Max Alexander Soffar v. Gary L. Johnson, Director, Texas Department of Criminal Justice, Institutional Division

237 F.3d 411
CourtCourt of Appeals for the Fifth Circuit
DecidedJanuary 17, 2001
Docket98-20385
StatusPublished
Cited by26 cases

This text of 237 F.3d 411 (Max Alexander Soffar v. Gary L. Johnson, Director, Texas Department of Criminal Justice, Institutional Division) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Max Alexander Soffar v. Gary L. Johnson, Director, Texas Department of Criminal Justice, Institutional Division, 237 F.3d 411 (5th Cir. 2001).

Opinion

DeMOSS, Circuit Judge:

Petitioner Max Alexander Soffar, convicted of capital murder 1 and sentenced to death by a Texas state court seeks a certificate of probable cause (“CPC”) to appeal the district court’s dismissal of his first federal application for writ of habeas corpus, which he filed pursuant to 28 U.S.C. § 2254. The federal district court refused to grant Soffar an evidentiary hearing and granted summary judgment in favor of Director Johnson, who has custody of Sof-far pursuant to his capital conviction. The *417 district court then entered an order denying Soffar’s application for writ of habeas corpus. Soffar’s application for a CPC is governed by the Antiterrorism and Effective Death Penalty Act of 1996 (“AED-PA”). We therefore construe Soffar’s request for a CPC as a request for certificate of appealability (“COA”), and because we have determined that Soffar has made a substantial showing of the denial of a constitutional right with respect to his claim that the State violated his Fifth Amendment rights by interrogating him while he was in custody after he had invoked his right to counsel, we grant him a COA as to that issue. We also grant Soffar a COA as to (1) his claim that the State violated his Sixth Amendment rights by interrogating him after he had requested and been appointed counsel, and while he was in custody, regarding an extraneous offense presented during the penalty phase of his murder trial, and (2) his claim that he was denied effective assistance of counsel based upon his trial counsel’s alleged failure to investigate, develop, and present available evidence with respect to the surviving witness’s statements to police or with respect to ballistics evidence. Because we have also determined, based upon the undisputed facts and for the reasons discussed herein, that Soffar’s conviction and sentence for capital murder are constitutionally infirm by virtue of the State’s violation of Soffar’s right to counsel during custodial interrogation, we reverse the district court’s order granting the Director’s motion for summary judgment and remand this case to the district court for entry of an order (i) granting Soffar’s application for writ of habeas corpus, (ii) setting aside Soffar’s conviction and sentence for capital murder, and (iii) ordering Soffar’s release unless the State commences a re-trial of Soffar within 120 days. Our decision today renders MOOT all motions pending in this Court.

I. BACKGROUND

We have conducted an independent and exhaustive review of the entire record of this case. The following, extensive factual background is taken primarily from the facts found by the state and federal habeas courts, but we have also included those additional relevant facts which, based upon the record before us, we find to be undisputed. We note at the outset that this case involves a peculiar and unique set of factual circumstances the likes of which no court has yet seen, nor likely ever will see again.

A. The Offense

In either the late evening hours of Sunday, July 13, 1980, or the early morning hours of Monday, July 14,1980, four young people were each shot in the head during the course of a robbery at the Fairlanes-Windfern Bowling Alley, located at 14441 Northwest Freeway, approximately 13.5 miles northwest of downtown Houston, Texas. The victims included Stephen Allen Sims, a young male who was the assistant manager of the bowling alley; Tommy Temple, a young male employee of the bowling alley; Arden Alane Felsher, a young female non-employee; and, Gregory Garner, another young male employee of the bowling alley. Garner was the only victim who survived.

During the night immediately preceding the robbery-murders, the Windfern Bowling Alley had been burglarized. 2 The side door of the bowling alley, which was broken by the burglars to gain entry the night before, had not been fixed by the next evening and could not be locked. As a result, at around 7:30 p.m. on the night of *418 the 13th, Jim Peters, the manager of the bowling alley, asked Greg Garner and Tommy Temple, to stay late after closing to keep an eye on the premises, at least until the early morning cleaning crew arrived at approximately 4:00 a.m. At approximately 9:30 p.m., Garner moved his car across the street into the parking lot of the Houston First Church of God, which was directly across the Northwest Freeway 3 from the bowling alley, so that after closing it would appear that no one was at the bowling alley. Just as the bowling alley closed, a robber or robbers entered the bowling alley, shot the four individuals, and absconded with approximately $1,000 in cash.

Shortly after the robbery and shootings, at approximately 12:08 a.m., Greg Garner managed to telephone his mother, Nellie Garner, from the control booth next to where he and the other victims were lying. He relayed to his mother that someone had been at the bowling alley and that he needed help. His mother told him that she was sending his father, Ira Garner, to the bowling alley and she asked her son if he was all right. After Greg responded “yeah, I’m all right,” the bowling alley’s other phone line rang and Greg told his mother that he was putting her on hold. The other caller was Jim Peters, who was calling to check and make sure that everything was in order at the bowling alley. Mr. Peters testified that Garner’s speech was garbled but that Garner told Mr. Peters either “we, he, or they” made us lay down. Peters, sensing that something was awry, told Garner that he was going to call the police. After Peters called the police, he started on his own trip to the bowling alley. When Greg Garner returned to the phone line with his mother, he told her again that he was all right and that the robber or robbers had just left. He answered his mother’s questions by telling her that he was bleeding from the side of his head and that he was holding his eyeball. Mrs. Garner then hung up the phone and headed towards the bowling alley.

After he hung up the phone with his mother, Garner walked over and laid down next to Arden Felsher, who was the only other victim still alive at the time. When he laid down next to Felsher, he was positioned closest to the front door of the bowling alley, just inside the doors. Garner’s father was the first to arrive at the scene. When he arrived, he parked his car in front of the building with his headlights facing the front door. This illuminated the inside of the bowling alley and he saw four people lying on the floor. When he honked his horn, he could see his son lift his head and it was immediately apparent to him that Garner was injured. He ran inside, comforted his son, and then tried to telephone for help from the bowling alley phone. He was unable to make the call because he could not get an outside line. He then drove across the freeway to the church and asked a woman, who had gathered with several others awaiting the return of their children from a church youth trip, if she would call the police. He then returned to the bowling alley.

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Bluebook (online)
237 F.3d 411, Counsel Stack Legal Research, https://law.counselstack.com/opinion/max-alexander-soffar-v-gary-l-johnson-director-texas-department-of-ca5-2001.