Maimonides School v. Coles

881 N.E.2d 778, 71 Mass. App. Ct. 240
CourtMassachusetts Appeals Court
DecidedFebruary 25, 2008
DocketNo. 06-P-1304
StatusPublished
Cited by10 cases

This text of 881 N.E.2d 778 (Maimonides School v. Coles) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maimonides School v. Coles, 881 N.E.2d 778, 71 Mass. App. Ct. 240 (Mass. Ct. App. 2008).

Opinion

Sikora, J.

After an eleven-month struggle with esophageal cancer, Leonard R. Brener died on December 8, 2001, at age eighty-five. He had never married. He had no children. He had conducted a long and successful career as a stockbroker. The value of his estate approximated $8 million. Several nieces and nephews survived him.

In October, 2001, about five weeks before his death, he had amended for a second time the testamentary pour-over trust through which he was transmitting the bulk of his estate. Before the October amendment, the terms of the trust, under an earlier amendment executed in March of 2001, designated four charitable institutions as the recipients of the residue of the estate: thirty percent was to pass to the Maimonides School; another thirty percent to the Perkins School for the Blind; ten percent to the Carroll Center for the Blind; and thirty percent to the Beth Israel Deaconess Medical Center.

The October amendment drastically altered the disposition. It designated Brener’s niece, Lois Rosen, and her husband, Herbert Rosen, as the sole recipients of the entire residue.

The four charitable institutions (the contestants) brought the present action in the Probate and Family Court for a declaratory judgment invalidating the October trust amendment. As grounds they alleged Brener’s lack of mental capacity and his submission to undue influence at the time of the amendment. They named as the primary defendants the trustee, Harris Coles, and Lois and Herbert Rosen (the proponents).

[242]*242At the conclusion of discovery, the proponents and the contestants presented cross motions for summary judgment. After consideration of extensive factual materials, thorough briefing, and oral argument, a judge of the Probate and Family Court, in a well-reasoned decision, denied the contestants’ motion, allowed the proponents’ motion, and entered a summary judgment of dismissal of the claims of the charitable institutions. That judgment has the effect of an affirmative declaratory judgment validating the second trust amendment. We affirm the judgment.

Background. The issues of mental incapacity and undue influence require a detailed factual account. See, e.g., O’Rourke v. Hunter, 446 Mass. 814, 822-826 (2006). The following information emerges from the summary judgment materials as uncontested. We reserve some details for the application of the governing legal doctrines.

1. The 1997 arrangements. On September 19, 1997, Brener executed a will (the pour-over will) and a revocable inter vivas trust. Attorney Jackson W. Wright, Jr., of the law firm of Palmer & Dodge, LLP, prepared the instruments. Brener was the original trustee. He designated Harris Coles as executor and as first successor trustee. Coles had been a personal friend and Brener’s accountant for more than thirty years. The second successor trustee and executor was his friend Jesse Putney. Brener appointed David Shaw as third successor executor and trustee. Shaw was an attorney and a distant relative. Under the terms of the trust, Brener made a testamentary gift of $50,000 to his niece, Lois Rosen; and four smaller gifts, respectively: $10,000 to a nephew; $25,000 to Jesse Putney; $15,000 to Harris Coles; and $15,000 to Coles’s wife, Elinor. He directed the trustee to distribute the remaining trust property to “organizations then qualifying for the federal estate tax charitable deduction,” as later designated by him or a successor trustee.

Brener directed the trustee to carry out the provisions of an agreement with Maimonides School (capital gift agreement), which he had executed on August 12, 1997. The capital gift agreement memorialized Brener’s commitment to contribute $2,750,000 to the school ($750,000 during his life and $2,000,000 upon his death) and the school’s commitment to let Brener name its new building. Maimonides School had initially [243]*243proposed that it receive also the residue of Brener’s estate. Brener had rejected this request. Instead, the capital gift agreement provided that Maimonides School would not enforce the agreement to the extent that Brener’s estate needed funds to pay bequests to his friends and family.

On various occasions, Coles and Attorney Shaw advised Brener that his estate could deduct donations to charities. Brener appeared to understand these instructions. He had substantial experience in financial matters. He had worked as a stockbroker from the late 1950’s onward.

2. The diagnosis. Brener received the diagnosis of esophageal cancer in January or February of 2001. The medical records from this time period state that he became clinically depressed, felt helpless, and expressed thoughts of suicide. They also describe Brener as “[ajlert, oriented, lucid, coherent,” and “[independent, . . . [with] [n]o evidence of psychotic thinking.” His suicidal ideation appeared to be “a function of his clinical depression.”

3. The involvement of the Rosens. Niece Lois Rosen and her husband Herbert had maintained a close relationship with Brener for many years. Lois had known him throughout her life. -Brener had served as Herbert’s stockbroker and financial advisor since 1969. Brener had often visited the Rosens’ home for holidays. The Rosens had regularly visited him in an assisted living residence and then helped him to move to a condominium unit in November of 2000.

After the diagnosis the Rosens drove him to doctors’ appointments, to restaurants, and to visits with his friends and former clients. They brought him to visit their cottage on Cape Cod. On one occasion in late February of 2001, the Rosens visited Brener at his apartment. He was having difficulty swallowing. Herbert Rosen called Brener at three or four o’clock the next morning to check on him. Brener complained that he could not swallow. Herbert dressed, drove to Brener’s apartment, and brought Brener to the emergency room at St. Elizabeth’s Hospital. They continued to monitor his care throughout the remaining months of his life.

4. The first amendment of the trust. In February of 2001, Coles suggested that Brener select specific charities to receive [244]*244the residue of his estate, rather than delegate those choices to him as successor trustee. Attorney Wright prepared the first trust amendment, which Brener executed on March 14, 2001. Brener replaced the $50,000 cash gift to Lois Rosen with gifts of $25,000 to Lois Rosen and Herbert Rosen respectively. He left the cash gifts to Harris and Elinor Coles intact, and made small changes and additions to other gifts to friends and relatives. He specified the charities to receive the residue of the estate: thirty percent to Maimonides School, thirty percent to the Perkins School for the Blind, ten percent to the Carroll Center for the Blind, and thirty percent to Beth Israel Deaconess Medical Center. Coles had prepared Brener’s income tax returns for the past thirty years. He stated in an affidavit that before executing the capital gift agreement and the trust in 1997, and the first trust amendment in 2001, Brener had made only nominal gifts to charitable organizations.

5. Events of October of 2001. On October 17, 2001, Brener was admitted to St. Elizabeth’s Hospital after he had suffered a fall at home. He listed the Rosens as his emergency contact. On October 18, Lois Rosen observed that Brener was not using his left arm, that he could not squeeze her hand, and that the left side of his face was drooping. She reported these symptoms to the nurse.

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Cite This Page — Counsel Stack

Bluebook (online)
881 N.E.2d 778, 71 Mass. App. Ct. 240, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maimonides-school-v-coles-massappct-2008.