Luu v. Esterly
This text of 367 F. Supp. 3d 335 (Luu v. Esterly) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
Joseph F. Leeson, Jr., United States District Judge
I. INTRODUCTION
Plaintiff Mui T. Luu initiated this action against Defendants Kevin Esterly and the Lehigh Valley Academy Regional Charter School (LVA), regarding an allegedly inappropriate relationship between Esterly and A.Y., Luu's minor daughter. Luu asserts six claims against Esterly and LVA, of which three are against LVA.1 LVA filed a motion to dismiss. For the reasons set forth below, the motion to dismiss is granted.
II. BACKGROUND2
Luu is the mother of two children: a boy and a girl. Am. Compl. ¶ 15, ECF No. 11. Luu and her children met Esterly, his wife, and their daughters at the Heritage Baptist Church in 2009. Am. Compl. ¶ 16. Luu's daughter, A.Y., became friends with Esterly's oldest daughter. Am. Compl. ¶ 18. Eventually, A.Y. and Esterly developed a relationship.3 Am. Compl. ¶¶ 16-25.
In November 2017, Esterly changed, or caused to be changed, the emergency contact form for A.Y. at LVA and listed himself as A.Y.'s stepfather. Am. Compl. ¶ 33. Previously, the emergency contact form only listed Luu and a family friend. Am. Compl. ¶ 31. LVA failed to verify the *340change in the contact form with Luu and did not verify the change against the unchanged contact information for Luu's son, who also attended LVA. Am. Compl. ¶¶ 34-35.
On February 9, 2018, Luu attempted to pick up A.Y. from LVA but a school representative told her that Esterly previously picked her up. Am. Compl. ¶¶ 40-41. This was the first time LVA informed Luu that A.Y.'s emergency contact form listed Esterly as stepfather and that he signed her out of school on ten prior occasions. Am. Compl. ¶ 42. Luu confronted Esterly about picking up her daughter and inappropriate text messages he sent to her daughter. Am. Compl. ¶ 44. Luu also instructed LVA not to release A.Y. or her son to any person except her. Am. Compl. ¶¶ 45-46. A few days later, Luu returned to LVA and discussed her concerns about Esterly and her daughter with the principal of LVA. Am. Compl. ¶ 47. The principal and Luu discussed contacting the police and applying for a protection from abuse order. Am. Compl. ¶ 48. They ended up contacting the Special Victims Unit regarding the situation. Am. Compl. ¶ 49.
On March 5, 2018, around 7:05 a.m., Luu dropped A.Y. off at the bus stop. Am. Compl. ¶ 56. The bus was scheduled to pick up students at 7:09 a.m. Am. Compl. ¶ 56. A.Y. never made it to LVA. Am. Compl. ¶¶ 57-60. LVA did not notify Luu of A.Y.'s absence and Luu only became aware that A.Y. was missing when she did not arrive home from school. Am. Compl. ¶¶ 59-62. Failing to notify Luu that her daughter was absent violated a written policy or custom which dictated that parents would be made aware when their children were absent from school. Am. Compl. ¶ 13. It was later determined that Esterly picked up A.Y., drove her to the Philadelphia International Airport, purchased one-way tickets for the pair to Cancun, Mexico, and took her out of the country. Am. Compl. ¶¶ 63, 68.
III. LEGAL STANDARDS
Federal Rule of Civil Procedure 12(b)(6) allows a court to dismiss a complaint for its "failure to state a claim upon which relief can be granted." Fed. R. Civ. P. 12(b)(6). The Rules generally demand "only a short and plain statement of the claim showing that the pleader is entitled to relief, in order to give the defendant fair notice of what the claim is and the grounds upon which it rests." Connelly v. Lane Constr. Corp. ,
"To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to 'state a claim to relief that is plausible on its face.' " Ashcroft v. Iqbal ,
*341(explaining that determining "whether a complaint states a plausible claim for relief ... [is] a context-specific task that requires the reviewing court to draw on its judicial experience and common sense").
