Matter of Friedman v. Finegan

196 N.E. 755, 268 N.Y. 93, 1935 N.Y. LEXIS 910
CourtNew York Court of Appeals
DecidedJune 4, 1935
StatusPublished
Cited by14 cases

This text of 196 N.E. 755 (Matter of Friedman v. Finegan) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Friedman v. Finegan, 196 N.E. 755, 268 N.Y. 93, 1935 N.Y. LEXIS 910 (N.Y. 1935).

Opinion

Crane, Ch. J.

Since 1894 the Constitution of this State, by article Y, section 9 (now § 6), has provided as follows: “Appointments and promotions in the civil service of the State, and of all the civil divisions thereof, including cities and villages, shall be made according to merit and fitness to be ascertained, so far as practicable, by examinations, which, so far as practicable, shall be competitive; ⅜ * The fundamental underlying will of the People as expressed here is that there shall be competitive examinations for all civil service appointments. Exemption is the exception, not the rule. Wherever it is practicable to do so, the Legislature and the commissions, appointed by it, shall provide for competitive examination.

In People ex rel. McClelland v. Roberts (148 N. Y. 360, 366) this court, through O’Brien, J., said: “ If the legislature should repeal all the statutes and regulations on the subject of appointments in the civil service the mandate of the Constitution would still remain, and would so far execute itself as to require the courts, in a proper case, to pronounce appointments made without compliance with its requirements illegal.”

One of the leading cases in this State upon the civil service is Chittenden v. Wurster (152 N. Y. 345, 354, 358, *97 363), wherein this court through Haight, J., said: Appointments and promotions ‘ shall be made according to merit and fitness.’ This provision is doubtless mandatory.”

A few other quotations from this decision may be helpful to get the starting point for the consideration of the matter now before us. “ In order to determine whether the examination of a candidate for an office is practicable, we must first ascertain the nature and character of the duties of his position. Having ascertained the facts, the question of exemption then, doubtless, becomes one of law, as was held by the majority of the judges composing the Appellate Division.”

Recognizing that it was not practicable to hold competitive examinations for some positions, especially those of a confidential nature, this court further said that if an improper classification were made there was a remedy — The people are not, however, without a remedy. There is one which is very simple and effective; if the mayor refuses to do his duty, or if he does it improperly, he may be compelled by direct proceeding, as by mandamus, or perhaps in some cases by certiorari, instituted by any resident citizen, to do it in accordance with the requirements of the Constitution and of the statute. The courts have the power to compel the discharge of such duties.”

The Legislature, in giving effect to these constitutional directions, has now embodied in the Civil Service Law (Cons. Laws, ch. 7) certain classifications which, of course, must be reasonable and with the main purpose in view in order to be constitutional. We had occasion to refer to this classification in Matter of Byrnes v. Windels (265 N. Y. 403). Section 13 provides for an exempt class. Deputies of principal executive officers, authorized by law to act generally for and in place of their principals, are exempt from competitive examination. So also is one secretary of each officer, board or commission, authorized by law to appoint a secretary. So, too, one clerk and one deputy *98 clerk, if authorized by law, of each court and one clerk of each elective judicial officer. Subdivision 4 of this section provides for additional exemptions — all other subordinate offices for the filling of which competitive or non-competitive examination may be found to be not practicable.” (As amd. Laws 1927, ch. 440, § 3.)

These exemptions which may be made by the Legislature or by the Civil Service Commission appointed under its authority must have relation to the duties of the office and not simply to the title which is used. In other words, there must be a reasonable exercise of the power given under the Constitution. With liberality in application it must be that competitive examinations are not practicable for the position or office. There must be something, as indicated in the Chittenden case, in the nature of the duties which makes the service either one of confidence or else of such importance that personal selection instead of competitive examination is for the best interests of the public and the fulfillment of the particular duties. In other words, the Legislature cannot act arbitrarily and exempt places from competitive examination at will. The duties must have some relationship to the exemption and the classification must be reasonable.

Difficult it is at all times to place limitations upon power for new circumstances are always arising to extend or restrict the limitations. For the present we may say, bearing in mind the purpose which the Constitution sought to accomplish and to extend the competitive examination principle wherever it can be used, that there must appear to be some fairly good reason to justify an exemption whether made by the Legislature or by the Commission. That the Legislature could not nullify the provisions of the Constitution by exempting all clerks in public service is self evident as intimated in our decision in Matter of Ottinger v. Service Comm. (240 N. Y. 435, 443), where this court, through Cardozo, J., said in reference to extended exemptions, We find no reasonable *99 basis for a belief that in all the positions, present or future, that exist or may exist in connection with this bureau, there can be no place for a test of efficiency by any form of examination, even as a supplement to tests more intimate and personal. If the Legislature may so declare as to this bureau for no better reason than the need of secrecy, it may say as much of the employees of the district attorneys in every county in the State. By a slight and yet inevitable extension, it may make a like declaration as to other bureaus and departments. No such sweeping exemption within the limits of the administrative departments of the government has ever been proclaimed since the Constitution set bounds to the discretion of the Legislature in the formation of the civil service.” And in Matter of Gluck v. Rice (265 N. Y. 132) we had occasion to decide that the placing of assistant clerks in the Municipal Courts of the city of New York by the Municipal Civil Service Commission in the exempt class calls for the exercise of discretion which this court would not interfere with until a clear legal right to a peremptory order of mandamus to change the ruling appeared in the record. Even then there was a strong dissent in this court.

This brief reference to the cases indicates that the question of exemption, as before stated, is not dependent upon a name or title, but must have reference to the duties to be performed and that exemptions must have reasonable basis for existence.

This case comes before us regarding the clerk and deputy clerk in each of the Municipal Courts of the city of New York. There are fifty-six (56) such positions, there being a clerk and a deputy clerk assigned to each of the twenty-eight (28) districts — Municipal districts, in which there is a Municipal Court.

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Bluebook (online)
196 N.E. 755, 268 N.Y. 93, 1935 N.Y. LEXIS 910, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-friedman-v-finegan-ny-1935.