Lopez v. Clifford Law Offices, P.C.

841 N.E.2d 465, 362 Ill. App. 3d 969, 299 Ill. Dec. 53
CourtAppellate Court of Illinois
DecidedDecember 12, 2005
Docket1—04—1805, 1—04—3220 cons.
StatusPublished
Cited by21 cases

This text of 841 N.E.2d 465 (Lopez v. Clifford Law Offices, P.C.) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lopez v. Clifford Law Offices, P.C., 841 N.E.2d 465, 362 Ill. App. 3d 969, 299 Ill. Dec. 53 (Ill. Ct. App. 2005).

Opinion

JUSTICE GORDON

delivered the opinion of the court:

This is an appeal from a dismissal of a legal malpractice action. After Elizabeth Lopez, the daughter of plaintiff Jose Lopez, drowned in a pool that was allegedly maintained by the Rockford School District, Lopez retained defendant Clifford Law Offices (the Clifford firm) to represent him and Elizabeth’s estate in a wrongful death action. Several months later, defendant Thomas K. Prindable, an attorney with the Clifford firm, wrote to Lopez, informing him that the firm was unable to continue representing him and the estate. Prindable’s letter incorrectly advised Lopez that the applicable statute of limitations was two years, when, in fact, it was only one year from the date of Elizabeth’s death. Ultimately, another attorney — whom Lopez retained after the expiration of the one-year statute of limitations applicable to municipalities, but before the second anniversary of Elizabeth’s death — filed the wrongful death action. However, because the wrongful death action was filed after the expiration of the applicable statute of limitations, it was dismissed.

The Clifford firm and Prindable (collectively, the Clifford defendants), as well as defendant William King, an attorney who referred Lopez to the Clifford firm, separately moved to dismiss the malpractice action pursuant to section 2 — 619(a)(9) of the Code of Civil Procedure (735 ILCS 5/2 — 619(a)(9) (West 2002)) on the grounds that the wrongful death action was still viable when the Clifford firm ceased to represent the estate. The circuit court granted the motions to dismiss. For the reasons that follow, we reverse and remand.

BACKGROUND

Lopez initially filed his malpractice action against the Clifford defendants alone. In his August 19, 2003, complaint, Lopez alleged the following. Elizabeth died on February 20, 2001. Shortly thereafter, Lopez retained the Clifford firm “for the purpose of advising [him] of his legal rights.” 1 At all pertinent times, Prindable was an employee, servant and/or agent of the Clifford firm and acting within the scope of his agency. On August 20, 2001, Prindable wrote to Lopez a letter which stated, in pertinent part:

“I am writing *** to confirm our telephone conversation in August 14, 2001, wherein I informed you that Clifford Law Offices is unable to continue to assume professional responsibility on behalf of the Estate of your daughter, Elizabeth, as a result of her tragic death on February 20, 2001. This decision does not represent an opinion as to the merit of any cause of action the Estate may have.
Please be advised that the statute of limitations in Illinois provides that a civil action to recover compensation for your daughter’s injuries must be filed within two years after the cause of action occurred. Therefore, should you decide to pursue this matter further, we respectfully suggest that you contact an attorney of your choice immediately so that the Estate’s legal rights may be fully protected. Do not delay.”

The letter was attached as an exhibit to the malpractice complaint. Lopez alleged that Prindable’s advice as to the statute of limitations, upon which he reasonably relied, was incorrect because the Rockford School District was a “local public entity” within the meaning of the Local Governmental and Governmental Employees Tort Immunity Act (hereinafter, the Tort Immunity Act) (see 745 ILCS 10/1 — 206 (West 2000)) and no civil action may be commenced against a “local public entity” after one year from the date of the injury (see 745 ILCS 10/8— 101 (West 2000)). Lopez claimed that as a result of the Clifford defendants’ negligence, he and the estate irrevocably lost their rights of action, and had the wrongful death action not been aborted because of the statute of limitations defense, it would have succeeded on the merits. Although Lopez subsequently amended his complaint several times, these allegations remained unchanged throughout.

The record shows that in September of 2001, shortly after the Clifford defendants terminated their attorney-client relationship with Lopez but before the one-year statute of limitations would have expired, Lopez consulted with another attorney, Joseph Loran, about representing him and the estate in the wrongful death action. By a letter dated October 5, 2001, Loran declined to take the case. On March 22, 2002, a month after the one-year period of limitations expired, but almost a full year before a two-year period of limitations would have run, Lopez consulted yet another attorney regarding the wrongful death matter. That attorney informed Lopez that his previous attorney may have committed malpractice in letting the statute of limitations expire. The record indicates that Lopez did not consult any attorneys in the period between October 5, 2001, and March 22, 2002.

In their section 2 — 619(a)(9) motion to dismiss, 2 the Clifford defendants urged that the malpractice action against them could not stand because they terminated their attorney-client relationship with Lopez within the one-year limitations period when the wrongful death action was still viable and, furthermore, Loran’s “intervention” within that one-year period extinguished any duty the Clifford defendants owed to Lopez. In support, among other things, the Clifford defendants attached Loran’s October 5, 2001, letter to Lopez, wherein Loran stated, in pertinent part:

“I have come to the conclusion that I do not believe I can accept representation of your daughter’s claim. Other attorney’s [sic] may feel differently and I encourage you to contact other lawyers.
Please be advised that all lawsuits are limited by a period prescribed by statute. You need to have your daughter’s case filed within the applicable limitations period. If you do not do so, you may lose whatever rights you have to recovery.”

On February 17, 2004, Lopez filed an amended complaint, adding King as a respondent in discovery, and on March 10, 2004, Lopez filed a second amended complaint, adding Loran and Loran’s firm as respondents in discovery.

To assist in formulating his response, Lopez moved to take a discovery deposition of Loran to determine whether an attorney-client relationship was ever undertaken by him. In the deposition, the transcript of which was attached as an exhibit to Lopez’s response to the motion to dismiss, Loran testified that he had met with Lopez on one occasion in September of 2001. During that meeting, Loran was trying to obtain an understanding of the facts surrounding Elizabeth’s death and did not discuss legal issues. At the end of the meeting, Loran told Lopez that he would contact Prindable in order to determine whether to undertake the representation of the Lopez family. After discussing the matter with Prindable, Loran decided not to take the Lopez case. According to Loran, he never entered into a retainer agreement with Lopez and did not ask for or obtain Elizabeth’s medical records or a coroner’s report. Nor did Loran open a file or assign a case number to the Lopez matter.

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Bluebook (online)
841 N.E.2d 465, 362 Ill. App. 3d 969, 299 Ill. Dec. 53, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lopez-v-clifford-law-offices-pc-illappct-2005.