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Joseph F. Leeson, Jr., United States District Judge
I. INTRODUCTION
Plaintiff Mui T. Luu initiated this action against Defendants Kevin Esterly and the Lehigh Valley Academy Regional Charter School (LVA), regarding an allegedly inappropriate relationship between Esterly and A.Y., Luu's minor daughter. Luu asserts six claims against Esterly and LVA, of which three are against LVA.1 LVA filed a motion to dismiss. For the reasons set forth below, the motion to dismiss is granted.
II. BACKGROUND2
Luu is the mother of two children: a boy and a girl. Am. Compl. ¶ 15, ECF No. 11. Luu and her children met Esterly, his wife, and their daughters at the Heritage Baptist Church in 2009. Am. Compl. ¶ 16. Luu's daughter, A.Y., became friends with Esterly's oldest daughter. Am. Compl. ¶ 18. Eventually, A.Y. and Esterly developed a relationship.3 Am. Compl. ¶¶ 16-25.
In November 2017, Esterly changed, or caused to be changed, the emergency contact form for A.Y. at LVA and listed himself as A.Y.'s stepfather. Am. Compl. ¶ 33. Previously, the emergency contact form only listed Luu and a family friend. Am. Compl. ¶ 31. LVA failed to verify the *340change in the contact form with Luu and did not verify the change against the unchanged contact information for Luu's son, who also attended LVA. Am. Compl. ¶¶ 34-35.
On February 9, 2018, Luu attempted to pick up A.Y. from LVA but a school representative told her that Esterly previously picked her up. Am. Compl. ¶¶ 40-41. This was the first time LVA informed Luu that A.Y.'s emergency contact form listed Esterly as stepfather and that he signed her out of school on ten prior occasions. Am. Compl. ¶ 42. Luu confronted Esterly about picking up her daughter and inappropriate text messages he sent to her daughter. Am. Compl. ¶ 44. Luu also instructed LVA not to release A.Y. or her son to any person except her. Am. Compl. ¶¶ 45-46. A few days later, Luu returned to LVA and discussed her concerns about Esterly and her daughter with the principal of LVA. Am. Compl. ¶ 47. The principal and Luu discussed contacting the police and applying for a protection from abuse order. Am. Compl. ¶ 48. They ended up contacting the Special Victims Unit regarding the situation. Am. Compl. ¶ 49.
On March 5, 2018, around 7:05 a.m., Luu dropped A.Y. off at the bus stop. Am. Compl. ¶ 56. The bus was scheduled to pick up students at 7:09 a.m. Am. Compl. ¶ 56. A.Y. never made it to LVA. Am. Compl. ¶¶ 57-60. LVA did not notify Luu of A.Y.'s absence and Luu only became aware that A.Y. was missing when she did not arrive home from school. Am. Compl. ¶¶ 59-62. Failing to notify Luu that her daughter was absent violated a written policy or custom which dictated that parents would be made aware when their children were absent from school. Am. Compl. ¶ 13. It was later determined that Esterly picked up A.Y., drove her to the Philadelphia International Airport, purchased one-way tickets for the pair to Cancun, Mexico, and took her out of the country. Am. Compl. ¶¶ 63, 68.
III. LEGAL STANDARDS
Federal Rule of Civil Procedure 12(b)(6) allows a court to dismiss a complaint for its "failure to state a claim upon which relief can be granted." Fed. R. Civ. P. 12(b)(6). The Rules generally demand "only a short and plain statement of the claim showing that the pleader is entitled to relief, in order to give the defendant fair notice of what the claim is and the grounds upon which it rests." Connelly v. Lane Constr. Corp. ,
"To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to 'state a claim to relief that is plausible on its face.' " Ashcroft v. Iqbal ,
*341(explaining that determining "whether a complaint states a plausible claim for relief ... [is] a context-specific task that requires the reviewing court to draw on its judicial experience and common sense"). The defendant bears the burden of demonstrating that a plaintiff has failed to state a claim upon which relief can be granted. Hedges v. United States ,
IV. ANALYSIS
As referenced above, Luu's amended complaint asserts three claims against LVA. In Count IV, Luu asserts a claim against LVA for the violation of her rights under the Fourth and Fourteenth Amendments. In Count V of the amended complaint, Luu asserts a negligent infliction of emotional distress claim against LVA, alleging that LVA's actions and inactions regarding A.Y. caused Luu to suffer emotional distress. In Count VI, Luu requests punitive damages for LVA's violation of the Fourth and Fourteenth Amendments and negligent infliction of emotional distress.
