counsel, stated that he was satisfied with and wished to remain represented by his attorney. SR. 8-15. The

County Court questioned both Petitioner and his counsel regarding this decision. SR. 11-15. The County Court also observed that a plea offer had previously been made, but had been rejected by Petitioner and subsequently withdrawn by the Court. SR. 15. The County Court advised Petitioner that it would continue the prior plea offer that had been rejected and withdrawn, and that if Petitioner accepted it, it would sentence him to six years in state prison and three years of post- release supervision. SR. 15-24. Petitioner stated that he wished to accept the plea. SR. 24. During the plea colloquy, Petitioner told the County Court he had not taken any drugs, alcohol or medication before coming to County Court and that he had not taken his medication for bipolar disorder. SR. 20. When the County Court asked if Petitioner was having trouble

understanding what the Court was saying, Petitioner replied, “somewhat, but I’m just going to say yes.” Id. However, after the County Court’s follow-up questioning, Petitioner responded, “I do understand” and stated that he wished to accept the plea. SR. 20-22. The County Court accepted Petitioner’s plea. SR. 36. Petitioner appeared for sentencing on April 21, 2015 and when the County Court asked his counsel, Mr. Singer, if there was any reason why sentence could not be imposed, counsel replied, “[n]one that I know of your Honor.” SR. 42-46. Petitioner informed the County Court that he

4 All citations to Dkt. No. 15, the State Court Records (“SR.”), will refer to the pagination generated by CM/ECF, the Court’s electronic filing system. wanted to withdraw his plea, challenging his “prior convictions.” SR. 44. The County Court asked petitioner what he meant by “prior convictions” and he responded that they were “unconstitutionally obtained.” Id. The County Court replied, “that’s not a basis to withdraw your plea of guilty.” Id. When the County Court asked petitioner if he had “other arguments,” petitioner replied that he just “want[ed] to take back [his] plea.” Id. Petitioner conferred with counsel and

when the County Court again asked him what grounds he had to withdraw his plea, Petitioner stated that he wanted to withdraw his plea because he had an upcoming parole hearing. SR. 45. The Court deferred sentencing Petitioner and instead informed him that if the presentence investigation report in his case was accurate, petitioner had violated the terms of his plea agreement by making untruthful statements during his presentence interview, and adjourned the case for an Outley hearing5 to determine whether petitioner had violated conditions of his plea agreement and whether his sentence would be enhanced as a result. SR. 45-46. On July 16, 2015, the County Court conducted an Outley hearing. SR. 49-84. After finding that Petitioner had in fact violated the conditions of his plea agreement by making statements to

his probation officer concerning his criminal conduct that were inconsistent with the statements he made in his plea allocution, the County Court asked whether there was a legal reason why sentence could not be imposed. SR. 75-78. Petitioner’s attorney stated there was no legal reason why sentencing could not proceed. SR. 78. Petitioner responded by contesting the constitutionality of his prior conviction for criminal sale of a controlled substance in the third degree. SR. 78-80. The County Court asked Petitioner to identify the legal theory supporting his claim that his prior conviction was unconstitutional. SR. 79. The hearing was adjourned to allow the parties to develop arguments about the constitutionality of Petitioner’s prior felony conviction. SR. 79-81.

5 See generally, People v. Outley, 80 N.Y.2d 702 (1993); People v. Hicks, 98 N.Y.2d 185 (2002). When the parties returned to County Court on July 29, 2015, Mr. Singer requested to be relieved and Petitioner confirmed he wanted his attorney relieved. SR. 86-91. Petitioner was assigned a conflict defender, Mr.

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