Mallof v. District of Columbia Board of Elections & Ethics

1 A.3d 383, 2010 D.C. App. LEXIS 415, 2010 WL 3033697
CourtDistrict of Columbia Court of Appeals
DecidedAugust 5, 2010
Docket09-AA-182
StatusPublished
Cited by15 cases

This text of 1 A.3d 383 (Mallof v. District of Columbia Board of Elections & Ethics) is published on Counsel Stack Legal Research, covering District of Columbia Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mallof v. District of Columbia Board of Elections & Ethics, 1 A.3d 383, 2010 D.C. App. LEXIS 415, 2010 WL 3033697 (D.C. 2010).

Opinion

GLICKMAN, Associate Judge:

Petitioners David J. Mallof, Elizabeth B. Elliott, and John D. Hanrahan live and vote in Ward 2 of the District of Columbia. They complained to the Office of Campaign Finance in the Board of Elections and Ethics that a candidate running for the Ward 2 seat on the Council of the District of Columbia had violated the city’s campaign finance law by using District government resources to support his campaign. The Office of Campaign Finance investigated the complaint and found no violation. Petitioners asked the Board to review that determination, but the Board concluded they lacked standing because they were not “adversely affected” by the decision. Petitioners now ask us to reverse the Board and remand for it to consider their complaint on its merits. We decline to do so, for we agree with the Board that petitioners lacked standing to obtain the review they sought.

I. The Regulatory Framework

The campaign finance laws of the District of Columbia are codified in Chapter 11 of Title 1 of the District of Columbia Code. 1 Section l-1106.51(a) prohibits the use of District government resources for campaign-related activities. In pertinent part, the statute provides that “[n]o resources of the District of Columbia government, including, the expenditure of funds, the personal services of employees during their hours of work, and nonpersonal services, including supplies, materials, equipment, office space, facilities, telephones and other utilities, shall be used to support or oppose any candidate for elected office ....” 2 Subsection (b)(2) of the same statute makes clear that its prohibitions apply to “any member of the staff of the Mayor, the Chairman and members of the Council, or the President and members of the Board of Education, or any other employee of the executive or legislative branch.” 3

Responsibility for investigating alleged violations of Section 1-1106.51 and other campaign finance law provisions is vested *386 in the Director of the Office of Campaign Finance (“OCF”) in the Board of Elections and Ethics. 4 Under regulations promulgated by the Board, a “preliminary” OCF investigation may be initiated either internally or on a complaint “by any employee or resident of the District of Columbia.” 5 The preliminary investigation, to be completed within twenty days, 6 enables the Director of OCF to determine whether to open a “full” investigation based on “reasonable cause” to believe that a campaign finance violation has occurred. 7 If so, the Director must notify the subject of the investigation in writing and offer him or her “an opportunity to respond to the allegations.” 8 In a full investigation, the Director is authorized to gather evidence by subpoena, depositions, and other appropriate means. 9

If the full OCF investigation develops “sufficient evidence” of a campaign finance violation, the Director “shall institute” an action before the Board and present evidence of the violation in “an adversary and open hearing.” 10 The hearing is a contested case proceeding subject to the requirements of the District of Columbia Administrative Procedure Act. 11 OCF “has the burden of proving a violation with reliable, probative and substantial evidence.” 12 If the Board finds a campaign finance law violation, it may assess a civil monetary penalty 13 or seek declaratory or injunctive relief in Superior Court, and it also may refer the violation to the United States Attorney for criminal prosecution. 14

On the other hand, if OCF’s full investigation finds “insufficient evidence” of a campaign finance law violation, the Director may dismiss the case. 15 The Director must report any such dismissal to the Board “by order with written findings of facts and conclusions of law.” 16 Any “party” to the investigation (a term not defined in the regulations) who is “adversely affected” by the dismissal order may obtain review of the order by filing a request for a de novo hearing with the Board. 17 As in an adversary action against the alleged violator commenced by the Director, the hearing before the Board would be a contested case proceeding subject to *387 the Administrative Procedure Act. 18

II. Petitioners’ Complaint to OCF and the Board

Petitioners are registered District of Columbia voters who reside in Ward 2. On August 28, 2008, they filed a complaint with OCF charging that Jack Evans, the incumbent Councilmember from Ward 2, had violated the District’s campaign finance law by using government resources in his re-election campaign. Specifically, petitioners alleged, Evans had “improperly used his own Council office to take photographs of himself with [Metropolitan Police Department] Police Chief Cathy Lanier while she was on duty and in official uniform,” and had used one of those photographs in a campaign advertisement published in The Current, a widely distributed local weekly newspaper, on August 13, 2008. This full-page ad urging readers to vote for Evans in the upcoming September 9 primary election featured a color photo of Chief Lanier standing arm-in-arm with Evans under the headline “Working Together for Ward 2.” Petitioners complained that the ad “implied a clear endorsement of Evans by Chief Lanier.”

Petitioners further alleged that the Evans campaign also had displayed the photograph of Evans and Chief Lanier on its website, but had removed it “soon after [petitioners] publicly protested the newspaper ad.” And, according to the eom-plaint, the advertisement had attracted unfavorable attention from other quarters as well: “[F]rom what we have read in the press,” petitioners stated, “we believe Chief Lanier apparently did not know in advance that Mr. Evans would use her photograph with him in a campaign ad.” “Further,” petitioners reported, “the police union expressed concerns in the press that the photo made it appear that not only Lanier endorsed Evans, but that perhaps the entire department — as personified by the Chief — also endorsed him.”

In response to the complaints from petitioners and others, 19 OCF opened a preliminary investigation and asked the Evans campaign to stop using the photograph. The campaign complied with that request.

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Bluebook (online)
1 A.3d 383, 2010 D.C. App. LEXIS 415, 2010 WL 3033697, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mallof-v-district-of-columbia-board-of-elections-ethics-dc-2010.