LVA moves to dismiss each of these claims on a variety of grounds. See Mot. Dismiss, ECF No. 14. For the reasons set forth below, its motion is granted.
A. Deprivation of Constitutional Rights
In Count IV, Luu asserts a claim against LVA for the violation of her rights under the Fourth and Fourteenth Amendments.4 Specifically, Luu argues that LVA deprived her of her rights to the custody, care, and management of her child without either procedural or substantive due process. LVA moves to dismiss, arguing that it is entitled to immunity under the Eleventh Amendment, and even if the Eleventh Amendment doesn't apply, the amended complaint does not establish that the school denied Luu a federally protected right.5 Defs.' Mem. Supp. Mot. Dismiss 7-18, ECF No. 14.
Luu asserts her constitutional claims against LVA under
[e]very person, who, under color of any statute, ordinance, regulation, custom, or usage, of a State or Territory ... subjects, or causes to be subjected, any citizen of the United States ... to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law....
"The threshold question in any § 1983 lawsuit is whether the plaintiff has *342sufficiently alleged a deprivation of a constitutional right." L.R. v. Sch. Dist. of Phila. ,
In her amended complaint and her brief in opposition of the motion to dismiss, Luu argues deprivation of both substantive and procedural due process rights without making any clear distinction between the two. She appears to conflate the two doctrines.6 Luu's claim undoubtedly invokes the substantive component of the Due Process Clause, but it does not clearly assert a claim under the procedural component. Luu does not claim that LVA denied her the right to the custody, care and management of her child without according her appropriate procedural safeguards (e.g. , a hearing), but rather, that LVA was obligated to protect her rights in these circumstances. As such, the Court construes her argument to claim that LVA deprived her of her rights to the custody, care, and management of her child without substantive due process.
The Supreme Court explained in Deshaney v. Winnebago Cnty. Dep't of Soc. Servs. ,
Building on Deshaney and the Supreme Court's suggestion that an individual may have due process protection where the state played a role in creating or enhancing the danger to which that individual was exposed, the United States Court of Appeals for the Third Circuit adopted the " 'state-created danger' exception to the general rule that the Due Process Clause imposes no duty on states to protect their citizens from private harm." L.R. v. Sch. Dist. of Phila. ,
(1) the harm ultimately caused [by the state actor's conduct] was foreseeable and fairly direct; (2) a state actor acted with a degree of culpability that shocks the conscience; (3) a relationship between the state and the plaintiff existed such that the plaintiff was a foreseeable victim of the defendant's acts, or a member of a discrete class of persons subjected to the potential harm brought about by the state's actions, as opposed to a member of the public in general; and (4) a state actor affirmatively used his or her authority in a way that created a danger to the citizen or that rendered the citizen more vulnerable to danger than had the state not acted at all.
Mann v. Palmerton Area Sch. Dist. ,
1. Foreseeable and Fairly Direct Harm
The first element of the state-created danger test requires that the harm ultimately caused was a foreseeable and a fairly direct result of the state's actions. L.R. v. Sch. Dist. of Phila. ,
Both parties analogize the facts in this matter to those of L.R. v. Sch. Dist. of Phila . In that case, a kindergarten teacher released N.R., one of her students, to an unidentified adult. L.R. v. Sch. Dist. of Phila. ,
In its opinion, the Third Circuit Court of Appeals compared the facts of L.R. v. Sch. Dist. of Phila . to those of Morse v. Lower Merion Sch. Dist. ,
Luu depicts the facts of this case as identical to L.R. v. Sch. Dist. of Phila . This is not the case. In L.R. v. Sch. Dist. of Phila ., the school released a five-year-old child to a stranger even after the stranger had failed to provide identification or verification that the child had permission to leave school. That the child was sexually assaulted, the Third Circuit Court of Appeals explained, was a fairly direct result of the school releasing the child to the stranger. L.R. v. Sch. Dist. of Phila. ,
Other than Luu's conclusory allegations and conclusions in her amended complaint, she does not include any set of facts that would entitle her to relief. It cannot be said that LVA's actions directly caused her injuries. Luu has failed to plead adequately the foreseeable injury and fairly direct element of the test.8
2. Conscience-Shocking Conduct
The Court next considers whether LVA's actions "shock the conscience."
