MATTER OF GOMEZ v. Stout

918 N.E.2d 99, 13 N.Y.3d 182
New York Court of Appeals·Decided October 15, 2009·No. 136·Published·Cited by 20 cases

Opinions

OPINION OF THE COURT

Ciparick, J.

Petitioner Valerie Gomez has worked for Westchester County since 1979. On January 17, 2001, she began working as an assistant games manager at Rye Playland—an amusement park owned by the County of Westchester and operated by its Department of Parks, Recreation and Conservation. However, on or about May 2, 2002, petitioner was served with disciplinary [185] charges pursuant to Civil Service Law § 75 alleging she had committed 43 specifications of misconduct and/or incompetence.

At petitioner’s disciplinary proceeding,1 her employer, respondent Joseph A. Stout, Commissioner of the Westchester County Department of Parks, Recreation and Conservation, and members of his family testified about an alleged incident that occurred at Rye Playland’s skating rink in April 2002.2 The Hearing Officer sustained all 43 charges against petitioner and recommended that petitioner should be terminated from her employment.

Stout, being conflicted as he and family members had testified at the hearing, designated respondent Ralph Butler, the Commissioner of the Westchester County Department of Public Works, to review the hearing record and to render the final determination as to whether petitioner would be disciplined. Butler agreed with the recommendation of the Hearing Officer and determined that petitioner should be terminated from her employment. In a letter dated November 2, 2005, Stout notified petitioner of Butler’s determination and informed her that she was terminated.

Petitioner commenced this CPLR article 78 proceeding in Supreme Court challenging the termination of her employment. She sought annulment of the determination and retroactive reinstatement to the county payroll as an assistant games manager, grade VII, effective November 2, 2005, the date of termination. Pursuant to CPLR 7804 (g), Supreme Court transferred the matter to the Appellate Division.

The Appellate Division granted the petition and annulled the determination terminating her employment on jurisdictional grounds. The court concluded that Stout erred, after properly disqualifying himself, when he designated Butler to act as his agent for the purpose of reviewing the report and recommendation of the Hearing Officer and issuing the final determination. The Appellate Division held that, pursuant to Westchester [186] County Charter § 134.413 and Civil Service Law § 75, the only individual authorized to act in his absence was his Deputy Commissioner.

The court remitted the matter back to Commissioner Stout “for the appointment of a duly-qualified individual authorized to review the recommendation of the hearing officer” (51 AD3d 1021, 1021-1022 [2d Dept 2008]). The court did not address the issues of whether petitioner was entitled to reinstatement or back pay and benefits. Neither did the court conduct a substantial evidence review as it annulled the determination on jurisdictional grounds. We granted both sides leave to appeal and now modify the order of the Appellate Division.

Civil Service Law § 75 (2) states, in pertinent part, that an employee disciplinary proceeding

“shall be held by the officer or body having the power to remove the person against whom such charges are preferred, or by a deputy or other person designated by such officer or body in writing for that purpose. In case a deputy or other person is so designated, he shall, for the purpose of such hearing, be vested with all the powers of such officer or body and shall make a record of such hearing which shall, with his recommendations, be referred to such officer or body for review and decision.”

Relying on the statute, the County asserts that Commissioner Stout’s recusal and the designation of Butler was necessary in order to avoid the appearance of impropriety and that Stout’s designation of Butler was lawful.

The language of Civil Service Law § 75 (2) clearly provides that, where the officer or body having power to remove an employee designates someone else to conduct a hearing, the record shall “be referred to such officer or body for review and decision.” It makes sense that the decision whether sanctions against an employee are warranted should be made by an official that has knowledge of the employee’s duties and responsibilities, as well as an understanding of what disciplinary measures have been previously imposed on other employees for similar types of infractions. Although it is true that Civil Service Law § 75 (2) does not explicitly state what the officer or [187] body should do where a disqualifying conflict exists, it clearly requires that the power to discipline be delegated, if necessary, within the governmental department’s chain of command.

