Lund v. Giauque

416 S.W.3d 122, 2013 WL 5834398, 2013 Tex. App. LEXIS 13559
CourtCourt of Appeals of Texas
DecidedOctober 31, 2013
DocketNo. 02-13-00029-CV
StatusPublished
Cited by26 cases

This text of 416 S.W.3d 122 (Lund v. Giauque) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lund v. Giauque, 416 S.W.3d 122, 2013 WL 5834398, 2013 Tex. App. LEXIS 13559 (Tex. Ct. App. 2013).

Opinion

OPINION

LEE GABRIEL, Justice.

Appellants Brenda Lund and Kristin Al-rick appeal from the trial court’s order denying their motion to dismiss, which raised the statutory right to dismissal conferred by civil practice and remedies code section 101.106(f). Tex. Civ. Prac. & Rem. Code Ann. § 101.106(f) (West 2011). We reverse the trial court’s order and render judgment dismissing Appellees’ claims against Lund and Alrick. See Tex.R.App. P. 43.2(c).

I. BACKGROUND

In 2006, the Texas Department of Family and Protective Services (DFPS) obtained a court order terminating parental rights as to four siblings (the children). After the termination, the children were placed with a relative in El Paso, Texas. It appears that the children were sexually and physically abused during that placement, which led DFPS to remove the children. This abuse caused the children to become “sexually reactive.”

Meanwhile, appellees Eric and Ruth Giauque decided to adopt several children and signed a contract with Building Arizona Families (BAF), a non-profit adoption agency in Arizona, to accomplish that goal. In November 2008 and soon after the children were removed from their relative in El Paso, Alrick (a DFPS adoption caseworker) and Lund (a DFPS adoption supervisor) arranged with BAF to place the children with the Giauques for possible adoption. The children “perpetrated sexually reactive behaviors” on three of the Giauques’ five biological children. In February 2009, the Giauques relinquished the children, who were returned to DFPS’s custody.

The Giauques filed suit against Al-rick and Lund, raising claims for negligence or gross negligence in the placement of the children with the Giauques.1 The Giauques specified that their claims were not brought under the Texas Tort Claims Act (the Act) and that they were bringing their claims against Alrick and Lund in their individual capacities.2 Alrick and Lund answered and asserted the defense of immunity. They also filed a motion to dismiss the Giauques’ claims on the basis of section 101.106(f), which provides:

If a suit is filed against an employee of a governmental unit based on conduct within the general scope of that employee’s employment and if it could have [125]*125been brought under [the Act] against the governmental unit, the suit is considered to be against the employee in the employee’s official capacity only. On the employee’s motion, the suit against the employee shall be dismissed unless the plaintiff files amended pleadings dismissing the employee and naming the governmental unit as defendant on or before the 30th day after the date the motion is filed.

Tex. Civ. Prac. & Rem.Code Ann. § 101.106(f).

In short, section 101.106(f) extends governmental immunity to acts of individual governmental employees acting within the scope of their employment.3 LTTS Charter Sch., Inc. v. C2 Constr., Inc., 342 S.W.3d 73, 89-90 (Tex.2011). Alrick and Lund raised their right to dismissal under section 101.106(f) shortly after the supreme court held that section 101.106(f)’s phrase “could have been brought” applies to claims raised under the Act “regardless of whether the Act waives immunity from suit.” Franka, 332 S.W.3d at 385. Therefore, Franka mandates dismissal of a governmental employee sued in her individual capacity under section 101.106(f) even if the governmental employer’s immunity is not waived by the Act. Id. at 375-81.

Instead of dismissing Alrick and Lund and naming DFPS as the defendant as contemplated by section 101.106(f), the Giauques instead argued that section 101.106(f) violates the due-process guarantee provided by the open-courts provision of the Texas Constitution “as to [the Gi-auques] and as to the People of Texas as a whole.” See Tex. Const, art. I, § 13 (“All courts shall be open, and every person for an injury done him, in his lands, goods, person or reputation, shall have remedy by due course of law.”); Sax v. Votteler, 648 S.W.2d 661, 664 (Tex.1983) (recognizing article 1, section 13 is due-process guarantee).

On March 11, 2011, the trial court held a hearing on Alrick and Lund’s motion to dismiss. Although a record of the hearing is not a part of the appellate record, it appears the trial court requested supplemental briefing on the open-courts issue. The trial court later requested further briefing regarding whether Alrick and Lund were acting in loco parentis as to the children in facilitating their adoption, which the trial court believed would render the application of section 101.106(f) a violation of the open-courts provision because an in-loco-parentis claim of negligence was well established at common law. After the briefing was completed, the trial court held a non-evidentiary hearing on September 30, 2011, to determine “whether or not the ... Act effectively immunizes the defendants, and more specifically, whether or not the Open Court provision has been impacted by that immunization.” Because the trial court determined more evidentia-ry discovery was needed to determine whether Alrick and Lund acted in loco parentis, it again delayed ruling on the motion to dismiss.

On October 26, 2012, the trial court held a third hearing on the motion to dismiss and stated the pertinent issue as “whether or not the Open Courts Provision is violated by ... the manner in which the [Texas] Supreme Courtfs] ... interpretation of subsection (f) [in Franka ] creates a violation of the Open Courts Doctrine.” The [126]*126trial court then denied Alrick and Lund’s motion to dismiss based on the trial court’s belief that application of section 101.106(f) would violate the open-courts provision. Alrick and Lund now appeal from the trial court’s interlocutory order denying their motion to dismiss. See Tex. Civ. Prac. & Rem.CodeAnn. § 51.014(a)(5) (West Supp. 2013); City of Arlington v. Randall, 301 S.W.3d 896, 902 n. 2 (Tex.App.-Fort Worth 2009, pet. denied). In a sole issue, they argue that the trial court erred by denying their motion to dismiss based on section 101.106(f).

II. DISCUSSION

On appeal, the Giauques do not assert that section 101.106(f) is inapplicable to their suit.4 Thus, the propriety of Franka is not at issue. See Franka, 332 S.W.3d at 367 (noting constitutional challenge to section 101.106(f) not raised). Instead, the Giauques argue that section 101.106(f)’s mandatory dismissal of a governmental employee sued in her individual capacity, even in the absence of a waiver of sovereign immunity, violates the open-courts provision. In other words, they argue that section 101.106(f)’s statutory extension of governmental immunity to acts of individual government employees acting within the scope of their employment unconstitutionally violates their due-process rights under the open-courts provision of the Texas Constitution.

A. Standards op Review

1. Constitutional Review

The open-courts provision prohibits arbitrary or unreasonable legislative action that abrogates well-established, common-law remedies. Lebohm v. City of Galveston, 154 Tex. 192, 275 S.W.2d 951, 955 (1955) (op. on reh’g).

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Cite This Page — Counsel Stack

Bluebook (online)
416 S.W.3d 122, 2013 WL 5834398, 2013 Tex. App. LEXIS 13559, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lund-v-giauque-texapp-2013.