Lotus Development v. Borland

Court of Appeals for the First Circuit·Decided December 28, 1995·No. 95-1793·Published

Opinion

USCA1 Opinion



December 28, 1995 [NOT FOR PUBLICATION]
United States Court of Appeals United States Court of Appeals
For the First Circuit For the First Circuit
____________________
No. 95-1793

IN RE: BORLAND INTERNATIONAL, INC.,

Petitioner,

_____________________
No. 95-1885

LOTUS DEVELOPMENT,

Plaintiff, Appellee,,

v.

BORLAND INTERNATIONAL, INC.,

Defendant, Appellant.

____________________

APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS CONSOLIDATED WITH
PETITION FOR WRIT OF MANDAMUS

[Hon. Douglas P. Woodlock, U.S. District Judge] ___________________
____________________

Before
Torruella, Chief Judge, ___________
Boudin and Stahl, Circuit Judges. ______________
____________________

Steven Brower with whom Joel D. Covelman, Ginsburg, Stephan, ______________ _________________ ___________________
Oringher & Richman, Peter E. Gelhaar, Katherine L. Parks, and ____________________ __________________ ____________________
Donnelly, Conroy & Gelhaar were on brief for appellant/petitioner. __________________________
Henry B. Gutman with whom Kerry L. Konrad, Jeffrey E. Ostrow, ________________ ________________ __________________
Lori E. Lesser, Baker & Botts, L.L.P., Thomas M. Lemberg and Hale and _______________ _____________________ _________________ ________
Dorr were on brief for appellee/respondent. ____
_____________________

_____________________

STAHL, Circuit Judge. Although the pitched STAHL, Circuit Judge. ______________

software copyright battle between Lotus Development Corp.

("Lotus") and Borland International, Inc. ("Borland") is now

before the Supreme Court, Borland seeks to reverse two

district court orders, either by appeal or by mandamus. We

defer our decision on the appeal for prudential reasons, and

deny the petition for a writ of mandamus.

I. I. __

BACKGROUND BACKGROUND __________

Lotus has waged a protracted litigation against

Borland, alleging that Borland infringed Lotus's copyright in

"Lotus 1-2-3", a popular and extremely successful computer

spreadsheet program. See Lotus Dev. Corp. v. Borland Int'l, ___ ________________ _______________

Inc., 49 F.3d 807, 809 (1st Cir. 1995) (citing four district ____

court decisions in this case). In 1993, the United States

District Court for the District of Massachusetts ruled that

Borland had copied Lotus 1-2-3's menu command hierarchy;1

accordingly, the court entered a permanent injunction against

Borland. Lotus Dev. Corp. v. Borland Int'l, Inc., 831 F. _________________ ____________________

Supp. 223, 245 (D. Mass. 1993).

____________________

1. The menu command hierarchy is the 1-2-3 program's system
of operating commands (e.g., "Open"; "Save"; "Delete") that
are arranged in a linked hierarchy of command menus and
submenus. Each menu is a list of commands displayed on-
screen. The user selects a command by highlighting it on the
menu or typing its first letter.

-2- 2

Borland appealed the infringement ruling and the

injunction. By the time of that appeal, the district court

proceedings had narrowed the copyright claim to Borland's

alleged infringement of the menu command hierarchy. Lotus

did not contend on appeal that the district court erred in

finding that Borland had not copied any other elements of

Lotus 1-2-3. In March 1995, this court ruled that the menu

command hierarchy of Lotus 1-2-3 was a "method of operation"

not protectible by copyright, as provided in 17 U.S.C.

102(b), reversing the judgment of the district court. Lotus _____

Dev. Corp. v. Borland Int'l, Inc., 49 F.3d 807 (1st Cir. ___________ ____________________

1995).

Lotus filed a petition for certiorari with the

United States Supreme Court. While the certiorari petition

was pending, Borland filed a motion in the district court

seeking the entry of final judgment in its favor, arguing

that our opinion had rejected the only remaining basis for

Lotus's case. Lotus countered with a motion to stay all

further proceedings until the Supreme Court either denied

certiorari or ruled on the merits of the appeal. The

district court denied Borland's motion to enter judgment and

granted the stay that Lotus requested, noting in the margin

that "the pendency of the petition for writ of certiorari,

which raises issues sufficiently meritorious to permit

further judicial review[,] coupled with the absence of any

-3- 3

cognizable harm to the defendant during the pendency of

certiorari proceedings[,] counsels against further --

potentially unnecessary -- proceedings in this court until

the petition is resolved."

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