Paulsen v. Cochran

826 N.E.2d 526, 356 Ill. App. 3d 354, 292 Ill. Dec. 385
CourtAppellate Court of Illinois
DecidedMarch 14, 2005
Docket1-04-1325
StatusPublished
Cited by29 cases

This text of 826 N.E.2d 526 (Paulsen v. Cochran) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Paulsen v. Cochran, 826 N.E.2d 526, 356 Ill. App. 3d 354, 292 Ill. Dec. 385 (Ill. Ct. App. 2005).

Opinion

PRESIDING JUSTICE CAHILL

delivered the opinion of the court:

Plaintiff Michael Paulsen appeals the dismissal of his legal malpractice action against defendants Johnnie Cochran and James D. Montgomery of the Cochran law firm, and Anthony Schuman (also written Schumann), an attorney who is not with the Cochran firm. The complaint arose from the representation and sentence Paulsen received when he pled guilty to a drug offense in Arizona. The trial court dismissed Paulsen’s complaint on defendants’ motion under sections 2 — 615 and 2 — 619 of the Code of Civil Procedure (Code) (735 ILCS 5/2 — 615, 2 — 619 (West 2002)). The trial court found that Paulsen had failed to plead and prove “actual innocence” as is required for a convicted person to state a cause of action for legal malpractice against his former criminal defense attorney.

Paulsen appeals. His primary question is whether the actual innocence rule applies when the alleged malpractice resulted in an unfair penalty, not an improper conviction. We affirm.

The record shows that Paulsen, a Chicago resident, was arrested and charged in Arizona in May 2002 with conspiracy to transport marijuana, a Class 2 felony. Paulsen sought representation through the Chicago law office of the Cochran firm, where Montgomery is the managing attorney. The Cochran firm referred Paulsen to an attorney outside the firm, Anthony Schuman. Paulsen claims Schuman “subcontracted” the defense with Joel Schwartz, a Missouri attorney.

Of record is a plea agreement dated August 30, 2002, and signed by Paulsen, Schwartz and Anna M. Atencio, the prosecutor of Navajo County, Arizona. The agreement stated that Paulsen agreed to plead guilty under the following sections of the Arizona Criminal Code (Ariz. Rev. Stat. § 13 — 101 et seq. (2002)): section 13 — 1003 (conspiracy); section 13 — 3405(A)(4) (the knowing transport for sale of two pounds or more of marijuana is a Class 2 felony); section 13 — 3405(D) (court shall order a person convicted under section 13 — 3405(A)(4) to pay a fine of not less than $750 or three times the value of the marijuana as determined by the court, whichever is greater); section 13 — 701 (the term of imprisonment for a Class 2 felony is generally five years); section 13 — 702 (mitigating and aggravating factors generally can alter the sentencing range for a Class 2 felony to as few as 4 or as many as 10 years); section 13 — 702.01 (the minimum term may be reduced to three years if two or more substantial mitigating factors exist); and section 13 — 801 (a fine for a felony shall be not more than $150,000).

Paulsen’s plea agreement stated, in relevant part:

“THE STATE OF ARIZONA and the Defendant agree to the following disposition of this case:
PLEA: The Defendant agrees to plead guilty to:
*** CONSPIRACY TO TRANSPORT MARIJUANA, a class 2 felony, occurring on May 25, 2002, [citations].
$ $ ^ :
1. The parties stipulate to the following terms ***:
The defendant shall be placed on probation, terms and conditions at the discretion of the Court, but to include statutory requirements, and 1 year jail, work release at the discretion of probation.
2. The crime of CONSPIRACY TO TRANSPORT MARIJUANA, A CLASS 2 FELONY, carries a presumptive sentence of 5 years imprisonment ***; a minimum sentence of 4 years (3 if trial court makes exceptional circumstances finding); and a maximum sentence of 10 years (12.5 years if trial court makes exceptional circumstances finding). Probation is available for 7 years. As a condition of probation the court can order the Defendant to serve up to [1] year in the Navajo County jail. *** The maximum fine that can be imposed is $150,000.00 plus 77% surcharge. *** SPECIAL CONDITIONS REGARDING SENTENCING:
PURSUANT TO A.R.S. § 13 — 3405, THE DEFENDANT MUST PAY A FINE OF THE GREATER OF $750.00 OR THREE TIMES THE VALUE OF THE DRUGS SEIZED.
ijt iji i'fi
6. Unless this plea is rejected by the court or withdrawn by either party, the Defendant hereby waives and gives up any and all motions, defenses, objections or requests that he has made or raised, or could assert hereafter, to the court’s entry of judgment against him and imposition of a sentence upon him consistent with this agreement.”

The agreement was signed by Paulsen and the numbered paragraphs were initialed by him. These included statements that Paulsen had discussed the case and his rights with his lawyer and that he signed the agreement voluntarily.

Paulsen was sentenced to one year in jail, 840 hours of community service and $88,500, the sum of a $50,000 fine plus a $38,500 surcharge.

Paulsen subsequently filed a petition for postconviction relief. The petition is not of record, but prosecutor Atencio’s response to the petition is. Atencio acknowledged that, in his postconviction petition, Paulsen sought resentencing as to the fine, but he did not withdraw the guilty plea. Atencio conceded that the fine in the plea agreement was miscalculated. The exact nature and amount of the miscalculations are not clear in the record, but the pleadings show that the $38,500 surcharge should not have been assessed, leaving a fine of $50,000.

Paulsen filed a malpractice complaint against defendants in September 2003. He alleged that Schuman breached his duty by “subcontracting” the criminal defense work to Schwartz, who was not licensed in Arizona. Paulsen claimed he paid $36,000 to Schuman, a portion of which he alleges went to Cochran, the Cochran firm and its managing attorney Montgomery. Paulsen argued that the fee arrangement makes Cochran, the Cochran firm and Montgomery responsible for the acts and omissions of Schuman.

Paulsen alleged in his complaint that Schuman erred by: (1) failing to contest the forfeiture of $6,000 in money and personal property in Paulsen’s possession when he was arrested; and (2) including an improper fine in the plea agreement as shown by the fact that the court reduced the fine; and that (3) with proper representation, he would have received only probation. Paulsen sought at least $50,000 in damages.

The trial court granted defendants’ motion to dismiss Paulsen’s complaint under sections 2 — 615 (involuntary dismissal because the complaint is insufficient at law) and 2 — 619 (involuntary dismissal because of defects in or defenses to the complaint) of the Code (735 ILCS 5/2 — 615, 2 — 619 (West 2002)).

Paulsen appeals, claiming he should be compensated by defendants because the plea agreement caused him to “[overpay] his debt to society” and receive an “excessively harsh” sentence.

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Cite This Page — Counsel Stack

Bluebook (online)
826 N.E.2d 526, 356 Ill. App. 3d 354, 292 Ill. Dec. 385, Counsel Stack Legal Research, https://law.counselstack.com/opinion/paulsen-v-cochran-illappct-2005.