Mainella v. Staff Builders Industrial Services, Inc.

608 A.2d 1141, 1992 R.I. LEXIS 102, 1992 WL 105592
CourtSupreme Court of Rhode Island
DecidedMay 15, 1992
Docket91-382-Appeal
StatusPublished
Cited by29 cases

This text of 608 A.2d 1141 (Mainella v. Staff Builders Industrial Services, Inc.) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mainella v. Staff Builders Industrial Services, Inc., 608 A.2d 1141, 1992 R.I. LEXIS 102, 1992 WL 105592 (R.I. 1992).

Opinion

OPINION

KELLEHER, Justice.

This negligence matter is before us as a result of an appeal by the plaintiff, Roberta Mainella (Mainella), of summary judgment granted in favor of the defendant Staff Builders Industrial Services, Inc. (Staff Builders). Additionally the trial justice granted Mainella’s motion to amend her complaint to include an allegation of negligent hiring, training, and supervision. We affirm the granting of summary judgment but reverse the granting of amending Mai-nella’s complaint.

On March 28, 1986, Frederick Dunlavey (Dunlavey) was a temporary employee in the maintenance department of J.T. Healy & Son Corporation (Healy). Healy gave credit for Dunlavey’s employment application to Staff Builders, a placement agency, which paid Dunlavey’s wages until November 10, 1986, when Dunlavey became a permanent employee at Healy. Although Dunlavey gives two versions in answer to the question of whether he approached *1143 Staff Builders first or Healy first in order to secure employment, it is undisputed that Dunlavey was trained, supervised, and supplied with the requisite accouterments for his custodial duties by Healy. Moreover, Healy possessed the decision-making authority to accept Dunlavey’s application and did so, although initially through Staff Builders on a trial basis.

On June 10, 1986, Dunlavey mopped the floor of a women’s restroom on the Healy premises. Mainella, an employee of Healy, entered the restroom and fell, sustaining injuries for which she received workers’ compensation benefits from Healy. Later Mainella initiated suit against Staff Builders for Dunlavey’s alleged negligent custodial conduct. On March 29, 1991, Staff Builders filed a motion for summary judgment while Mainella filed for leave to amend her complaint to include a count alleging that Staff Builders was negligent in the hiring, training, and supervision of Dunlavey.

In granting summary judgment in favor of Staff Builders, the trial justice found that Staff Builders was not responsible for the actions of a borrowed servant as a matter of law and simultaneously granted Mainella’s motion to amend her complaint. Mainella does not dispute the trial justice’s finding that as a matter of law Staff Builders was not responsible for the actions of Dunlavey as a borrowed servant. Instead Mainella contends that the trial justice erred in granting, sua sponte, summary judgment in favor of Staff Builders because her decision precluded Mainella from conducting additional discovery relating to Mainella’s amended count against Staff Builders that alleges negligent hiring, training, and supervision. We believe Mainella’s argument is untenable.

In this jurisdiction the amendment of pleading is governed by Rule 15 of the Superior Court Rules of Civil Procedure. Despite the fact that proposed amendments under this rule are permitted with great liberality, the final decision whether to allow or to deny an amendment rests within the sound discretion of the trial justice. Dionne v. Baute, 589 A.2d 833, 835-36 (R.I.1991); Vincent v. Musone, 572 A.2d 280, 282 (R.I.1990); see also Foman v. Davis, 371 U.S. 178, 182, 83 S.Ct. 227, 230, 9 L.Ed.2d 222, 226 (1962); Order of St. Benedict v. Gordon, 417 A.2d 881, 883 (R.I.1980); Ricard v. John Hancock Mutual Life Insurance Co., 113 R.I. 528, 540, 324 A.2d 671, 677 (1974). Reasons for denying leave to amend include undue prejudice, delay, bad faith, and failure to state a claim. Faerber v. Cavanagh, 568 A.2d 326, 329 (R.I.1990) (citing 3 Moore’s Federal Practice If 15.08(4) at 15-69-15-75 (2d ed.1988)). Absent an abuse of discretion, a trial justice’s ruling on a motion to amend will not be disturbed by a reviewing court. McVeigh v. McCullough, 96 R.I. 412, 423-24, 192 A.2d 437, 444 (1963).

Like the Federal Rule upon which it is predicated, Rule 15(c) provides a test in which a properly granted amendment shall relate back to the date of the original pleading. The parameters of this relation-back doctrine incorporate several underlying policies, not the least of which is to ameliorate the effect of the statute of limitations. Siegel v. Converters Transportation, Inc., 714 F.2d 213, 216 (2d Cir.1983); 6A Wright, Miller & Kane, Federal Practice and Procedure: Civil 2d § 1497 (1990). The test of relation back is whether the amended pleading alleges a matter that arises out of the same “conduct, transaction, or occurrence set forth or attempted to be set forth in the original pleading.” Super.R.Civ.P. 15(c). If the letter of the test of Rule 15(c) is satisfied, two additional conditions must also be considered. First, the new party must have received notice of the institution of the action before the limitations period expired, and second, the new party must have known or should have known that but for a mistake the action would have been brought against him or her.

Once satisfied, the amendment will relate back for purposes of the statute of limitations. As such, the amendment will effectively replace the original complaint so as to prevent the running of the limitations period from barring the claim or defense. *1144 See Gallo v. F.S. Payne Elevator Co., 588 A.2d 614 (R.I.1991).

This relation-back test is not whether the proposed amendment states a new "cause of action” if that term means a particular theory or form of action. Super.R.Civ.P. 15 reporter’s notes. The Rule does not, as one court has stated, “permit lawyers to endlessly answer the question: How many causes of action can you find in this fact situation?” Pendrell v. Chatham College, 386 F.Supp. 341, 345 (W.D. Pa. 1974). On the contrary, the standard for establishing whether an amendment qualifies under Rule 15(c) is both an identity-of-transaction test and a determination of whether the opposing party has received notice regarding the claim or defense raised by the amended pleading. Atlantis Plastics Corp. v. Sammons, 558 A.2d 1062, 1065 (Del.Ch.1989). In this way a filing of an amended complaint involves the considerations of notice, liberalized pleading, relation back of the statute of limitations, and a finely honed interpretation of the phrases “cause of action” and “conduct, transaction or occurrence.” Super.R.Civ.P. 15; see Pendrell, 386 F.Supp. at 346.

For example, in Wolf v. S.H. Wintman Co., 91 R.I. 127, 161 A.2d 411

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Bluebook (online)
608 A.2d 1141, 1992 R.I. LEXIS 102, 1992 WL 105592, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mainella-v-staff-builders-industrial-services-inc-ri-1992.