M. Swift & Sons, Inc. v. W. H. Coe Mfg. Co.

102 F.2d 391, 40 U.S.P.Q. (BNA) 631, 1939 U.S. App. LEXIS 3864
CourtCourt of Appeals for the First Circuit
DecidedMarch 2, 1939
DocketNo. 3394
StatusPublished
Cited by11 cases

This text of 102 F.2d 391 (M. Swift & Sons, Inc. v. W. H. Coe Mfg. Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
M. Swift & Sons, Inc. v. W. H. Coe Mfg. Co., 102 F.2d 391, 40 U.S.P.Q. (BNA) 631, 1939 U.S. App. LEXIS 3864 (1st Cir. 1939).

Opinion

WILSON, Circuit Judge.

This is an appeal from a final decree of the District Court for the District of Rhode Island dismissing the plaintiff’s bill in equity alleging infringement of Patent No. 1,974,883 issued to Donald D. Swift on September 25, 1934, on an application filed June 29, 1933, and assigned by Donald D. Swift to the plaintiff by assignment duly recorded in the United States Patent Office.

The M. Swift & Sons, Inc., is a Connecticut corporation, and the W. H. Coe Manufacturing Company is a Rhode Island corporation. These corporations will be hereinafter referred to as plaintiff and defendant respectively.

The subject matter of the patent in suit relates to the manufacture of gold or other metallic media for the imprinting of letters on and the ornamentation of leather articles, book backs and sides, cloth and other like surfaces.

The imprinting art has from time to time developed new materials, both natural and synthetic, suitable for book covers, bill folds and note books, but many of these new materials could not be successfully imprinted with genuine gold leaf because of the nature of the material. This increase in new material for such uses created new problems, which the prior practice did not solve, and which the patentee Swift claims his invention provided a simple and effective solution.

The art of beating gold into leaf form is very old, but the imprints of gold leaf on certain materials, as leather, cloth and other materials, has increased with the modern development of the industry. The application of genuine gold leaf to new materials has resulted in many new problems. Owing to the thinness of the gold leaf when drawn out for imprinting, pinholes or punctures develop in the leaf, due to the metal being worked beyond its elastic limit. Another defect would sometimes appear, known as “foxy gold”, which shows a reddish tinge and appeared like a stain on the surface of the leaf.

Prior to 1891, when Patent No. 461,-861 was issued to Mr. Coe, the founder of the defendant corporation, the process used by the gold leaf industry had the dis[392]*392advantages of loss' of time, and needless consumption of gold leaf for each operation. The Coe patent was the first major step for overcoming these disadvantages. This patent covered a machine for applying gold leaf by cutting the leaf into strips and imprinting the gold leaf strips under a heated die upon sized material.

The Coe reissue patent No. 11,510, based on the original patent and issued in 1893, laid the basis for gold leaf strips in “roll form” that was suitable for ordinary commercial uses, but difficulty was still experienced when applying the gold leaf to smooth or uneven surfaces. Coe recognized these difficulties when he applied for his patent No. 548,113, in which he states in his application:

“I have found in practice that such a roll is not adapted for use in applying the film to the surface of glass upon which a comparatively weak water sizing must be employed, rendering the withdrawal of the film from the strip and its proper adhesion to the glass very uncertain and also that the said roll is not adapted for applying the film to uneven surfaces, for the reason that the film will only be attached to the higher points of the said surface.”

The next important step in advance in the art was made in 1915, when one Davis obtained a patent which forms the basis for the present day metallic strips. It provided for a paper carrier, yellow beeswax on the carrier, gold leaf next to the yellow beeswax and a clear varnish sizing applied on the outside of the gold leaf.

Between 1915 and the application by Donald D. Swift for his patent on June 29, 1933, the use of imprinted gold leaf had increased, and various types of imitation leathers and cloths came into use as materials on which to imprint gilt letters, figures and ornamental designs. It was difficult and sometimes impossible to imprint on the new imitation leathers and some of the better synthetic leathers, and even genuine leather, if the surface were rough and pebbly, which caused the very thin gold leaf to break and separate.

This expansion of the art created an incidental and companion art, which involved the use of low cost imitation gold, silver, and the use of powdered bronze as a substitute for genuine gold leaf. It was soon discovered, however, that bronze powder tarnished very rapidly and that imitation gold could only be used on cheap articles. Manufacturers soon realized that it was necessary to devise some way for the bronze to retain its lustre for longer periods of time. The first attempts to remedy this defect used various chalks, clays and other separators by introducing them into the outer varnish sizing to act as a layer between the bronze powder and the article to be imprinted.

Two patents were issued in 1925, viz.: The Boyd Patent, No. 1,515,722, in which starch was used as the separator^ and the Grupe Patent, No. 1,515,676, in which powdered chalk was used for the same purpose over bronze powder, both of which were held invalid. Peerless Roll Leaf Co., Inc., v. Lange, 3 Cir., 20 F.2d 801. The American Embossing Foil Company used an oxide separator in place of the starch and chalk of Boyd and Grupe, or a low cost yellow ochre. However, the use of bronze powder as the metallic leaf and a separator did not obviate the defect and it retained its lustre a very short time as compared with the use of genuine gold as the metallic leaf.

This was the state of the prior art when the alleged Swift invention was placed on the market. The prior development of the roll carrier by Coe, or by the Peerless Roll Leaf Company, had emphasized the defects in the use of gold leaf, which have already been pointed out. Donald D. Swift in 1931 began to experiment with a view to correcting the inherent defects of genuine gold when used in the art as a “metallic leaf” in order to obtain a finished product of uniform color, texture and appearance; and in the course of his experiments, which covered a period of nearly two years, he discovered that yellow ochre in the proper amount, when mixed with the sizing, furnished a good bed for the genuine gold metallic leaf.

With the assistance of .one Robertson, a former employee of the American Embossing Foil Company, who was skilled in the mixing of pigments in the sizing over bronze .powder, they discovered that by the use of yellow ochre mixed with the outer sizing, they were able to use genuine gold leaf successfully on much of the new material which had come into use since the turn of the century, and in June, 1933, Swift' applied for his patent now in suit.

The specification of his patent describes the manufacture of the product as follows:

“In manufacturing the novel product, a carrier strip 1 of paper or other' suitable flexible material is provided, glassine paper [393]*393being preferred, and a coating 2 of a combined adherent and burnishing material placed on the face thereof, the preferred material being wax, such as beeswax. Over this coating a layer 3 of gold or metallic leaf is applied, and a final coat 4 consisting of an intimate mixture of sizing 5, such as French varnish, and a filler material 6, the most suitable material being yellow ochre.”

The only advance over the prior art was the use of yellow ochre in the outer sizing.

Donald D.

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102 F.2d 391, 40 U.S.P.Q. (BNA) 631, 1939 U.S. App. LEXIS 3864, Counsel Stack Legal Research, https://law.counselstack.com/opinion/m-swift-sons-inc-v-w-h-coe-mfg-co-ca1-1939.