Mark Mitchell v. Martin F. Horn

318 F.3d 523, 2003 U.S. App. LEXIS 1433, 2003 WL 187576
CourtCourt of Appeals for the Third Circuit
DecidedJanuary 29, 2003
Docket98-1932
StatusPublished
Cited by1,154 cases

This text of 318 F.3d 523 (Mark Mitchell v. Martin F. Horn) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mark Mitchell v. Martin F. Horn, 318 F.3d 523, 2003 U.S. App. LEXIS 1433, 2003 WL 187576 (3d Cir. 2003).

Opinion

OPINION OF THE COURT

AMBRO, Circuit Judge.

Mark Mitchell, a Pennsylvania inmate acting pro se, filed this suit under 42 U.S.C. 1983, claiming violations of his First, Fifth, Eighth, and Fourteenth Amendment rights. He alleges that a correctional officer planted contraband near his locker because he filed complaints against that officer, that he was denied a fair hearing on the contraband charges, and that, as. a result, he was placed in disciplinary confinement for several months, including four days in a cell that was smeared with feces and infested with flies and in which he could not eat, drink, or sleep. The District Court dismissed Mitchell’s complaint sua sponte the day it was filed without requiring service on the defendants. For the reasons below, we reverse the District Court’s judgment and remand for further proceedings.

I. Factual Background and Procedural History

On appeal from the dismissal of a complaint, we assume the allegations in the complaint to be true. See Ray v. Kertes, 285 F.3d 287, 291 (3d Cir.2002); Micklus v. Carlson, 632 F.2d 227, 230 (3d Cir.1980).

*527 On October 5, 1996, while Mitchell was an inmate in the Drug and Alcohol Unit at the Graterford Correctional Institution in Pennsylvania (“Graterford”), prison officials entered his living area to conduct a search. During the search, they found a folded brown paper napkin containing drugs and U.S. currency taped under Mitchell’s locker. Mitchell denied owning or knowing about the contraband, and his urinalysis tested negative for drugs. At the security office, Mitchell asked a correctional officer to preserve the tape that had affixed the contraband under his locker so that it could be fingerprinted. Although Mitchell offered to pay for the fingerprint analysis, the prison denied his request. Pending a hearing on the contraband charges, prison officials placed him in the Restricted Housing Unit (“RHU”).

The next day, prison officials brought Mitchell to the institution’s security unit for questioning. Lieutenant Kowalski told Mitchell that he had information suggesting that Officer Ronald Wilson, the officer regularly assigned to the Drug and Alcohol Unit, framed Mitchell. Mitchell concurred that he had been set up and again requested fingerprint testing to prove his innocence. Kowalski offered to look into the matter, and Mitchell was returned to the RHU.

Two days after the officers discovered the contraband, Mitchell was called to a disciplinary hearing, in preparation for which he was permitted five minutes to confer with an inmate assistant. During the hearing, Mitchell argued that someone had set him up. He noted that the area in which the officers found the contraband was easily accessible to others, requested that the hearing examiner inquire when that area had last been searched, and asked again for a fingerprint test. His requests were denied. Finding Mitchell guilty of contraband charges and of lying to a prison employee, the hearing examiner sentenced him to ninety days in disciplinary custody.

Following proper procedure, Mitchell appealed the hearing examiner’s verdict first to the Program Review Committee, then to the prison superintendent, and finally to the chief counsel. Each appeal was denied. During the pendency of these appeals, Mitchell was relocated to a cell normally used to house mentally ill inmates. The cell had “human waste smeared on the walls” and was “infested with flies.” At night, “kicking and banging on the doors by the other inmates” kept Mitchell awake.

Mitchell complained to prison officials about his conditions to no avail. He sought to file an administrative grievance protesting the conditions of his confinement, but prison officials denied him an inmate grievance form. Prison regulations provide that a grievance form is “the proper form to be used for submission of a grievance and it should be completed according to the directions provided.” Commonwealth of Pa., Dep’t of Corr., Consolidated Inmate Grievance Review System, Policy Statement DC-ADM 804 V(B) (Oct. 20, 1994). Additionally, inmate grievances must be “in writing and in the format provided on the forms supplied by the institution.” Id. 804(VI)(A)(1) (internal citation omitted). After four days, during which Mitchell alleges he did not eat, drink, or sleep, the Program Review Committee, in the course of fulfilling its mandate to “interview all disciplinary custody cases every thirty (30) days,” Commonwealth of Pa., Dep’t of Corr., Inmate Disciplinary and Restricted Housing Procedures, Policy Statement DC-ADM 801 VI(D)(9) (Sept. 20, 1994), confirmed that his cell was unfit for human habitation. *528 He was transferred to Huntingdon Correctional Institution on December 4, 1996. 1

In January 1998, Mitchell returned to Graterford to face criminal drug-possession charges stemming from the October 5, 1996 contraband incident and was again placed in the RHU. At a preliminary hearing held after Mitchell’s return to Grater-ford, all criminal charges against Mitchell were dismissed. Nonetheless, Graterford officials kept him segregated in the RHU for another two months, explaining that his return to the general Graterford population was “not an option.” After numerous complaints, Mitchell was transferred back to Huntingdon on April 1,1998.

On September 29, 1998, Mitchell filed the current complaint in the United States District Court for the Eastern District of Pennsylvania, alleging that: (1) Officer Wilson planted contraband in retaliation for Mitchell’s complaints against him, in violation of his First, Fifth, and Eighth Amendment rights; (2) prison officials denied Mitchell adequate time to confer with his inmate assistant, denied him the opportunity to present a meaningful defense, and failed adequately to investigate his allegations that the charges against him were fabricated, all in violation of his Fifth, Eighth, and Fourteenth Amendment rights; (3) prison officials placed Mitchell in a cell unfit for human habitation, in violation of his Eighth Amendment rights; and (4) as a result of these violations, Mitchell suffered, inter alia, emotional trauma, fear, and shock, and lost his status and any chance of commutation. As noted, the District Court dismissed his complaint the day it was filed. The Court dismissed as frivolous Mitchell’s retaliation charge, which it held did not state a violation of his constitutional rights, and his due process claim, on the ground that Mitchell’s confinement did not implicate a liberty interest. The District Court also held that Mitchell failed to exhaust his administrative remedies with respect to his Eighth Amendment conditions-of-confinement claim and dismissed that claim without prejudice. Finally, the District Court held that Mitchell could not bring a claim for emotional trauma without a prior showing of physical injury.

This timely appeal followed.

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318 F.3d 523, 2003 U.S. App. LEXIS 1433, 2003 WL 187576, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mark-mitchell-v-martin-f-horn-ca3-2003.