Manuel Pontes v. Rowan University

Court of Appeals for the Third Circuit·Decided September 13, 2021·No. 20-2645·Unpublished

Opinion

NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT

No. 20-2645

MANUEL PONTES, PH.D.,

Appellant

v.

ROWAN UNIVERSITY

On Appeal from the United States District Court for the District of New Jersey (D.C. Civil No. 1-18-cv-17317)

District Judge: Honorable Renee M. Bumb

Submitted Under Third Circuit. L.A.R. 34.1(a)

May 27, 2021

Before: GREENAWAY, JR., SHWARTZ, Circuit Judges, AND ROBRENO, * District Judge

(Opinion Filed: September 13, 2021)

*

Honorable Eduardo C. Robreno, District Judge, United States District Court for the Eastern District of Pennsylvania, sitting by designation.

OPINION *

GREENAWAY, JR., Circuit Judge.

Manuel Pontes, Ph.D. brought suit against Rowan University (the “University”), a public university, alleging that the University violated the Family and Medical Leave Act (FMLA), 29 U.S.C. § 2601, et seq., and the New Jersey Constitution. Dr. Pontes alleged that the University retaliated against him for taking FMLA-protected leave, interfered with his ability to take future FMLA leave, and violated his substantive due process rights by interfering with his employment by a state institution. The District Court dismissed Dr. Pontes’s claims pursuant to the University’s Rule 12 motion. We will affirm in part and reverse in part. I. Background In the fall of 2017, Dr. Pontes travelled to India to provide emergency assistance to his ninety-year-old mother. Due to the exigent circumstances, Dr. Pontes did not provide the University notice of his travel. Dr. Pontes ensured that his classes would be handled during his absence. Upon his return to the United States, Dr. Pontes’s supervisor inquired about why Dr. Pontes’s timesheet indicated that he taught while he was out of the country. Dr. Pontes responded that his conduct was consistent with past practices

*

This disposition is not an opinion of the full Court and, pursuant to I.O.P. 5.7, does not constitute binding precedent.

within his academic department. Dr. Pontes’s timesheet for the period covering his trip to India was approved.

On or around March 11, 2018, Dr. Pontes’s mother again required assistance, requiring Dr. Pontes to return to India. Dr. Pontes departed during the University’s spring break and intended to return for classes after spring break. He did not apply for FMLA leave prior to his departure. But after his mother suffered two falls and was seriously injured, Dr. Pontes informed the University that he needed to apply for FMLA leave and would continue teaching remotely until a replacement could be located. The University approved Dr. Pontes’s request for FMLA leave, effective March 24, 2018.

On April 24, 2018, Dr. Pontes’s supervisor informed him that the University was going to suspend him without pay for one week due to his absences. Dr. Pontes objected and the University reversed course, rescinding the suspension in a letter dated June 4, 2018. In the same letter, the University stated that it intended to begin a “formal de- tenure process and termination of Dr. Pontes’[s] employment in light of his absence without notification, dereliction of instructional duties, and the fact that this [was] not the first time [Dr. Pontes had] engaged in this type of conduct.” Am. Compl., Ex. A.

After Dr. Pontes’s counsel contacted the University, the University once again changed course. On September 4, 2018, the University informed Dr. Pontes that he would be suspended for a three-week period, December 29, 2018 through January 18, 2019. Dr. Pontes inferred from the University’s communication that it was reversing the decision to initiate de-tenure proceedings. Dr. Pontes alleges that his “pay for January 2019 was substantially reduced.” Am. Compl. ¶ 16.

On November 20, 2018, Dr. Pontes initiated the instant suit in the Superior Court of New Jersey, Camden County. The University removed the case to the U.S. District Court for the District of New Jersey on December 18, 2018. The University’s initial motion to dismiss, pursuant to Federal Rule of Civil Procedure 12(b)(6), was granted without prejudice, and Dr. Pontes filed the operative amended complaint on September 27, 2019.

The University again moved to dismiss pursuant to Rule 12(b)(6). As a threshold matter, the District Court decided whether it could consider the University’s 2017-2018 Academic Calendar, which was attached to the University’s first motion to dismiss, and payroll documents, which were attached to the University’s second motion to dismiss and its reply brief. Finding that both the calendar and the payroll documents were “integral” to Dr. Pontes’s claims, the District Court concluded that it could consider those documents in its analysis of the University’s motion to dismiss. J.A. 12–13. The District Court then found that Dr. Pontes lacked Article III standing to assert his FMLA claims because his “redressable injuries ha[d] already been cured through the University’s corrective action.” J.A. 16. The District Court also found that even if Dr. Pontes had standing to bring his claims, those claims were nonetheless deficient. This timely appeal followed. II. Discussion The District Court had original jurisdiction over Dr. Pontes’s FMLA claim pursuant to 28 U.S.C. § 1331 and supplemental jurisdiction over his substantive due process claim under 28 U.S.C. § 1367. We have jurisdiction pursuant to 28 U.S.C.

§ 1291. “We exercise plenary review over a district court’s decision to grant a motion to dismiss.” Spruill v. Gillis, 372 F.3d 218, 226 (3d Cir. 2004).

A. The District Court Erred When Reviewing the University’s Standing Challenge

We first address the legal standard that governs our review of the University’s challenge to Dr. Pontes’s standing. The University styled its motion to dismiss as one brought pursuant to Rule 12(b)(6) that attacked Dr. Pontes’s Article III standing. The District Court accepted the University’s framing of the motion and considered the challenge to Dr. Pontes’s standing under Rule 12(b)(6). We disagree with that approach and conclude that the University’s challenge to Dr. Pontes’s standing should have been considered under Rule 12(b)(1). In re Schering Plough Corp. Intron/Temodar Consumer Class Action, 678 F.3d 235, 243 (3d Cir. 2012) (“A motion to dismiss for want of standing is . . . properly brought pursuant to Rule 12(b)(1), because standing is a jurisdictional matter.” (quoting Ballentine v. United States, 486 F.3d 806, 810 (3d Cir. 2007)) (alteration in original)).

1. Legal Standard

We must first determine whether the University’s challenge to Dr. Pontes’s standing is a “facial” attack or a “factual” attack “because that distinction determines how the pleading must be reviewed.” Const. Party of Pa. v. Aichele, 757 F.3d 347, 357 (3d Cir. 2014) (stating that a court “has to first determine . . . whether a Rule 12(b)(1) motion presents a ‘facial’ attack or a ‘factual’ attack on the claim at issue”). “A facial attack, as the adjective indicates, is an argument that considers a claim on its face and asserts that it

is insufficient to invoke the subject matter jurisdiction of the court,” while a factual attack “is an argument that there is no subject matter jurisdiction because the facts of the case . . . do not support the asserted jurisdiction.” Id. at 358. When “reviewing a facial attack, ‘the court must only consider the allegations of the complaint and documents referenced therein and attached thereto, in the light most favorable to the plaintiff.’” Id. (quoting Schering Plough, 678 F.3d at 243). When reviewing a factual attack, the district court “may look beyond the pleadings to ascertain the facts.” Id. at 358.

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