Mendez v. Radec Corp.

260 F.R.D. 38, 2009 U.S. Dist. LEXIS 73948, 2009 WL 2584831
CourtDistrict Court, W.D. New York
DecidedAugust 20, 2009
DocketNo. 03-CV-6342L
StatusPublished
Cited by23 cases

This text of 260 F.R.D. 38 (Mendez v. Radec Corp.) is published on Counsel Stack Legal Research, covering District Court, W.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mendez v. Radec Corp., 260 F.R.D. 38, 2009 U.S. Dist. LEXIS 73948, 2009 WL 2584831 (W.D.N.Y. 2009).

Opinion

DECISION AND ORDER

DAVID G. LARIMER, District Judge.

Plaintiff, Patrick Mendez, commenced this action against his former employer, Radec Corporation (“Radec”), and two of its officers, alleging that Radec has violated the Fair Labor Standards Act (“FLSA”), 29 U.S.C. § 201 et seq., and the New York Labor Law (“Labor Law”), by failing to pay wages to which Mendez was legally entitled. Mendez also alleges that Radec terminated his employment in retaliation for his complaints about Radee’s wage violations.

The Court has issued several decisions and orders in this ease, familiarity with all of which is assumed, that are relevant to an understanding of the issues now before me. On February 26, 2004, in open court, I directed that potential class members be given notice of the existence of this action and of their rights to opt in to the action under the FLSA’s “collective action” provision, 29 U.S.C. § 216(b). Dkt. # 45.

On November 22, 2005, the Court issued a Decision and Order, which: granted in part and denied in part plaintiffs motion for summary judgment; granted plaintiffs motion for class certification of his Labor Law claims under Rule 23(b)(3) of the Federal Rules of Civil Procedure; and denied defendants’ motion to “decertify” plaintiffs collective action under the FLSA. 232 F.R.D. 78.

Following the issuance of that Decision and Order, defendants moved pursuant to Rules 54(b) and 59(e), and 28 U.S.C. § 1292(b), for an order reconsidering, altering, or amending the Court’s November 2005 Decision and Order, or alternatively, certifying the matter for interlocutory appeal. On January 30, 2006, the Court issued a Decision and Order denying defendants’ motion. 411 F. Supp.2d 347.

Defendants have now filed a motion (Dkt.# 216) to decertify the Rule 23 class, pursuant to Rule 23(c)(1)(C), which provides that “[a]n order that grants or denies class certification may be altered or amended before final judgment.” Plaintiffs oppose the motion.

DISCUSSION

I. General Principles

“Even after a [class] certification order is entered, the [district] judge remains free to modify it in the light of subsequent developments in the litigation.” General Tel. Co. of the Southwest v. Falcon, 457 U.S. 147, 160, 102 S.Ct. 2364, 72 L.Ed.2d 740 (1982). Thus, a district court that has certified a class under Rule 23 “can always alter, or indeed revoke, class certification at any time before final judgment is entered should a change in circumstances” render a class action no longer appropriate. Cordes & Co. Financial Services, Inc. v. A.G. Edwards & Sons, Inc., 502 F.3d 91, 104 n. 9 (2d Cir. 2007); see also Daffin v. Ford Motor Co., 458 F.3d 549, 554 (6th Cir.2006) (“If at a subsequent point in the litigation the district court determines that [circumstances have materially changed], the district court may consider at that point whether to modify or decertify the class”); In re Integra Realty Resources, Inc., 354 F.3d 1246, 1261 (10th Cir.2004) (“a trial court overseeing a class action retains the ability to monitor the appropriateness of class certification throughout the proceedings and to modify or decertify a class at any time before final judgment”); accord Lee v. City of Columbus, Ohio, No. 2:07-CV-1230, 2008 WL 3981459, at *3 (S.D.Ohio Aug.22, 2008), modified on other grounds, 2008 WL 5146504 (S.D.Ohio Dec.5, 2008).