Indeed, we have held it essential that any determination as to whether misconduct occurred and the appropriate penalty to be imposed be made by “the official upon whom has been imposed the power to remove or mete out the discipline” (Matter of Simpson v Wolansky, 38 NY2d 391, 394 [1975]). However, in order to ensure a civil servant a fair hearing, courts have crafted an exception requiring the conflicted officer or body bearing the responsibility of discipline to designate an impartial agent authorized to act in his or her stead (see e.g. Matter of McComb v Reasoner, 29 AD 3d 795, 799-800 [2d Dept 2006]; Matter of Martin v Platt, 191 AD2d 758 [3d Dept 1993], Iv denied 82 NY2d 652 [1993]). That delegation can only be made to a qualified individual.

The County urges us to hold that the judicially created exception encompasses the ability to appoint an agent with duties comparable to those of the recusing officer even where the designee has no supervisory authority over that particular employee. We reject the County’s arguments and decline to expand this judicially created exception to allow a personally involved officer or body unfettered discretion to designate a municipal department head with no supervisory authority over the affected employee. In this case, Westchester County Charter § 134.41 requires Commissioner Stout to designate a Deputy Commissioner within his own department to act for him in situations where he is either absent or unable to perform his duties. Thus, we conclude that the Appellate Division was correct in annulling Commissioner Butler’s determination and in remitting the matter to Commissioner Stout to appoint a duly-qualified individual—here the Deputy Commissioner—to render a determination on the same hearing record.

Petitioner also seeks reinstatement with back pay and benefits. The County argues that any award of back pay and benefits should await the determination of Commissioner Stout’s new designee, and should not be awarded at all unless the new penalty imposed, if any, is less severe than termination. We disagree and hold that petitioner is entitled to be reinstated with back pay and benefits.

In Matter of Wiggins v Board of Educ. of City of N.Y. (60 NY2d 385 [1983]) we stated that

Free access — add to your briefcase to read the full text and ask questions with AI

MATTER OF GOMEZ v. Stout, 918 N.E.2d 99, 13 N.Y.3d 182 (N.Y. 2009).

918 N.E.2d 99 (MATTER OF GOMEZ v. Stout) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Matter of Della Mura v. City of Mount Vernon
216 A.D.3d 787 (Appellate Division of the Supreme Court of New York, 2023)
Appeal of Steven Silva
Supreme Court of New Hampshire, 2019
In re Silva
210 A.3d 887 (Supreme Court of New Hampshire, 2019)
Matter of Stukes v. City of White Plains
2018 NY Slip Op 5474 (Appellate Division of the Supreme Court of New York, 2018)
The People v. Ronel Joseph
64 N.E.3d 957 (New York Court of Appeals, 2016)
Matter of Bruso v. County of Clinton
139 A.D.3d 1166 (Appellate Division of the Supreme Court of New York, 2016)
Zlotnick v. City of Saratoga Springs
122 A.D.3d 1210 (Appellate Division of the Supreme Court of New York, 2014)
Alarcon v. Board of Education of South Orangetown Central School District
121 A.D.3d 888 (Appellate Division of the Supreme Court of New York, 2014)
Peterson v. City of Poughkeepsie
99 A.D.3d 714 (Appellate Division of the Supreme Court of New York, 2012)
Gardner v. Coxsackie-Athens Central School District Board of Education
92 A.D.3d 1093 (Appellate Division of the Supreme Court of New York, 2012)
Rauschmeier v. Village of Johnson City
91 A.D.3d 1080 (Appellate Division of the Supreme Court of New York, 2012)
Guynup v. County of Clinton
74 A.D.3d 1552 (Appellate Division of the Supreme Court of New York, 2010)
Baker v. Poughkeepsie City School District
73 A.D.3d 916 (Appellate Division of the Supreme Court of New York, 2010)
Roosa v. Belfiore
69 A.D.3d 945 (Appellate Division of the Supreme Court of New York, 2010)
Prioleau v. Murphy
69 A.D.3d 943 (Appellate Division of the Supreme Court of New York, 2010)
MATTER OF GOMEZ v. Stout
918 N.E.2d 99 (New York Court of Appeals, 2009)