Maggio v. Local 1199

702 F. Supp. 989, 130 L.R.R.M. (BNA) 2316, 1989 U.S. Dist. LEXIS 7979, 1989 WL 646
CourtDistrict Court, E.D. New York
DecidedJanuary 4, 1989
DocketCV 88-1352, CV 88-1793
StatusPublished
Cited by8 cases

This text of 702 F. Supp. 989 (Maggio v. Local 1199) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maggio v. Local 1199, 702 F. Supp. 989, 130 L.R.R.M. (BNA) 2316, 1989 U.S. Dist. LEXIS 7979, 1989 WL 646 (E.D.N.Y. 1989).

Opinion

MEMORANDUM AND ORDER

WEXLER, District Judge.

In these consolidated cases the Court must decide whether to confirm or vacate an arbitrator’s decision to reinstate and award back pay to an employee. The employee at issue is Clifford Ackley (“Ack-ley”) a member of Local 1199 of the Drug, Hospital and Health Care Employees Union (the “Union”). The employer is Paul C. Maggio (“Maggio” or the “Employer”) who operates the Patchogue Nursing Center (“PNC”). In a prior order of this Court permission was granted to the New York State Health Facilities Association *990 (“NYSHFA”) to participate in this litigation as amicus curiae.

Both the Employer and NYSHFA seek to have the award vacated on the ground that its enforcement would violate the clearly articulated public policies of the state of New York and of the United States of America. Arguing that no such conflict exists the Union seeks confirmation of the award. After outlining the background of the case the Court will turn to address the parties’ contentions.

I. BACKGROUND

A. Proceedings Before the Commissioner of the New York State Department of Health

On February 23, 1987 Ackley was discharged from his employment as a Nurse’s Aide at PNC. The next day Maggio sent a report to the Commissioner of the Office of Health Systems Management of the New York State Department of Health (the “Commissioner”) detailing the reasons for Ackley’s discharge (the “February 24 Report”). The February 24 Report was sent pursuant to Section 2803-d of New York’s Public Health Law, a statute discussed in greater detail below, that requires people such as Maggio to report suspected incidents of “physical abuse, mistreatment or neglect” of persons receiving care in residential health facilities like PNC. See N.Y. Pub.Health L. § 2803-d. Although the February 24 Report is not before the Court subsequent events and documents generated after February 24, 1987 make clear that Ackley was discharged because his employer believed that Ackley had physically abused four individuals residing at PNC.

In a letter dated December 9, 1987 a representative of the Commissioner stated that an investigation conducted on February 26, 1987 revealed that sufficient credible evidence existed tending to show that the four alleged acts of physical abuse had indeed occurred. Notwithstanding this finding of patient abuse, the Commissioner declined to exercise his power, pursuant to New York law, to impose a fine on Ackley. Instead, the Commissioner stated that the February 24 Report would remain in the files of the Department of Health and that the December 9, 1987 letter would serve as “an admonishment” for Ackley’s conduct.

Shortly after receipt of the December 9, 1987 letter, Ackley’s attorney wrote to the Commissioner asking that the record of Ackley’s physical abuse of patients be expunged or, in the alternative, seeking a hearing to determine the merits of the charge of physical abuse. In a letter dated February 23, 1988 the Commissioner informed Ackley's attorneys that no reason existed to amend or expunge the findings expressed in the December 9, 1987 letter. Although the February 23, 1988 letter referred to Ackley’s right to a hearing the Court is unaware of any effort taken by either side to schedule that hearing.

B. Arbitration Proceeding

At the same time that the foregoing proceedings before the Commissioner were taking place, Ackley exercised his right, pursuant to a collective bargaining agreement entered into between the Employer and the Union, to seek arbitration of the issue of whether Ackley was discharged for cause. Hearings were held before an arbitrator on October 1, 1987, January 26, 1988 and February 25,1988. On March 30, 1988 the arbitrator rendered his opinion and award (the “Award”).

Although the precise issue before the arbitrator — whether or not Ackley was fired for cause — was not discussed in any of the Commissioner’s letters, the factual circumstances regarding the firing are identical to those that prompted the issuance of the February 24 Report. Because actual hearings were held before the arbitrator the Award discusses, in much greater detail than any documents general ed during the course of the proceedings before the Commissioner, the circumstances of alleged physical abuse. The four patients discussed in the Award are Florence Cattani, Anthony Ingoglia, Ruth Krause and Leon Cootner. These individuals are elderly residents of PNC who require extensive care and assistance in the activities of daily living.

*991 After reviewing the charges and the testimony of witnesses the arbitrator held that Ackley had not abused Cattani or Co-otner. Although the arbitrator found Ack-ley guilty of mistreating Ingoglia and Krause, he held that such mistreatment was not intentional but was a result of rough handling stemming from carelessness that could be attributed to Ackley’s “size, bulk, strength and, at times, being rushed to perform chores.” Under these circumstances the arbitrator determined that the appropriate remedy was a suspension period of one month without pay. Since the one month period had elapsed by the date of the Award, the arbitrator held that Ackley was entitled to immediate reinstatement and back pay from March 23, 1987 to the date of reinstatement. After the submission of post-arbitration memo-randa the arbitrator issued a supplemental opinion and award. That supplemental award is dated May 25, 1988 and fixes the amount of back pay at $11,349.82 plus interest accrued from the date of April 15, 1988 to the date of reinstatement.

II. THE PRESENT MOTION

As noted above, the Union now moves, on behalf of Ackley, for confirmation of the arbitrator’s award. The Employer and NYSHFA oppose the Union’s application on the ground that confirmation violates public policy. In the event that this Court confirms the award, the Employer concedes that the amounts fixed by the supplemental award are appropriate.

The public policy argument is two-fold. First, it is argued that the comprehensive state and federal statutory scheme that, among other things, gives the Commissioner broad powers to adjudicate instances of suspected patient mistreatment, leaves labor arbitrators with no jurisdiction to rule on such matters. Second, it is argued that even if an arbitrator has the power to decide whether mistreatment has taken place, the remedy of reinstatement is unavailable when the arbitrator makes factual findings akin to those made in the present case.

A. General Principles

As a starting point the Court notes that the policy favoring labor arbitration is strong and the circumstances allowing the Court to review the merits of an award are, therefore, narrow. See Steelworkers v. Enterprise Wheel & Car Corp., 363 U.S. 593, 596, 80 S.Ct. 1358, 1360, 4 L.Ed.2d 1424 (1960); 9 U.S.C. § 10 (setting forth the limited circumstances allowing a Court to vacate an arbitration award).

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702 F. Supp. 989, 130 L.R.R.M. (BNA) 2316, 1989 U.S. Dist. LEXIS 7979, 1989 WL 646, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maggio-v-local-1199-nyed-1989.