Matter of Inquiry Concerning a Judge

462 S.E.2d 728, 265 Ga. 843
CourtSupreme Court of Georgia
DecidedOctober 16, 1995
DocketS96A0107; NOS. 94-8, 94-64, 94-74, 95-44, 95-56
StatusPublished
Cited by24 cases

This text of 462 S.E.2d 728 (Matter of Inquiry Concerning a Judge) is published on Counsel Stack Legal Research, covering Supreme Court of Georgia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Inquiry Concerning a Judge, 462 S.E.2d 728, 265 Ga. 843 (Ga. 1995).

Opinion

Per curiam.

In this matter, we must consider the recommendation of the Judicial Qualifications Commission (“the Commission”) that Judge Dorothy J. Vaughn of the State Court of Fulton County be removed from office for reasons related to her judicial conduct. An inquiry regarding Judge Vaughn’s fitness to sit as a judge was initiated by the filing of a formal complaint with the Commission alleging that Judge Vaughn had violated Canons One, Two and Three of the Code of Judicial Conduct during the trial of a medical malpractice case, 1 and four ad *844 ditional complaints alleging, inter alia, judicial misconduct which resulted in the denial of the constitutional rights of criminal defendants. On December 12, 1994, notice was issued that formal proceedings would be initiated by the Commission in order to determine whether Judge Vaughn had engaged in “willful misconduct in office ... or conduct prejudicial to the administration of justice which brings the judicial office into disrepute.” 2

Following a long hearing at which voluminous testimony was given, the Commission determined that the allegations set forth in the notice were proved by clear and convincing evidence. Based upon that determination, and because it found that Judge Vaughn did not indicate a desire or willingness to alter the conduct that was the gravamen of the allegations against her, the Commission recommended that she be removed from office as unfit to sit as a judge.

In fairness to Judge Vaughn, we note at the outset that there are no allegations against her of moral turpitude or judicial corruption, nor are there any charges of personal dishonesty or conflict. 3 However, because our review of the record leaves us no alternative but to conclude that Judge Vaughn has engaged in conduct that has, inter alia, (1) prejudiced the administration of justice, (2) harmed the public’s perception of the judiciary, and (3) demonstrated a propensity toward wilful misconduct and bad faith as a judge, it is our duty to order that Judge Vaughn be removed from office. 4

*845 1. It is the function of this Court to review the findings of the Commission, and to exercise its judgment based upon the entire record to make a determination whether Judge Vaughn’s conduct warrants discipline, and, if so, what sanctions should be imposed. In performing this independent function, we give substantial consideration and due deference to the Commission’s ability to evaluate the credibility of the witnesses who appear before it. In reaching our determination, this Court employs the same “clear and convincing proof’ standard utilized by the Commission in making its recommendation. With this in mind, we first consider the grounds asserted by Judge Vaughn in support of her petition urging us to reject the Commission’s recommendation that she be removed from the bench, after which we explain the basis of our decision to remove her from office.

2. Judge Vaughn argues that the Commission erred by receiving evidence in this matter prior to a determination of her motion to recuse. 5 In that motion, Judge Vaughn had alleged that the remarks of Commission counsel, Althea Buafo, evidenced an appearance of the Commission’s pre-judgment against the Judge. Judge Vaughn supported that allegation in her motion with the affidavits of her former and current counsel. The motion to recuse was denied by Presiding Judge Lawson, on behalf of the Commission, on the grounds that (1) it was untimely, (2) Judge Vaughn had waived her right to move for recusal by proceeding on the merits, and (3) the affidavits were legally insufficient.

We affirm the Commission’s denial of the motion to recuse. Judge Vaughn had knowledge of the matters set forth in the affidavits at least sixty days before the motion was first filed, which was four days prior to the commencement of formal hearings. 6 Likewise, Judge Vaughn had already submitted numerous filings with the Commission, none of which indicated that they were filed subject to her right to move for the Commission’s recusal. Moreover, the matters discussed in the affidavits do not support a finding of the appearance of pre-judgment or impartiality. Instead, those matters, as well as the record before us, reveal that the Commission was engaged in negotiations with Judge Vaughn under the provisions of Rule 4 (d) of the *846 Rules.

Further, we disagree with Judge Vaughn’s contention that the inherent unfairness of the tribunal, or at least the proscribed possibility thereof, as evidenced by the Commission’s allegedly adversarial comments on the record, deprived her of her right to a fair adjudication of the allegations against her. It is well-established that the exercise of the combination investigative and adjudicative functions of an agency does not, per se, violate the requirements of due process. Withrow v. Larkin, 421 U. S. 35 (95 SC 1456, 43 LE2d 712) (1975). We note that other States with judicial disciplinary proceedings similar to Georgia’s also have rejected this due process argument. 7

While the Commission is authorized to investigate complaints, hear evidence, find facts and make recommendations with respect thereto, its recommendations are not binding upon this Court. Rather, it is this Court’s duty to review the record, exercise its judgment as to whether the facts found by the Commission are proved by clear and convincing evidence, and determine whether the Commission’s recommendation should be followed. Thus, even if we were to find evidence of any partiality on the part of the Commission, which we do not, it would be “cured by the final scrutiny of this adjudicative body.” In re Brown, 512 SW2d 317, 321 (4) (Tex. 1974).

3. Judge Vaughn next contends that the erroneous admission of expert testimony by Judge Charles Carnes, Chief Judge of the State Court of Fulton County, compels the rejection of the Commission’s recommendation. Judge Vaughn does not challenge the qualification of Judge Carnes to testify as an expert witness in these proceedings, only the propriety of the Commission hearing that testimony and relying thereon. We do not agree with Judge Vaughn that the constitutional delegation to the Commission, through this Court, of the power and duty to conduct these proceedings is compromised by the testimony of a member of the judiciary who is qualified to offer an opinion regarding whether specific judicial conduct comports with that exacted by the Code, and corresponds with that expected of a judge sitting on the State Court of Fulton County.

4. Georgia’s state courts, created pursuant to OCGA § 15-7-2

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Bluebook (online)
462 S.E.2d 728, 265 Ga. 843, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-inquiry-concerning-a-judge-ga-1995.