Mallory v. Norfolk Southern R. Co

600 U.S. 122
Supreme Court of the United States·Decided June 27, 2023·No. 21-1168·Published·Cited by 102 cases

Opinion

PRELIMINARY PRINT

Volume 600 U. S. Part 1 Pages 122–180

OFFICIAL REPORTS OF

THE SUPREME COURT June 27, 2023

REBECCA A. WOMELDORF reporter of decisions

NOTICE: This preliminary print is subject to formal revision before the bound volume is published. Users are requested to notify the Reporter of Decisions, Supreme Court of the United States, Washington, D.C. 20543, pio@supremecourt.gov, of any typographical or other formal errors. 122 OCTOBER TERM, 2022

Syllabus

MALLORY v. NORFOLK SOUTHERN RAILWAY CO.

certiorari to the supreme court of pennsylvania, eastern district No. 21–1168. Argued November 8, 2022—Decided June 27, 2023 Robert Mallory worked for Norfolk Southern as a freight-car mechanic for nearly 20 years, frst in Ohio, then in Virginia. After he left the com- pany, Mr. Mallory moved to Pennsylvania for a period before returning to Virginia. Along the way he was diagnosed with cancer. Because he attributed his illness to his work at Norfolk Southern, Mr. Mallory sued his former employer under the Federal Employers' Liability Act, 45 U. S. C. §§ 51–60, a federal workers' compensation scheme permitting railroad employees to recover damages for their employers' negligence. Mr. Mallory fled his lawsuit in Pennsylvania state court. Norfolk Southern—a company incorporated in Virginia and headquartered there—resisted the suit on the basis that a Pennsylvania court's exercise of personal jurisdiction over it would offend the Due Process Clause of the Fourteenth Amendment. Norfolk Southern noted that when the complaint was fled, Mr. Mallory resided in Virginia, and the complaint alleged that Mr. Mallory was exposed to carcinogens only in Ohio and Virginia. Mr. Mallory pointed to Norfolk Southern's presence in Penn- sylvania, noting that Norfolk Southern manages over 2,000 miles of track, operates 11 rail yards, and runs 3 locomotive repair shops in Pennsylvania. In fact, Norfolk Southern has registered to do business in Pennsylvania in light of its “ `regular, systematic, [and] extensive' ” operations there. 266 A. 3d 542, 562; see 15 Pa. Cons. Stat. § 411(a). And Pennsylvania requires out-of-state companies that register to do business in the Commonwealth to agree to appear in its courts on “any cause of action” against them. 42 Pa. Cons. Stat. § 5301(a)(2)(i), (b). By complying with this statutory scheme, Mr. Mallory submitted, Nor- folk Southern had consented to suit in Pennsylvania on claims just like his. The Pennsylvania Supreme Court sided with Norfolk Southern. That court found that the Pennsylvania law—requiring an out-of-state frm to answer in the Commonwealth any suits against it in exchange for status as a registered foreign corporation and the benefts that entails— violates the Due Process Clause. Held: The judgment is vacated, and the case remanded. This case is con- trolled by Pennsylvania Fire Ins. Co. of Philadelphia v. Gold Issue Mining & Milling Co., 243 U. S. 93. Much like the Missouri law that the Court in Pennsylvania Fire found to comport with the Due Process Cite as: 600 U. S. 122 (2023) 123

Clause, the Pennsylvania law at issue here provides that an out-of-state corporation “may not do business in this Commonwealth until it regis- ters with” the Department of State. 15 Pa. Cons. Stat. § 411(a). Among other things, Pennsylvania law is explicit that “qualifcation as a foreign corporation” shall permit state courts to “exercise general per- sonal jurisdiction” over a registered foreign corporation, just as they can over domestic corporations. 42 Pa. Cons. Stat. § 5301(a)(2). Nor- folk Southern has complied with this law since 1998, when it registered to do business in Pennsylvania. Norfolk Southern applied for a “Cer- tifcate of Authority” from the Commonwealth which, once approved, conferred on Norfolk Southern both the benefts and burdens shared by domestic corporations, including amenability to suit in state court on any claim. For more than two decades, Norfolk Southern has agreed to be found in Pennsylvania and answer any suit there. Pennsylvania Fire held that suits premised on these grounds do not deny a defendant due process of law. Mr. Mallory no longer lives in Pennsylvania and his cause of action did not accrue there. But none of that makes any difference. To decide this case, the Court need not speculate whether any other statutory scheme and set of facts would suffce to establish consent to suit. It is enough to acknowledge that the state law and facts before the Court fall squarely within Pennsylva- nia Fire's rule. In the proceedings below, the Pennsylvania Supreme Court seemed to recognize that Pennsylvania Fire dictated an answer in Mr. Mal- lory's favor but ruled for Norfolk Southern because, in its view, inter- vening decisions from this Court had “implicitly overruled” Pennsylva- nia Fire. See 266 A. 3d, at 559, 567. That was error. As this Court has explained: “If a precedent of this Court has direct application in a case,” as Pennsylvania Fire does here, a lower court “should follow the case which directly controls, leaving to this Court the prerogative of overruling its own decisions.” Rodriguez de Quijas v. Shearson/Amer- ican Express, Inc., 490 U. S. 477, 484. This is true even if the lower court thinks the precedent is in tension with “some other line of deci- sions.” Ibid. Pp. 134–136. 266 A. 3d 542, vacated and remanded.

Gorsuch, J., announced the judgment of the Court, delivered the opin- ion of the Court with respect to Parts I and III–B, in which Thomas, Alito, Sotomayor, and Jackson, JJ., joined, and an opinion with respect to Parts II, III–A, and IV, in which Thomas, Sotomayor, and Jackson, JJ., joined. Jackson, J., fled a concurring opinion, post, p. 147. Alito, J., fled an opinion concurring in part and concurring in the judgment, post, p. 150. Barrett, J., fled a dissenting opinion, in which Roberts, C. J., and Kagan and Kavanaugh, JJ., joined, post, p. 163. 124 MALLORY v. NORFOLK SOUTHERN R. CO.

Counsel

Ashley Keller argued the cause for petitioner. With him on the briefs were Warren Postman, Matthew A. Seligman, Daniel C. Levin, Frederick S. Longer, and Zina Bash. Carter G. Phillips argued the cause for respondent. With him on the brief were Tobias Loss-Eaton, Ralph G. Welling- ton, Bruce P. Merenstein, Daniel B. Donahoe, and Ira L. Podheiser. Deputy Solicitor Gannon argued the cause for the United States as amicus curiae urging affrmance. With him on the brief were Solicitor General Prelogar, Principal Deputy Assistant Attorney General Boynton, Vivek Suri, Sharon Swingle, and Joshua M. Koppel.* *Briefs of amici curiae urging reversal were fled for the Academy of Rail Labor Attorneys by Lawrence M. Mann, William L. Myers, Jr., and Robert E. Myers; for the American Association for Justice by Jeffrey R. White; for the Center for Auto Safety et al. by Larry E. Coben and Mi- chael Brooks; for the Pennsylvania Association for Justice by Ruxandra M. Laidacker and Charles L. Becker; and for Public Citizen by Scott L. Nelson and Allison M. Zieve. Briefs of amici curiae urging vacatur were fled for Civil Procedure Professors by Alan B. Morrison; and for Stephen E. Sachs by Mr. Sachs, pro se. Briefs of amici curiae urging affrmance were fled for the Common- wealth of Virginia by Jason S.

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