Madden v. Kentucky Ex Rel. Commissioner

309 U.S. 83, 60 S. Ct. 406, 84 L. Ed. 590, 1940 U.S. LEXIS 956, 125 A.L.R. 1383
CourtSupreme Court of the United States
DecidedJanuary 29, 1940
Docket92
StatusPublished
Cited by620 cases

This text of 309 U.S. 83 (Madden v. Kentucky Ex Rel. Commissioner) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Madden v. Kentucky Ex Rel. Commissioner, 309 U.S. 83, 60 S. Ct. 406, 84 L. Ed. 590, 1940 U.S. LEXIS 956, 125 A.L.R. 1383 (1940).

Opinions

Mr. Justice Reed

delivered the opinion of the Court.

This is an appeal1 brought here under § 237 (a) of the Judicial Code from a judgment of the Court of Appeals of Kentucky sustaining the validity of a statute of that state against an attack by the appellant on the ground of its being repugnant to the due process, equal protec[86]*86tion, and privileges and immunities clauses of the Fourteenth Amendment of the Constitution of the United States.

The issue is whether a state statute which imposes on its citizens an annual ad valorem tax on their deposits in banks outside of the state at the rate of fifty cents per hundred dollars and at the same time imposes on their deposits in banks located within the state a similar ad valorem tax at the rate of ten cents per hundred dollars is obnoxious to the stated clauses of the Fourteenth Amendment. The relevant provisions of the Kentucky statutes for the period in question appear in the note below.2

The opinion of the Court of Appeals of Kentucky in this case construes the exception in § 4019, limiting the tax on bank deposits to one-tenth of one per cent, as applicable only to depositors in local financial institutions organized under the laws of Kentucky or under the na[87]*87tional banking laws. This interpretation of the state laws is of course accepted by us.3

, John E. Madden died in November, 1929, a citizen and resident of Fayette County, Kentucky. On several prior assessment dates, July 1 in Kentucky, Mr. Madden had on deposit in New York banks a considerable amount of funds. These deposits had not been reported for th'e purposes of taxation in Kentucky. That state brought suit against Mr. Madden’s executor to have these deposits assessed as omitted property and to recover an ad valorem tax of 50 cents per hundred dollars as of July 1 of each year, together with interest and penalties. The executor used as one defense against this claim the contention that a tax on deposits in banks outside of Kentucky at a higher rate than the tax upon bank deposits within Kentucky would abridge decedent’s privileges and immunities as a citizen of the United States, deprive him of his property right and the liberty to keep money on deposit outside of Kentucky without due process of law, and deny to him equal protection of the law in violation of the Fourteenth. Amendment. . The Court of Appeals passed upon the constitutional questions submitted because of the difference in taxing rate between Kentucky deposits and out-of-state deposits. It approved the classification as permissible under the due process and equal protection clauses and refused to accept the argument that its interpretation of the statutes violated the privileges and immunities clause.

I. Classification. — The broad discretion as to classification possessed by a legislature in the field of taxation [88]*88has long been recognized.4 This Court fifty years ago concluded that “the Fourteenth Amendment was hot intended to compel the State to adopt an iron rule of equal taxation,”5 and the passage of time has only served to underscore the wisdom of that recognition of the largé area of discretion which is needed by a legislature in formulating sound tax policies. Traditionally classification has been a device for fitting tax programs to local needs and usages in order to achieve an equitable distribution of the tax burden. It has, because of this, been pointed out that in taxation, even more than in other fields, legislatures possess the greatest freedom in classification.6 Since the members of a legislature necessarily enjoy a familiarity with local conditions which this Court cannot have, the presumption of constitutionality can be overcome only by the most explicit demonstration that a classification is a hostile and oppressive discrimination against particular persons and classes.7 The burden is on the one attacking the legislative arrangement to negative every conceivable basis which might support it.8

Paying proper regard to the scope óf a legislature’s powers in these matters, the insubstantiality of appellant’s claim that he has been denied equal protection or due process of law by the classification is at once apparent. When these statutes were adopted in 1917 during a general revision of Kentucky’s tax laws, the chief problem facing the legislature was the formulation of an [89]*89eniorceable system of intangible taxation.9 By placing the duty of collection on local banks, the tax on local deposits was made almost self-enforcing. The tax on deposits outside the state, however, still resembled that on investments in Watson v. State Comptroller, the collection of which was said to depend “either upon [the taxpayer’s] will or upon the vigilance and discretion of the local assessors.” 10 Here as in the Watson case the classification may have been “founded in 'the purposes [90]*90and policy of taxation.' ” The treatment accorded the two kinds of deposits may have resulted from the differences in the difficulties and expenses of tax collection.11

II. Privileges and Immunities. — The appellant presses urgently upon us the argument that the privileges and immunities clause of the Fourteenth Amendment of the Constitution of the United States12 forbids the enforcement by the Commonwealth of Kentucky of this enactment which imposes upon the testator taxes five times as great on money deposited in banks outside the State as it does on money of others deposited in banks within the State. The privilege or immunity which appellant contends is abridged is the right to carry on business beyond the lines of the State of his residence, a right claimed as appertaining to national citizenship.

There is no occasion to attempt again an exposition of the views of this Court as to the proper limitations of the privileges and immunities clause. There is a very recent discussion in Hague v. C. I. O.13 The appellant purports to accept as sound the position stated as the view of all the justices concurring in the Hague decision. This position is that the privileges and immunities clause protects all citizens against abridgement by states of rights of national citizenship as distinct from the fundamental or [91]*91natural rights inherent in state citizenship.14 This Court declared in the Slaughter-House Cases15 that the Fourteenth Amendment as well as the Thirteenth and Fifteenth were adopted to protect the negroes in their freedom.' This almost contemporaneous interpretation extended the benefits of the privileges and immunities clause to other rights which are inherent in national citizenship but denied it to those which spring from [92]*92state citizenship.16 In applying this constitutional principle this Court has determined that the right to operate an independent slaughter-house,17 to sell wine on terms of equality with grape growers18 and to operate businesses free of state regulation19

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Bluebook (online)
309 U.S. 83, 60 S. Ct. 406, 84 L. Ed. 590, 1940 U.S. LEXIS 956, 125 A.L.R. 1383, Counsel Stack Legal Research, https://law.counselstack.com/opinion/madden-v-kentucky-ex-rel-commissioner-scotus-1940.