Marsha L. Lutz v. Secretary of the Air Force, and Gerald L. Ivory, Manuel E. Ferdin, and United States of America

944 F.2d 1477, 91 Cal. Daily Op. Serv. 7400, 91 Daily Journal DAR 11338, 1991 U.S. App. LEXIS 21514, 57 Empl. Prac. Dec. (CCH) 41,049, 56 Fair Empl. Prac. Cas. (BNA) 1430, 1991 WL 178055
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 16, 1991
Docket89-16310
StatusPublished
Cited by56 cases

This text of 944 F.2d 1477 (Marsha L. Lutz v. Secretary of the Air Force, and Gerald L. Ivory, Manuel E. Ferdin, and United States of America) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Marsha L. Lutz v. Secretary of the Air Force, and Gerald L. Ivory, Manuel E. Ferdin, and United States of America, 944 F.2d 1477, 91 Cal. Daily Op. Serv. 7400, 91 Daily Journal DAR 11338, 1991 U.S. App. LEXIS 21514, 57 Empl. Prac. Dec. (CCH) 41,049, 56 Fair Empl. Prac. Cas. (BNA) 1430, 1991 WL 178055 (9th Cir. 1991).

Opinion

FLETCHER, Circuit Judge:

This case involves Bivens and state common law claims brought by a former major in the United States Air Force, Marsha Lutz, who alleges that the individual defendants, Technical Sergeants Ivory and Fer-din (“the sergeants”), broke into her office, took personal papers and disseminated them to other military personnel with the intent to injure her reputation and career. The sergeants, along with the United States, seek to appeal the district court’s denial of their motion to dismiss on grounds of Feres intra-military immunity. They also seek to appeal what they term the district court’s “[denial of] defendants’ *1479 motion to substitute the United States as the sole party defendant for plaintiffs common law claims” pursuant to 28 U.S.C. 2679(d)(1). 1

We conclude, based on the collateral order rule, Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949), that we have jurisdiction to review the district court’s order denying the motion to dismiss and affirm the district court’s finding that the individual defendants’ actions were not “incident to military service” within the meaning of Feres v. United States, 340 U.S. 135, 71 S.Ct. 153, 95 L.Ed. 152 (1950), and its progeny.

FACTS 2

Marsha Lutz entered the Air Force in 1972 at the rank of second lieutenant following an outstanding academic and athletic career at the University of California at Davis. She rose steadily in the service, and by 1984 had achieved the rank of major. During the course of her military career, she continued to reap various awards and commendations — based on both her athletic and her military abilities. She consistently received outstanding reviews, was selected for and excelled in a number of special training programs, earned numerous awards and commendations, and served as the first woman in a number of significant postings. At the time of the events in question, Major Lutz was the Commander of the 2035th Information Systems Squadron, the only female within the Strategic Air Command to serve in such a position. She was also a regional and ultimately a national finalist for a prestigious White House Fellowship.

In 1984, three of Major Lutz’s subordinates, Technical Sergeants Ivory, Ferdin and Cotton entered her office after hours on one or more occasions and removed personal property from her desk including a sealed letter and notes. Apparently the letter and notes could be read to imply that Major Lutz was involved in a lesbian relationship with her civilian secretary. The sergeants made copies of the notes and letter and showed them to various squadron personnel. Major Lutz alleges that these actions were taken in an attempt to harm or ruin her reputation and career.

Following the dissemination of this material, Major Lutz alleges that her superiors took a series of summary actions which effectively destroyed her career in the military, ultimately compelling her to resign. Major Lutz filed a seven count complaint in federal district court on February 25, 1987 asserting Bivens claims and common law claims under California state law against various individual defendants and the Secretary of the Air Force. On September 21, 1987, the district court dismissed with prejudice Lutz’s claims for damages against the United States. The court also dismissed her claims for declaratory and in-junctive relief against the United States with leave to amend. Lutz filed a second amended complaint on October 21, 1987. Following a second motion to dismiss hearing, the district court dismissed with prejudice the remaining claims against the United States. The court deferred ruling on Sergeant Ferdin’s motion to dismiss pending further discovery. On August 1, 1989, the district court addressed and denied the sergeants’ renewed motion to dismiss both the Bivens and common law claims against them based on the Feres doctrine, finding that “the defendants’ actions were not ‘incident to military service,’ ” and that because *1480 “[t]he only disciplinary action taken by the Air Force was against Major Lutz ... [t]he Court [would] not be second-guessing military discipline by evaluating defendants’ conduct at issue in this case.” 3 It is that order which is the subject of the present appeal.

Although the sergeants argued as one ground for dismissal of Lutz’s common law claims against them that 28 U.S.C. § 2679 mandated that the United States be substituted as the defendant for those claims, the district court order addressed only the applicability of the Feres doctrine. It made no mention of substituting the United States as defendant, of the certification by the Attorney General that the sergeants were acting in the scope of their employment, or of § 2679. 4 There is no indication in the record that the sergeants or the government moved for reconsideration of that order or brought to the court’s attention its failure to address the substitution issue. There is likewise no indication in the record below or on appeal that Lutz contests the Attorney General’s certification. Indeed, Lutz’s complaint alleges that the three sergeants were acting within the scope of their employment. The sergeants and the United States filed a timely notice of appeal which specified that they were appealing “from the order dated August 1, 1989 which denied official immunity and substitution of the United States.”

DISCUSSION

A. Jurisdiction

Appellants assert two possible bases for jurisdiction. They contend that the panel has jurisdiction over the appeal pursuant to 28 U.S.C. § 1291 under the collateral order doctrine initially articulated in Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949), and recently revisited by the Court in Gulfstream Aerospace Corp. v. Mayacamas Corp., 485 U.S. 271, 108 S.Ct. 1133, 99 L.Ed.2d 296 (1988). In the alternative, they argue that the panel has jurisdiction over the district court’s purported refusal to substitute the United States as defendant, and can therefore also reach the Feres issue based on pendent appellate jurisdiction. Because we conclude that we have jurisdiction to review the district court’s order under the collateral order doctrine, we need not reach the issue of pendent jurisdiction.

In Gulfstream

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944 F.2d 1477, 91 Cal. Daily Op. Serv. 7400, 91 Daily Journal DAR 11338, 1991 U.S. App. LEXIS 21514, 57 Empl. Prac. Dec. (CCH) 41,049, 56 Fair Empl. Prac. Cas. (BNA) 1430, 1991 WL 178055, Counsel Stack Legal Research, https://law.counselstack.com/opinion/marsha-l-lutz-v-secretary-of-the-air-force-and-gerald-l-ivory-manuel-ca9-1991.