MacKay v. Drug Enforcement Administration

664 F.3d 808, 2011 U.S. App. LEXIS 25684, 2011 WL 6739420
CourtCourt of Appeals for the Tenth Circuit
DecidedDecember 23, 2011
Docket10-9556
StatusPublished
Cited by14 cases

This text of 664 F.3d 808 (MacKay v. Drug Enforcement Administration) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
MacKay v. Drug Enforcement Administration, 664 F.3d 808, 2011 U.S. App. LEXIS 25684, 2011 WL 6739420 (10th Cir. 2011).

Opinion

SEYMOUR, Circuit Judge.

Dewey C. MacKay, M.D., petitions for review of a decision of the Deputy Administrator of the Drug Enforcement Administration (“DEA”) revoking his registration to dispense controlled substances and denying all pending requests for renewal or modification. 1 Dewey C. MacKay, M.D., *810 75 Fed.Reg. 49,956 (DEA Aug. 16, 2010). Because the DEA’s decision is supported by substantial evidence and is not arbitrary or capricious, we deny the petition.

I.

Dr. MacKay is a medical doctor who, at the time of the underlying proceedings, held a DEA certificate of registration that authorized him to dispense controlled substances in schedules II through V. 2 He also held a physician’s license issued by the State of Utah and has been a board-certified orthopedic surgeon for over thirty years.

Around 2001, Dr. MacKay underwent cardiac bypass surgery. Thereafter, he gradually reduced the number of surgeries he performed, until he stopped performing surgeries altogether around 2006. As Dr. MacKay decreased his orthopedic surgical practice, he began treating chronic pain patients. By 2007, approximately eighty-five percent of his practice involved pain patients. This case concerns his prescribing behavior from 2005 to early 2009, when his practice focused primarily on chronic pain management.

A.

The DEA began investigating Dr. Mac-Kay after receiving information from local authorities that he was issuing unlawful prescriptions for controlled substances. As part of this investigation, the DEA interviewed several of Dr. MacKay’s former patients and executed search warrants on his office in June 2008 and January 2009, seizing patient records and related documents. In addition, the DEA gained cooperation of patients M.R. and K.D., both of whom agreed to record undercover visits with Dr. MacKay. They recorded a total of eight in-person visits and one phone call with Dr. MacKay, from October 2007 to December 2008. 3

On February 26, 2009, the Deputy Administrator of the DEA issued an order to show cause why the DEA should not revoke Dr. MacKay’s registration on the ground that his continued registration is inconsistent with the public interest. See 21 U.S.C. §§ 823(f); 824(a)(4). The order stated that Dr. MacKay’s registration would be immediately suspended, pending the show cause proceedings. 4

The order to show cause alleged that from “June 2005 to the present,” Dr. Mac-Kay “issued numerous purported prescriptions for controlled substances without a legitimate medical purpose and outside the usual course of professional practice.” MacKay, 75 Fed.Reg. at 49,956 (quoting Order to Show Cause at 1-2) (internal quotation marks omitted). As factual support, the order asserted, among other things, that Dr. MacKay had issued prescriptions for controlled substances to a patient even after she told him she shared *811 her prescription drugs with another person, had exchanged prescription drugs for sexual favors, had issued prescriptions for controlled substances without a legitimate medical purpose and without conducting appropriate diagnostic evaluations, and had been prescribing extraordinarily large amounts of highly addictive opioids.

Dr. MacKay filed a motion for a temporary restraining order in federal district court, seeking reinstatement of his registration. After holding a hearing, the district court stayed the immediate suspension of Dr. MacKay’s registration pending a final administrative decision on the underlying order to show cause. Based on the limited evidence then in the record, the court held the DEA had not demonstrated that Dr. MacKay’s continued registration would result in “imminent danger to public health or safety,” as required for immediate suspension. See 21 U.S.C. § 824(d).

B.

After the district court issued its order, an administrative law judge (“ALJ”) held a hearing at which both sides presented evidence. The DEA’s evidence included testimony of cooperating patients M.R. and K.D., audio-recordings and transcripts of their undercover conversations with Dr. MacKay, medical records of several patients, and testimony of Dr. Bradford Hare, a medical expert.

M.R. was Dr. MacKay’s patient from May 2004 through January 2008. When she began seeing Dr. MacKay, it was for “wrist pain.” Later her complaints shifted to “back pain.” However, she testified that her pain complaints were fabricated. Instead, she went to see Dr. MacKay to obtain prescriptions for Lortab to use for recreational purposes. According to M.R., Dr. MacKay conducted no examination on her first visit, except for feeling her wrist for about ten seconds. Similarly, when she feigned back pain, the extent of Dr. MacKay’s examination was to ask her to bend over and stand up again. He never ordered any tests or X-rays to diagnose or verify her claimed ailments. M.R. explained that during her appointments, she was not asked to discuss her pain at all before Dr. MacKay gave her prescriptions for controlled substances. She mentioned her pain to him only two or three times over several years. Yet she consistently received prescriptions for controlled substances including Lortab, Valium, and Xanax.

M.R.’s recorded undercover appointments corroborate her testimony. During her first such appointment, M.R. was accompanied by an undercover DEA agent posing as her friend, “Rebecca.” Rebecca and M.R. attempted to obtain a Lortab or OxyContin prescription for Rebecca. Dr. MacKay refused to write a prescription for her without a referral from her doctor and an appointment. The entire appointment focused on whether Dr. MacKay would write a prescription for Rebecca; there was no discussion of M.R.’s pain or medical condition. Nevertheless, M.R. emerged from the appointment with a prescription for ninety Lortab with a refill.

During M.R.’s second undercover visit, Dr. MacKay asked her, “How are you today?” She replied, “Good. How are you?” Dr. MacKay did not ask any questions about her pain, but said, ‘You want a refill again?” She replied, ‘Yeah.” MacKay, 75 Fed.Reg. at 49,965. 5 During this *812 appointment, M.R. told Dr. MacKay that she had shared some of her drugs with Rebecca. She asked him whether that was “okay to do.” Dr. MacKay told her that was “against the law.... Just don’t, uh, don’t tell me about it.” Id. Despite knowing that she was diverting drugs, Dr. MacKay gave her another prescription for ninety Lortab with one refill.

At M.R.’s third undercover appointment, Dr. MacKay told her that although he had been seeing her about once a month, she needn’t come back for two months because he was going to give her a prescription and a refill. He then asked her, “Lortab ten?” M.R. replied, “Yeah.” Id.

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664 F.3d 808, 2011 U.S. App. LEXIS 25684, 2011 WL 6739420, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mackay-v-drug-enforcement-administration-ca10-2011.