Louisiana State Bar Ass'n v. Edwins

540 So. 2d 294, 1989 La. LEXIS 638, 1989 WL 22417
CourtSupreme Court of Louisiana
DecidedMarch 13, 1989
Docket87-B-2382
StatusPublished
Cited by34 cases

This text of 540 So. 2d 294 (Louisiana State Bar Ass'n v. Edwins) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Louisiana State Bar Ass'n v. Edwins, 540 So. 2d 294, 1989 La. LEXIS 638, 1989 WL 22417 (La. 1989).

Opinion

540 So.2d 294 (1989)

LOUISIANA STATE BAR ASSOCIATION
v.
Rallie C. EDWINS.

No. 87-B-2382.

Supreme Court of Louisiana.

March 13, 1989.

*296 Thomas O. Collins, Jr., G. Fred Ours, New Orleans, Gerard F. Thomas, Natchitoches, Roland J. Achee, Shreveport, Robert J. Boudreau, Lake Charles, Robert M. Contois, New Orleans, Frank J. Gremillion, Baton Rouge, Carrick R. Inabnett, Monroe, Harvey Lewis, New Orleans, Alfred S. Landry, New Iberia, Philippi P. St. Pé, Metairie, Trevor G. Bryan, Elizabeth A. Alston, New Orleans, Christine Lipsey, Baton Rouge, for applicant.

Rallie C. Edwins, Baton Rouge, for respondent.

DENNIS, Justice.

This is an attorney disciplinary proceeding in which the bar association seeks to disbar the respondent attorney, Rallie C. Edwins.

The respondent, who was admitted to practice in 1958, is charged with violating (1) Disciplinary Rule 3-101(A), Code of Professional Responsibility of the State Bar, by aiding and abetting an unlicensed person to practice law in Louisiana, (2) Disciplinary Rule 3-102 by sharing legal fees with a non-lawyer, (3) Disciplinary Rule *297 6-101(A)(3) by neglecting a legal matter entrusted to him, and (4) Disciplinary Rule 9-102 by failing to place his client's funds in a separate trust account, by failing to notify his client promptly of receipt of the funds, by failing to maintain complete records of his client's funds, by failing to render appropriate accounts to his client regarding them, and by failing to promptly pay or deliver to his client the funds he was entitled to receive.

We find that the respondent committed three of the alleged violations, viz., (1), (3) and (4), and impose a sanction of disbarment.

1. Whether Respondent Aided A Non-Lawyer In The Unauthorized Practice of Law

Facts

Prior to 1982, Rob Robertson, operated a free lance paralegal service in New Iberia under the name of Prepaid Legal Services, Inc. He maintained a small one paralegal office for himself in which he employed his daughter as a secretary. Sometime in 1982, Robertson entered a relationship with Edwins, a Baton Rouge attorney, whereby Robertson became Edwins' paralegal, investigator and client-relations representative in the New Iberia area. Edwins employed Robertson on an hourly basis to investigate, screen and evaluate the claims of prospective clients, do legal research, maintain client relations and perform other services. Under the arrangement, Edwins continued to maintain his law office in Baton Rouge but also used the New Iberia office as a branch law office. The Prepaid Legal Services, Inc. sign was taken down and replaced with the sign of Edwins' law firm. Edwins paid part of the office expenses, including rent, secretary and utilities.

In December, 1982, William Livingston conferred with Robertson about personal injuries he had received in an automobile accident. Livingston testified that Robertson told him he was an attorney and agreed to handle his case for a contingent fee. According to Livingston, Robertson agreed to take the case for 30% of recovery before trial and 40% of recovery in court. Sometime after the attorney-client contract had been entered Robertson disclosed to Livingston that Edwins would act as his attorney and that Robertson was Edwins' associate. Livingston did not meet Edwins until after the suit was filed.

Livingston's case was settled in March, 1984. He testified that before Robertson called him and told him to come get his money that he had had no conversations or correspondence with either Robertson or Edwins about the settlement. He said he went to Robertson's office that same day and Robertson gave him $1,000 in cash with the explanation that the rest of the settlement proceeds had been used to pay expenses. He said that Robertson did not tell him the total amount for which his case had been settled, the amount of the attorney's fees he had been charged or the description or the amounts of the expense items deducted from his recovery. Livingston admitted that he may have signed a release but testified that he was not certain because he could not read or write.

Although Robertson failed to testify categorically that he did not hold himself out to be a lawyer to Livingston he did say that he did not tell Livingston he was an attorney, but agreed to investigate the case and present it to Edwins if it appeared to have merit. He added later in his testimony that Livingston could have gotten the impression that he was an attorney because, at Edwins' request, he represented Livingston at a welfare assistance hearing. Robertson admitted that subsequent to the initial interview he represented Edwins in entering an employment contract with Livingston. Further, he testified that his daughter prepared pleadings, motions and legal memoranda in the New Iberia office for Livingston's case. Robertson acknowledged that he signed Edwins' name as attorney to the pleadings and motions, signed for Edwins as notary on an affidavit and filed these legal instruments in court. Robertson also answered and signed for Edwins the interrogatories connected with Livingston's personal injury action. Robertson testified that at this time Edwins was in a hospital in Memphis but that he *298 had dictated the pleadings, motions and memoranda to Robertson's daughter over the telephone. After Edwins left the hospital, Robertson said, he was confined to his Baton Rouge apartment, but the two continued to converse by telephone.

Robertson testified that Edwins negotiated the settlement with the adverse party and mailed him the $9,000 settlement check. He said that when he received the check it contained what purported to be Livingston's endorsement. Livingston and his wife, Theresa Livingston, testified that neither of them had signed the check and that they had never even seen it. Robertson deposited the check in an account over which he had exclusive control and disbursed the funds with his own checks. He was unable to produce any of the cancelled checks to verify his distribution of the funds, however. Nevertheless, he denied that he had received any part of the attorney's fee in the case.

Edwins testified that he never told anyone that Robertson was an attorney or shared legal fees with him. His testimony was ambivalent in other respects, however. Edwins testified in general terms that he had been in the hospital for extensive periods, but he did not corroborate Robertson's testimony regarding Edwins' Memphis hospital and Baton Rouge apartment confinements. Despite his representation by competent counsel during a full hearing he testified and presented documentary evidence only to his confinement in the Baton Rouge Our Lady of the Lake Hospital from September 29, 1984 to October 3, 1984. This evidence was clearly irrelevant to the question of whether Edwins performed legal services for Livingston in absentia from a hospital between December, 1982 and the settlement of Livingston's case in April, 1984.

Although Edwins testified several times that he explained the proposed settlement to Livingston, he could not recall when, where or how the explanation had occurred. Toward the end of his testimony, he admitted that he could remember talking to Livingston's wife and daughter but that Livingston himself had not been told prior to settlement that he would receive only $1,000.

Edwins first testified that he did not authorize Robertson to sign his name to pleadings and that when he learned of Robertson's actions in this regard he put ads in the newspaper announcing the closing of his New Iberia office.

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Bluebook (online)
540 So. 2d 294, 1989 La. LEXIS 638, 1989 WL 22417, Counsel Stack Legal Research, https://law.counselstack.com/opinion/louisiana-state-bar-assn-v-edwins-la-1989.