“In fact, a federal district court judge has an affirmative obligation to ensure” that class certification remains appropriate throughout the litigation. Wu v. MAMSI Life & Health Ins. Co., 256 F.R.D. 158, 162-63 (D.Md.2008). See Boucher v. Syracuse Univ., 164 F.3d 113, 118 (2d Cir.1999) (“un[43]*43der Rule 23(c)(1), courts are required to reassess their class rulings as the case develops”); Richardson v. Byrd, 709 F.2d 1016, 1019 (5th Cir.1983) (“Under Rule 23 ... the district judge must define, redefine, subclass, and decertify as appropriate in response to the progression of the case from assertion to facts”); Chisolm v. TranSouth Financial Corp., 194 F.R.D. 538, 544 (E.D.Va.2000) (“the Court is duty bound to monitor its class decision and, where certification proves improvident, to decertify, subclassify, alter, or otherwise amend its class certification”).

Like the initial decision whether to certify a class, the question of whether to decertify a class lies committed to the discretion of the district court. See Wu, 256 F.R.D. at 162 (“A federal district court possesses the same broad discretion in determining whether to modify or even decertify a class” as it does in deciding whether to grant class certification). “In considering the appropriateness of decertification, the standard of review is the same as a motion for class certification: whether the Rule 23 requirements are met.” Marlo v. United Parcel Service, Inc., 251 F.R.D. 476, 479 (C.D.Cal. 2008); see also East Maine Baptist Church v. Union Planters Bank, N.A., 244 F.R.D. 538, 541 (E.D.Mo.2007) (“In considering a defendant’s motion for decertification, the Court follows the legal standard required for class certification ... and focuses its inquiry as to whether or not the requirements of Rule 23 have been met”).

“[T]he four prerequisites of Rule 23(a) [are]: numerosity, commonality, typicality, and adequacy of representation.” Marisol A. v. Giuliani 126 F.3d 372, 375 (2d Cir.1997). In addition, “the party seeking certification must qualify under one of three criteria set forth in Rule 23(b).” Id. at 376; Comer v. Cisneros, 37 F.3d 775, 796 (2d Cir.1994).

In the case at bar, the Court found in its November 22, 2005 Decision and Order that plaintiffs had met the certification requirements of Rule 23(b)(3), which provides for certification when (1) questions of law or fact common to the class members predominate over any questions affecting only individual members, and (2) a class action would be superior to other available methods for the fair and efficient adjudication of the controversy. See 232 F.R.D. at 93-94.

In support of their motion to decertify, defendants focus on two of the requirements of Rule 23: adequacy of class counsel, and the predominance of classwide over individual issues. Defendants contend that the record now shows that neither condition has been satisfied.

II. Alleged Inadequacy of Class Counsel

Defendants contend that class counsel have proved themselves to be inadequate in a number of respects. In particular, defendants assert that class counsel have made several glaring errors that have disadvantaged and prejudiced class members.

As other courts have observed, objections by defendants to the adequacy of class counsel sometimes need to be taken “with a grain of salt.” Williams v. Balcor Pension Investors, 150 F.R.D. 109, 119 n. 10 (N.D.Ill. 1993);

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Wise v. Combe Incorporated
S.D. New York, 2024
Lord v. Senex Law, P.C.
W.D. Virginia, 2023
Pineda v. Skinner Services, Inc.
D. Massachusetts, 2020
Arciello v. County of Nassau
E.D. New York, 2019
Contrera v. Langer
290 F. Supp. 3d 269 (S.D. Illinois, 2018)
Dixon v. Scott Fetzer Co.
317 F.R.D. 329 (D. Connecticut, 2016)
Makaeff v. Trump University, LLC
309 F.R.D. 631 (S.D. California, 2015)
Montes v. Janitorial Partners, Inc.
128 F. Supp. 3d 188 (District of Columbia, 2015)
Johnson v. Nextel Communications, Inc.
293 F.R.D. 660 (S.D. New York, 2013)
Manning v. Gold Belt Falcon, LLC
817 F. Supp. 2d 451 (D. New Jersey, 2011)
Ironforge. Com v. Paychex, Inc.
747 F. Supp. 2d 384 (W.D. New York, 2010)
Reynolds v. Barrett
741 F. Supp. 2d 416 (W.D. New York, 2010)

Cite This Page — Counsel Stack

Bluebook (online)
260 F.R.D. 38, 2009 U.S. Dist. LEXIS 73948, 2009 WL 2584831, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mendez-v-radec-corp-nywd-2009.