Lyon v. Caterpillar, Inc.

194 F.R.D. 206, 2000 U.S. Dist. LEXIS 7077, 2000 WL 675700
CourtDistrict Court, E.D. Pennsylvania
DecidedMay 22, 2000
DocketNo. CIV.A. 98-CV-2510
StatusPublished
Cited by40 cases

This text of 194 F.R.D. 206 (Lyon v. Caterpillar, Inc.) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lyon v. Caterpillar, Inc., 194 F.R.D. 206, 2000 U.S. Dist. LEXIS 7077, 2000 WL 675700 (E.D. Pa. 2000).

Opinion

MEMORANDUM

ANITA B. BRODY, District Judge.

Plaintiff Paul E. Lyon brings this action on behalf of a proposed class against defendant Caterpillar, Inc. for violation of the Illinois Consumer Fraud Act (815 ILCS 505/1 et seq.) or various other states’ consumer fraud acts.1 Jurisdiction is predicated on diversity of citizenship.2 See 28 U.S.C. [209]*209§ 1332. Now before me is plaintiffs motion for class certification. For the following reasons, I will deny plaintiffs motion.

I. Background

For the purposes of class certification, the court is bound to take substantive allegations of the complaint as true. See Blackie v. Barrack, 524 F.2d 891, 901 n. 17 (9th Cir.1975), cert. denied, 429 U.S. 816, 97 S.Ct. 57, 50 L.Ed.2d 75 (1976); see also Stewart v. Associates Consumer Discount Co., 183 F.R.D. 189, 193 (E.D.Pa.1998). The court is not bound by the four corners of the complaint in determining the propriety of a class action and may look beyond the pleadings. See In re Life USA Holding, Inc., 190 F.R.D. 359, 364 (E.D.Pa.2000) (explaining that “[w]hile the Court should not consider the merits of the case and must assume the truth of the allegations contained in the complaint, it must nevertheless look beyond the bald allegations in the complaint in determining whether the requirements of Rule 23 have been satisfied.”) (citations omitted). These facts are taken from plaintiffs amended class action complaint and plaintiffs motion for class certification.

Plaintiff owns a boat with engines manufactured by defendant and claims that the engines consume more fuel than the amount represented by defendant. On August 16, 1995, plaintiff purchased a 1995 Sea Ray 370 DB boat. The boat had twin 3116, 300 horsepower, E-rated diesel engines manufactured by defendant.3 The engines did not meet the required specifications or perform as represented and warranted by defendant. Specifically, the engines used more fuel than warranted, required more maintenance and repairs than warranted, and failed prematurely. In addition, the boat’s range was less than it would have been if the specifications and representations were accurate.

Defendant knew, before the engines were sold and installed, that the engines burned fuel in excess of the amount represented and specified. Despite this knowledge, defendant consistently published and disseminated these false specifications. Defendant there[210]*210fore, sold engines based upon these false specifications. Defendant’s acts induced plaintiff to purchase a boat with defendant’s engines and caused him to attempt to repair his boat. The incorrect fuel burn rate may present economic and safety issues.4

There are between 3*000 and 9,000 engines that were purchased by putative class members and each engine is subject to the same incorrect fuel burn rate when installed in a planning hull vessel. Plaintiff requests that the following class be certified:

All persons and entities who own planing hull vessels in the United States in which Caterpillar 3116 marine engines have been installed for propulsion, including all prior owners and others who have incurred expenses to purchase, operate, maintain, and/or repair such engines.

Plaintiff, for himself and all other owners of planning hull vessels that have as then-source of propulsion a 3116 engine manufactured by defendant, claims violation of the Illinois Consumer Fraud Act (“ICFA”), 815 ILCS 505/1 et seq., or other states’ consumer fraud acts.

II. Discussion

In deciding whether to certify a class, a court may not consider “ ‘whether the plaintiff or plaintiffs have stated a cause of action or will prevail on the merits Eisen v. Carlisle & Jacquelin, 417 U.S. 156, 178, 94 S.Ct. 2140, 40 L.Ed.2d 732 (1974) (quoting Miller v. Mackey Int’l, 452 F.2d 424, 427 (5th Cir.1971)). Rather, this court must decide whether the plaintiff meets his burden under Federal Rule of Civil Procedure 23, which entails satisfying each of the four prerequisites set forth in Rule 23(a), and at least one of the requirements of 23(b). See id.

A. Rule 23(a)

The four elements of Rule 23(a) are:

(1) the class is so numerous that joinder of all members is impracticable;
(2) there are questions of law or fact common to the class;
(3) the claims or defenses of the representative parties are typical of the claims or defenses of the class; and
(4) the representative parties will fairly and adequately protect the interests of the class.

Fed.R.Civ.P. 23(a). I will assume plaintiff meets the four elements of Rule 23(a) because even assuming this part of the test is met, plaintiff fails to satisfy the requirements of Rule 23(b) making class certification inappropriate.

B. Rule 23(b)(3)

In order for a class to be certified, the named plaintiff must satisfy any one of the subsections of Rule 23(b). In this case, the plaintiff claims that he meets the requirements of Rule 23(b)(3).

To certify a class under Rule 23(b)(3) the court must find that:

[t]he questions of law or fact common to the members of the class predominate over any questions affecting only individual members, and that a class action is superi- or to the other available methods for the fair and efficient adjudication of the controversy.

Fed.R.Civ.P. 23(b)(3). The two aspects of Rule 23(b)(3) are predominance of common questions and superiority of class action.

1. Predominance

For purposes of analyzing whether common questions predominate, it is necessary to evaluate whether proving the elements of the plaintiffs claim can be done through common questions or whether the proof will be overwhelmed with individual issues. Plaintiff asserts that certification of common issues is appropriate here because the issues to be certified are central to the case.5 Defendant [211]*211counters that common questions do not predominate. First, I will address common questions of law and second, I will evaluate common questions of fact.

a. Common questions of law

As a threshold matter, I must determine which state’s law applies to this action.

(1) Does Illinois Law Apply?

Plaintiff asserts that Illinois law4 *6 applies under the Pennsylvania flexible interest analysis.

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Cite This Page — Counsel Stack

Bluebook (online)
194 F.R.D. 206, 2000 U.S. Dist. LEXIS 7077, 2000 WL 675700, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lyon-v-caterpillar-inc-paed-2000.