McElwee v. Aldersgate Life Plan Services, Inc

CourtDistrict Court, W.D. North Carolina
DecidedOctober 7, 2024
Docket3:24-cv-00288
StatusUnknown

This text of McElwee v. Aldersgate Life Plan Services, Inc (McElwee v. Aldersgate Life Plan Services, Inc) is published on Counsel Stack Legal Research, covering District Court, W.D. North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McElwee v. Aldersgate Life Plan Services, Inc, (W.D.N.C. 2024).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF NORTH CAROLINA CHARLOTTE DIVISION CIVIL ACTION NO. 3:24-CV-00288-KDB-SCR

KENNETH L. MCELWEE,

Plaintiff,

v. ORDER

ALDERSGATE LIFE PLAN SERVICES, INC, ET AL.,

Defendants.

THIS MATTER is before the Court on Defendants’ Motion to Dismiss (Doc. No. 20). In this action, pro se attorney Plaintiff Kenneth McElwee, a former resident of Defendant Aldersgate United Methodist Retirement Community, Inc. (“AUMRC”), alleges that Defendants engaged in federal racketeering and unlawful conduct under North Carolina law by falsely representing to him and others whether their large, partially refundable “entrance fees” would be escrowed. As discussed in detail below, while Mr. McElwee has indeed made serious allegations of commercial misconduct, the facts he has alleged are insufficient to support his RICO claim, which stands as the sole basis for federal jurisdiction. Therefore, after carefully considering this motion and the parties’ briefs, the Court will GRANT the motion to dismiss Plaintiff’s RICO claim and decline to take jurisdiction over his state law claims, which the Court will dismiss without prejudice, having not considered their merits. I. LEGAL STANDARD Under Federal Rule of Civil Procedure 8(a)(2), a Complaint must contain “a short and plain statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). However, “Rule 8(a)(2) still requires a ‘showing,’ rather than a blanket assertion, of entitlement to relief.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 n.3 (2007). A motion to dismiss under Federal Rule of Civil Procedure 12(b)(6) for “failure to state a claim upon which relief can be granted” tests whether the complaint is legally and factually sufficient. See Fed. R. Civ. P. 12(b)(6); Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009); Bell Atl., 550

U.S. at 570; Coleman v. Maryland Court of Appeals, 626 F.3d 187, 190 (4th Cir. 2010), aff'd sub nom. Coleman v. Court of Appeals of Maryland, 566 U.S. 30 (2012). In evaluating whether a claim is stated, “[the] court accepts all well-pled facts as true and construes these facts in the light most favorable to the Plaintiff,” but does not consider “legal conclusions, elements of a cause of action, . . . bare assertions devoid of further factual enhancement[,] . . . unwarranted inferences, unreasonable conclusions, or arguments.” Nemet Chevrolet, Ltd. v. Consumeraffairs.com, Inc., 591 F.3d 250, 255 (4th Cir. 2009). Construing the facts in this manner, a complaint must only contain “sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face.” Id. (internal quotations omitted). Thus, a motion to dismiss under Rule 12(b)(6) determines

only whether a claim is stated; “it does not resolve contests surrounding the facts, the merits of a claim, or the applicability of defenses.” Republican Party of North Carolina v. Martin, 980 F.2d 943, 952 (4th Cir. 1992). A pro se plaintiff's complaint must be held “to less stringent standards than formal pleadings drafted by lawyers.” Haines v. Kerner, 404 U.S. 519, 520 (1972). However, this liberal pleading standard does not apply when, as here, the litigant is a licensed attorney. (Doc. No. 1 at 1, 49-50); Spence v. United States Dep't of Veterans Affs., 109 F.4th 531, 538 (D.C. Cir. 2024) (noting that this conclusion is in unanimous consensus with the other circuits that have addressed the question).1 II. FACTS AND PROCEDURAL HISTORY Plaintiff, a North Carolina resident, is a former resident of AUMRC, a licensed continuing care and retirement community (“CCRC”) in Charlotte, North Carolina. (Doc. No. 1 at 3). Since

approximately April 2016, AUMRC has been a subsidiary of Aldersgate Life Plan Services, Inc. (“Aldersgate”), which was created for the express purpose of managing AUMRC. Id. at 14, 16. At all relevant times, Aldersgate owned 100% of AUMRC’s assets, and Aldersgate’s 2021 restated articles of incorporation state that Aldersgate will “hold, manage, administer, use, and invest . . . money or property [for the benefit of AUMRC].” Id. at 16. Aldersgate charges AUMRC 5% of its gross annual revenue as compensation. Id. Plaintiff moved into the retirement community in 2022. Id. at 26. Upon joining, he was required to enter into a resident agreement and pay an entrance fee of $350,895.00. Id. at 24. He alleges that between 2016, when Aldersgate was created, and 2024, when he moved out of the

1 See Andrews v. Columbia Gas Transmission Corp., 544 F.3d 618, 633 (6th Cir. 2008) (“We cannot accord [Plaintiff] the advantage of the liberal construction of his complaint normally given pro se litigants because he is a licensed attorney.”); Smith v. Plati, 258 F.3d 1167, 1174 (10th Cir. 2001) (“While we are generally obliged to construe pro se pleadings liberally, we decline to do so here because [Plaintiff] is a licensed attorney.”) (cleaned up); Godlove v. Bamberger, Foreman, Oswald, & Hahn, 903 F.2d 1145, 1148 (7th Cir. 1990) (“Ordinarily, we treat the efforts of [pro se] applicants gently, but a [pro se] lawyer is entitled to no special consideration.”); Gordon v. Gutierrez, No. 1:06CV861, 2006 WL 3760134, at *1 (E.D. Va. Dec. 14, 2006), aff'd, 250 F. App'x 561 (4th Cir. 2007) (“Plaintiff represents that she is an attorney, a law school graduate, and a member a neighboring state's bar. As such, she is not entitled to the liberal construction of pleadings ordinarily afforded [pro se] litigants.”). retirement community, he and an unknown number of other prospective residents were induced into executing their resident agreements by AUMRC staff members telling them that the refundable portion of their entrance fees would be escrowed, when the fees, in fact, were not. Id. at 24-26. Specifically with respect to himself, Plaintiff alleges that during a telephone conversation on July 1, 2022, he asked Kourtney Carter, an AUMRC salesperson, whether the refundable

portion of his entrance fee would be escrowed. Id. at 24. She told him that it would be. Id. On July 12, 2022, Plaintiff was accepted for residency and wired a ten percent down payment to AUMRC. Id. at 25. When a person applies for residence at a CCRC in North Carolina, they are provided a mandatory disclosure form under North Carolina law. G.S. § 58-64-20. G.S. § 58-64-20(a)(15) states that the disclosure form is required to contain “[a]ny other material information concerning the facility or the provider which, if omitted, would lead a reasonable person not to enter into this contract.” Id. The disclosure form was first emailed to Plaintiff, and when he couldn’t open it, was sent via U.S. mail. (Doc. No. 1 at 24). Plaintiff alleges that the disclosure form provided to him

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Bluebook (online)
McElwee v. Aldersgate Life Plan Services, Inc, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mcelwee-v-aldersgate-life-plan-services-inc-ncwd-2024.