*345Under this element of the state-created danger test, "[t]he exact degree of wrongfulness necessary to reach the 'conscience-shocking' level depends upon the circumstances of a particular case." Mann ,
On the facts as pled, the appropriate culpability standard here is deliberate indifference, because there is nothing to indicate that LVA faced circumstances requiring a quick decision or that a decision was made under highly pressurized circumstances. Rather, the school had time to make an unhurried judgment and, as such, the deliberate indifference standard applies. This conclusion is consistent with the precedent from the United States Court of Appeals for the Third Circuit. See Mann. ,
The Third Circuit Court of Appeals defines deliberate indifference as "requiring a conscious disregard of a substantial risk of serious harm." L.R. v. Sch. Dist. of Phila. ,
Here, Luu has not alleged sufficient facts in the amended complaint, if proven, that would demonstrate LVA was deliberately indifferent, establishing a level of culpability that was conscience shocking. Accepting the allegations of the amended complaint as true, LVA was aware of the change to the emergency contact form, but not that it was incorrect. LVA further failed to verify the change in the contact information with Luu or against the contact information for Luu's son. Then, LVA allowed Esterly to sign A.Y. out of school on ten occasions between November 2017 and February 2018.
After LVA learned of the improper and incorrect change to the emergency contact form the school did not release A.Y. to Esterly again.
In March 2018, without any school involvement, Esterly picked up A.Y. and took her out of the country. LVA violated a written policy or custom that it would make a parent aware that a child was absent.9 These facts do not show deliberate *346indifference. LVA had no knowledge of a risk of harm until Luu instructed the school not to release A.Y. or her son to any person except her, nor was the risk of harm so obvious that it should be known like in L.R. v. Sch. Dist. of Phila . where the kindergarten student was released to a total stranger. At worst, LVA was negligent in failing to heed its own written policy or custom.
Instead of making a substantive argument, Luu makes bald assertions that the conduct here, "as in the [ L.R. v. Sch. Dist. of Phila. ] case the action of the school shocks the conscience." Pl.'s Br. Opp'n Mot. Dismiss 11, ECF No. 15-1. Luu simply reiterates the facts of the case and argues that LVA's actions created a situation that destroyed her relationship with her daughter. However, Luu offers no basis to conclude that LVA's actions or inactions were so severe as to shock the conscious. While unfortunate, taking these allegations as true and drawing reasonable inferences therefrom, the amended complaint does not sufficiently allege facts that LVA was deliberately indifferent. As such, Luu has failed to plead that the school acted with a degree of culpability that shocks the conscience.
3. Foreseeable Victim
The next element of the state-created danger test requires that some sort of special relationship exist between the state actor and the plaintiff such that the plaintiff was a foreseeable victim of the state actor's conduct. L.R. v. Sch. Dist. of Phila. ,
With respect to the relationship between schools and their students, the United States Court of Appeals for the Third Circuit explained that "compulsory attendance laws and in loco parentis authority do not give rise to a special relationship between schools and their students." L.R. v. Sch. Dist. of Phila. ,
In her brief, Luu only makes a conclusory statement that there is a relationship between herself as the Plaintiff and the school. She does not provide any support for this conclusion. Contrary to Luu's assertions, it cannot be said that there was the type of relationship between Luu and LVA to satisfy this element. As an initial matter, the Third Circuit Court of Appeals' guidance states clearly that there is not a special relationship between a school and a student unless there are certain unique and narrow circumstances present that would give rise to that relationship. See L.R. v. Sch. Dist. of Phila. ,
4. Affirmative Use of Authority Creating or Increasing Danger
The fourth element of the state-created danger test "asks whether the state's conduct created or increased the risk of danger to the plaintiff." L.R. v. Sch. Dist. of Phila. ,
In L.R. v. Sch. Dist. of Phila. the teacher's release of the child to the unidentified adult exposed the child to a danger she should not have otherwise encountered in the safety of the classroom. L.R. v. Sch. Dist. of Phila. ,
Here, Luu has not pled any facts to establish that LVA affirmatively acted to place her in danger or increased danger. Rather, her amended complaint attempts to morph LVA's failures to follow policies or common practices (failing to confirm the change to the emergency contact form for A.Y. per the school's policy or custom and failing to make Luu aware that her child was absent from school per the school's policy or custom) into affirmative acts. On this point, the Third Circuit Court of Appeals has routinely held that an alleged failure to enforce its own policies is not equivalent to an affirmative act. See Gayemen ,
For the reasons above, the Court concludes that Luu has not sufficiently alleged the elements of a state-created danger claim.
