Melvin Wicker v. Board of Education of Knott County, Kentucky

826 F.2d 442, 1987 U.S. App. LEXIS 10768, 56 U.S.L.W. 2103
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 14, 1987
Docket86-5220
StatusPublished
Cited by21 cases

This text of 826 F.2d 442 (Melvin Wicker v. Board of Education of Knott County, Kentucky) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Melvin Wicker v. Board of Education of Knott County, Kentucky, 826 F.2d 442, 1987 U.S. App. LEXIS 10768, 56 U.S.L.W. 2103 (6th Cir. 1987).

Opinion

ENGEL, Circuit Judge.

In England v. Louisiana Board of Medical Examiners, 375 U.S. 411, 84 S.Ct. 461, 11 L.Ed.2d 440 (1964), the Supreme Court provided a means whereby a federal court plaintiff could preserve his right to litigate federal issues in federal court even though he had been required by Pullman abstention first to present his state issues to the state courts. Railroad Comm’n v. Pullman Co., 312 U.S. 496, 61 S.Ct. 643, 85 L.Ed. 971 (1941). The plaintiff in England was obliged to repair to state court after the federal court abstained in order to let the state court decide those state law issues whose resolution might be dispositive of the entire litigation, thereby avoiding unnecessary confrontation between state and federal interests. The Supreme Court held that the plaintiff was not bound to forgo his federal forum but could, by notifying the parties and the state court that he was reserving his federal issues, limit the state court’s determination to state issues even though it might otherwise have had concurrent jurisdiction. England also held, however, that when a federal court *444 abstains and the plaintiff files a reservation in state court, that plaintiff can lose the federal forum if, inconsistent with his reservation, he thereafter fully presents federal issues to the state court.

The first issue presented in this appeal, not precisely addressed in England, is whether a federal court plaintiff, who brings his state law issues to state court prior to federal abstention, can still reserve his federal issues and return later to federal court. The second issue addressed is the preclusive effect to be given to the state court decisions in the present case, assuming the England reservation preserved plaintiffs right to return to federal court.

I.

Appellant Melvin Wicker was appointed to a four-year term as Superintendent of Schools and Secretary of the Board of Education for Knott County, Kentucky, beginning July 1, 1980. The incumbent superintendent, Simeon Fields, resigned on May 30 and Wicker assumed office a month early. The school district then had financial problems at least partially caused by overstaffing. Wicker asserted in the state proceedings that he could not resolve the over-staffing problem because superintendent Fields had failed to send nonrenewal notices by a statutory deadline of April 30, 1980.

The record indicates that Wicker operated in an environment of considerable political controversy. A few months after taking office, Wicker had a disagreement with R.B. Singleton, the high school principal and an unsuccessful candidate for Wicker’s position. That disagreement resulted in Singleton’s termination and subsequent lawsuit against Wicker and the Board. Dissatisfied teachers and unsuccessful applicants for school staff positions filed other lawsuits.

This political unrest coincided with the reelection campaigns of three Board members. The three successful candidates, whom Wicker had not supported, took office in January 1981 and constituted a new Board majority. The Board filed charges against Wicker on February 17, 1981, and conducted hearings on the charges during March and April of 1981. It found that twelve of the charges against Wicker were true and it subsequently fired him.

Wicker filed legal actions first in federal district court and thereafter in Knott County Kentucky Circuit Court. Wicker alleged in his federal suit that defendant Board members and their attorney had infringed upon his constitutional rights in violation of 42 U.S.C. § 1983. Specifically, Wicker charged that (1) he was denied procedural and substantive due process because he was removed without a fair hearing and without legal cause, (2) the removal deprived him of first amendment rights because it was in reprisal for protected political activity, (3) the defendants conspired to remove him because of his participation in other lawsuits, and (4) Ky.Rev.Stat. § 160.-350 (governing removal of school superintendents) 1 is unconstitutional because it does not provide a fair hearing prior to discharge. After Wicker filed in state court but before that court had taken any action, the federal court abstained. 2

*445 Promptly following the abstention order, Wicker filed in Knott County Circuit Court a reservation of federal issues: “The plaintiff intends, to return to the federal court for disposition of these issues, and he does not submit them for litigation in the state court.” Wicker specifically listed the issues reserved, including his substantive and procedural due process claims, his first amendment claims, and his claim that Ky. Rev.Stat. § 160.350 was unconstitutional.

Upon Wicker’s return, the federal court concluded that Wicker was barred by lack of standing from raising his claim that Ky.Rev.Stat. § 160.350 was unconstitutional. Wicker does not appeal that determination. The court also found that Wicker’s remaining claims were precluded by the state court decisions. Wicker now seeks reversal of the district court’s order granting summary judgment to defendants on those claims held barred by the previous state decisions.

II.

As earlier observed, England acknowledged the general validity of preclusion principles and held:

if a party freely and without reservation submits his federal claims for decision by the state courts, litigates them there, and has them decided there, then ... he has elected to forgo his right to return to the District Court.

Id. at 419, 84 S.Ct. at 467. However, a party may forestall a conclusion that he elected not to return to federal court by filing in state court a reservation to the disposition of the entire case by the state courts. Such a reservation tells the state courts that he is exposing his federal claims there only so that the state court can construe state issues “in light of” the federal claims as required by Government Employees v. Windsor, 353 U.S. 364, 77 S.Ct. 838, 1 L.Ed.2d 894 (1957). The England Court emphasized that an explicit reservation is not vital to preserving the right to return to federal court:

[T]he litigant is in no event to be denied his right to return to the District Court unless it clearly appears that he voluntarily did more than Windsor required and fully litigated his federal .claims in the state courts. When the reservation has been made ... his right to return will in all events be preserved.

England, 375 U.S.

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826 F.2d 442, 1987 U.S. App. LEXIS 10768, 56 U.S.L.W. 2103, Counsel Stack Legal Research, https://law.counselstack.com/opinion/melvin-wicker-v-board-of-education-of-knott-county-kentucky-ca6-1987.