Louisiana State Bar Ass'n v. Edwins

560 So. 2d 831, 1990 La. LEXIS 1023, 1990 WL 55854
Supreme Court of Louisiana·Decided April 30, 1990·No. No. 89-B-1495·Published

Opinion

MARCUS, Justice.*

The Louisiana State Bar Association, through its Committee on Professional Re[832] sponsibility, instituted disciplinary proceedings against Rallie C. Edwins, a member of said association. The committee had previously conducted an investigation of respondent’s alleged misconduct in accordance with article 15, section 3 of the articles of incorporation of the association. The committee sent notice of two specifications of misconduct to respondent by certified mail on February 16, 1989.

A formal investigative hearing was held on March 13, 1989. Respondent appeared without counsel and represented himself. Based upon its investigation at the hearing, the committee, by unanimous vote, was of the opinion that respondent was guilty of a violation of the laws of this state relating to the professional conduct of lawyers and to the practice of law of sufficient gravity as to evidence a lack of moral fitness for the practice of law; that, specifically, respondent was guilty of misconduct as described in the specifications.

On June 21, 1989, the committee filed a petition for disciplinary action against respondent in this court under article 15, section 4(c) of the articles of incorporation. Respondent answered the petition denying the allegations against him. The court, by order, then appointed O’Neal Walsh as commissioner to take evidence and file a report with this court setting forth his findings of fact and conclusions of law. Louisiana State Bar Association Articles of Incorporation, art. 15, § 6(b), (d).

A hearing was held before the commissioner on November 16, 1989. Respondent appeared without counsel and represented himself. With the exception of an opening statement, he offered no evidence, testimony, or witnesses on his behalf. The commissioner accepted into evidence the entire record of the disciplinary proceedings, including the transcript of the committee hearing, as offered by the bar association. Thereafter, on December 27,1989, the commissioner filed his written report with this court, wherein he set out his findings of fact and conclusions of law and recommended that this court extend respondent’s disbarment period before accepting a petition for reinstatement.1 The committee concurred with the commissioner’s report. After oral argument before this court, the matter was submitted for our determination on the record before the commissioner.2

The bar association has the burden of establishing by clear and convincing evidence that respondent was guilty of the alleged specifications of misconduct. Louisiana State Bar Ass’n v. Kilgarlin, 550 So.2d 600 (La.1989).

SPECIFICATION NO. 1

The committee alleged the following misconduct on the part of respondent:

That in your capacity as Attorney at Law, you were retained to represent the interest of one Dorothy Isaac on or about May 5, 1985 in a matter involving an automobile accident. That settlement in the amount of $6,000.00 was obtained shortly thereafter. That settlement accounting and the disbursement of client’s funds were to be handled by a nonlawyer employee of yours to wit, one Rob Robertson. That out of said settlement, attorney’s fees in the amount of $2,400.00 were deducted and the amount of $1,[]583.66 was deducted to pay the medical bills of Ms. Isaac. The medical bills of Ms. Isaac in this matter were not paid and that the $1,583.66 deducted to pay the medical bills was not promptly used for payment of said bills. That said $1,583.66 was commingled and converted to either your use or the use of your nonlawyer employee, Rob Robertson, all in violation of Disciplinary Rules DR 9-102[3] and DR 1-102 [4] of the Code of [833] Professional Responsibility of the Louisiana State Bar Association_

At the investigative hearing, Dorothy Isaac testified that she first met with Rob Robertson at an office in New Iberia to discuss her claim arising from an auto accident. Ms. Isaac testified that, at a subsequent meeting, Robertson introduced respondent to her as the attorney who was handling her case. In April 1986, Ms. Isaac met with Robertson in the New Iberia office for an accounting and to disburse the settlement funds. The settlement check was made out to “Dorothy Isaac and her attorney, R.C. Edwins.” Ms. Isaac endorsed the check, and Robertson then signed respondent’s name followed by “John Day by Rob Robertson.” The check was deposited into an account with the Bank of Iberia entitled “John Day by Rob Robertson.” The evidence showed that this was Robertson’s personal account. He wrote a check out of that account in the amount of $2016.34 payable to Ms. Isaac. This represented the balance of the $6000.00 settlement after deducting $1583.66 for medical bills incurred by Ms. Isaac and $2400.00 for attorney fees. Robertson told her that he would pay the medical providers and that the fees were for respondent. However, the medical bills were not paid. One of the creditors has obtained a money judgment against Ms. Isaac who in turn obtained a judgment by third party demand against respondent and Robertson.5

Robertson’s testimony supported Ms. Isaac's. He stated that, as authorized by respondent, he endorsed the cheek in respondent’s name and then deposited it into the John Day account. Further, he testified that he had a power of attorney from respondent to endorse checks. Robertson said that it was customary for client checks to pass through his account and that respondent had no bank account in New Iberia. Robertson testified that he and respondent discussed how to handle the retained portion of Ms. Isaac’s settlement, but that they disagreed on what to do with it. He acknowledged that the medical providers were not paid. Although Robertson stated that he used the money to pay respondent’s personal bills and office expenses, he offered no documentary evidence to support this testimony. Respondent testified that he had previously allowed Robertson to deposit checks in the John Day account in New Iberia. But he denied any knowledge of Ms. Isaac and any involvement with her legal matters until 1987 when he was contacted by her new attorney concerning the outstanding bills. However, respondent later testified that he “might have casually been in the office” and that she might have introduced herself to him. Testimony established that the [834] office door read “R.C. Edwins, Attorney at Law.”

The commissioner concluded that respondent violated DR 9-102. We concur with the commissioner’s finding that, by allowing the settlement check to be deposited in Robertson’s John Day account, respondent permitted the commingling of his client’s funds in violation of DR 9-102. However, the evidence was insufficient to show that any of the funds were converted to the personal use of respondent. We further find that respondent violated DR 1-102(A)(1), (2), (5), (6). However, we do not find that respondent violated DR 1-102(A)(3), (4).

SPECIFICATION NO. 2

In connection with Specification No. 1 and the representation of Dorothy Isaac, the committee alleged as follows:

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Louisiana State Bar Ass'n v. Edwins, 560 So. 2d 831, 1990 La. LEXIS 1023, 1990 WL 55854 (La. 1990).

560 So. 2d 831 (Louisiana State Bar Ass'n v. Edwins) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Louisiana State Bar Association v. Edwins
329 So. 2d 437 (Supreme Court of Louisiana, 1976)
Louisiana State Bar Ass'n v. Pasquier
545 So. 2d 1014 (Supreme Court of Louisiana, 1989)
Louisiana State Bar Ass'n v. Kilgarlin
550 So. 2d 600 (Supreme Court of Louisiana, 1989)