B. Negligent Infliction of Emotional Distress
In Court V, Luu alleges that LVA is liable for negligent infliction of emotional distress because of the school's actions and inactions regarding A.Y. Am. Compl. ¶¶ 121-22. In its brief, LVA argues that Pennsylvania's Political Subdivision Tort Claims Act provides immunity for charter schools. Defs.' Mem. Supp. Mot. Dismiss 6. Luu concedes this point. Pl.'s Br. Opp'n Mot. Dismiss 5 ("[Plaintiff] has pled that [LVA] is a state actor and if [LVA] agrees, or this court determines that the school is a state actor-and [Plaintiff] argues they are-then [Plaintiff] agrees the [Political Subdivision Tort Claims Act] precludes this claim....").
The Pennsylvania Charter School Law governs LVA. It provides that charter schools may sue and be sued to the same extent that political subdivisions can be sued. 24 P.S. § 17-1714-A(a)(2) (charter schools have the power to "[s]ue and be sued, but only to the same extent and upon the same condition that political subdivisions and local agencies can be sued");
*349Pocono Mt. Charter Sch. v. Pocono Mt. Sch. Dist. ,
Under the Political Subdivision Tort Claims Act,
Luu's claim for negligent infliction of emotional distress does not fall into any of those exceptions. See Gray v. Great Valley Sch. Dist. ,
C. Punitive Damages
In Court VI, Luu requests punitive damages for LVA's violation of the Fourth and Fourteenth Amendments and negligent infliction of emotional distress. Am. Compl. ¶¶ 123-24. LVA argues first that Luu cannot obtain punitive damages because it has demonstrated there are no valid causes of action against the school. Defs.' Mem. Supp. Mot. Dismiss 15. LVA argues further, that even if the Court determines Luu's claim is valid, municipalities are immune from punitive damages under § 1983. Defs.' Mem. Supp. Mot. Dismiss 15. Luu responds that her amended complaint does state a valid cause of action, as she demonstrated. Pl.'s Br. Opp'n Mot. Dismiss 15. Luu further argues that punitive damages may be argued to a jury in constitutional cases and this claim should not be dismissed. Pl.'s Br. Opp'n Mot. Dismiss 15.
Luu cites to no statute which allows for punitive damages for the types of claims she asserts. Instead, Luu makes a policy argument that punitive damages are appropriate in this circumstance to punish a violation of constitutional rights and deter future abuses of power. Pl.'s Br. Opp'n Mot. Dismiss 15. Luu also makes a conclusory assertion in her conclusion paragraph that "punitive damages are allowed as § 1983 is, by statute, a species of tort liability." Pl.'s Br. Opp'n Mot. Dismiss 16.
The general rule for municipalities is that "no punitive damages are allowed unless expressly authorized by statute." Cook Cnty. v. United States ex rel. Chandler ,
*350is a municipal entity and punitive damages are not allowed against municipal entities.
V. REMAINING CLAIMS IN THE AMENDED COMPLAINT
After dismissing Counts IV, V, and VI, the only claims that remain in this case are state law claims against Esterly which allege intentional interference with child custody (Count I), intentional infliction of emotional distress (Count II), and punitive damages (Count III). Having dismissed the federal claims, this Court exercises its discretion and declines to exercise supplemental jurisdiction over the state law claims. See Gallo v. Wash. Cnty. , No. 08-cv-0504,
VI. CONCLUSION
For the reasons stated above, LVA's motion to dismiss is granted. The Court will not allow Luu leave to file a second amended complaint with respect to Counts IV, V, or VI.10 A separate order follows.
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