Lucille Ruth Soffer, etc. v. R.J. Reynolds Tobacco Company

187 So. 3d 1219, 41 Fla. L. Weekly Supp. 101, 2016 Fla. LEXIS 554, 2016 WL 1065605
CourtSupreme Court of Florida
DecidedMarch 17, 2016
DocketSC13-139
StatusPublished
Cited by39 cases

This text of 187 So. 3d 1219 (Lucille Ruth Soffer, etc. v. R.J. Reynolds Tobacco Company) is published on Counsel Stack Legal Research, covering Supreme Court of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lucille Ruth Soffer, etc. v. R.J. Reynolds Tobacco Company, 187 So. 3d 1219, 41 Fla. L. Weekly Supp. 101, 2016 Fla. LEXIS 554, 2016 WL 1065605 (Fla. 2016).

Opinion

PARIENTE, J.

The issue framed by the certified question in this case is whether individual members of the Engle class are entitled to seek punitive damages under theories of negligence or strict liability in their individual lawsuits following this Court’s de-certification of the class action in Engle v. Liggett Group, Inc., 945 So.2d 1246, 1254 (Fla.2006). In Soffer v. R.J. Reynolds Tobacco Co., 106 So.3d 456, 460-61 (Fla. 1st DCA 2012), the First District Court of Appeal, in a split decision, held that individual members of the Engle class action are bound by the procedural posture of the Engle class representatives when they pursue their individual lawsuits and thus cannot seek punitive damages on the counts for negligence or strict liability! Id. at 459-61. However, because its decision rested on its interpretation of this Court’s decision in Engle, the First District certified the following question of great public importance for this Court’s review:

ARE MEMBERS OF THE CLASS IN ENGLE V. LIGGETT GROUP, INC., 945 So.2d 1246 (Fla.2006), ENTITLED TO PURSUE AN AWARD OF PUNITIVE DAMAGES UNDER THEORIES OF NEGLIGENCE OR STRICT LIABILITY?

Id. at 461. 1 Subsequently, in Philip Morris USA, Inc. v. Hallgren, 124 So.3d 350, 358 (Fla. 2d DCA 2013), the Second District Court of Appeal reached the opposite conclusion, certified conflict with the First District’s decision in Soffer, and also certified the same question as the First District.' The Third- and Fourth District Courts of Appeal have adopted the reasoning of Soffer. See R.J. Reynolds Tobacco Co. v. Williams, 183 So.3d 408 (Fla. 3d DCA 2014) (summarily adopting the holding in Soffer); R.J. Reynolds Tobacco Co. v. Ciccone, 123 So.3d 604 (Fla. 4th DCA 2013) (adopting Soffer and, vacating punitive damages award of $50,000).

To resolve this conflict and to answer the certified question, we hold that the individual members of the Engle class action are not prevented from seeking -punitive damages-on all claims properly raised in their subsequent individual actions. We reach this decision for several reasons.

First, the Engle trial court’s denial of the motion to amend the class action complaint to include a demand for punitive damages on the counts for negligence and strict liability was not based on the merits of the request but instead rested on the procedural posture at the time. The procedural posture of the caáe changed entirely when this Court vacated the entire punitive damages award of $145 billion and thé related findings on punitive damages, thus wiping the slate clean as it relates to punitive damages and requiring each individual plaintiff to prove entitlement to punitive damages in his or her individual lawsuit. See Engle, 945 So.2d at 1254.

Second, a demand for punitive damages is “not a separate and distinct cause of action; rather it is auxiliary to, and dependent upon, the existence of an underlying claim.” Liggett Grp., Inc. v. Engle, 853 So.2d 434, 456 (Fla. 3d DCA 2003), quashed in part by Engle, 945 So.2d at 1254. Therefore, neither the statute of limitations nor principles of equitable toll *1222 ing bars a plaintiff from requesting punitive damages on all properly pled counts. In fact, a plaintiff cannot even include a demand for punitive damages in the initial complaint and is allowed to add a request for punitive damages only if the evidence establishes a right to claim punitive damages by a “reasonable showing by evidence in the record,” pursuant to section 768,72(1), Florida Statutes.

Third, the legal standard for establishing entitlement to punitive damages— that is, that the plaintiff must prove by clear and convincing evidence that the conduct causing the damage was either “intentional” or “grossly negligent” — does not vary depending on the underlying legal theory. Even if negligence or strict liability constitutes the underlying cause, of action, the plaintiff must prove that the defendant’s conduct was so reckless or wanting in care that it constituted a conscious disregard or indifference to the life, safety, or rights of persons exposed to such conduct.” In re Std. Jury Instr. In Civ. Cases —Report No. 09-01, 35 So.3d 666, 790, (Fla.2010). The burden of proof is heightened from the general “more likely than not” standard that applies to general liability questions in a civil case to a more stringent “clear and convincing” standard, no matter what the theory of punitive damages. The jury is instructed that, based on the allegedly intentional misconduct or gross negligence, it must determine whether punitive damages are warranted “as punishment” against the defendant and “as a deterrent to others.” Id. ■

Accordingly, for these reasons, we answer the certified question in the affirmative, quash the First District’s decision in Soffer, and approve the well-reasoned decision of the Second District’s opinion in Hallgren as to the issue of punitive damages. We further disapprove R.J. Reynolds Tobacco Co. v. Williams, 183 So.3d 408 (Fla. 3d DCA 2014), as well as the portion of R.J. Reynolds Tobacco Co. v. Ciccone, 123 So.3d 604 (Fla. 4th DCA 2013), which addresses this issue. 2

FACTS AND BACKGROUND

Maurice Soffer died in May of 1992 from lung cancer caused by smoking. After this Court issued its decision in Engle, 945 So.2d at 1254, requiring class members to file their own individual actions within a year, Soffer’s widow, Lucille Soffer, brought a wrongful death action against R.J. Reynolds Tobacco Company pursuant to that decision. Her complaint asserted four causes of action, all of which had been pled in the Engle class litigation: negligence, strict liability, fraud by concealment, and conspiracy to commit fraud.

Approximately a year prior to trial, Sof-fer filed a motion to amend her complaint to add a demand for punitive damages pursuant to Florida Rule of Civil Procedure 1.190(f) and section 768.72, Florida Statutes. Soffer’s request for the amendment was not limited to any one count. R.J. Reynolds objected based on its position that the allegations in support of the motion to amend were “conclusory assertions that defendants’ conduct was grossly negligent or willful and wanton” and without “factual support.” Further, R.J. Reynolds argued that “[t]o the extent that Plaintiff seeks punitive damages on a theory that defendants were grossly negligent, she has not proffered anything to show ... such conduct or the required nexus tb Plaintiffs decedent.” (Emphasis omitted.) *1223 The trial court granted the motion to amend.

The case proceeded to trial, where evidence of punitive damages was introduced without any ruling from the trial court that limited the evidence of punitive damages to any specific count. During the jury charge conference, R.J.

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Cite This Page — Counsel Stack

Bluebook (online)
187 So. 3d 1219, 41 Fla. L. Weekly Supp. 101, 2016 Fla. LEXIS 554, 2016 WL 1065605, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lucille-ruth-soffer-etc-v-rj-reynolds-tobacco-company-fla-2016.