Longval v. O'Toole

19 Mass. L. Rptr. 308
CourtMassachusetts Superior Court
DecidedJanuary 28, 2005
DocketNo. 982072
StatusPublished

This text of 19 Mass. L. Rptr. 308 (Longval v. O'Toole) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Longval v. O'Toole, 19 Mass. L. Rptr. 308 (Mass. Ct. App. 2005).

Opinion

Billings, A.J.

For the reasons that follow, the defendants’ Motion to Dismiss is ALLOWED.

FACTS

A. Background: Haverty v. Commissioner of Correction

This is an action for damages filed in the wake of Haverty v. Commissioner of Correction, originally Suffolk Civil Action No. 95-3634. In Haverty, a class action, the plaintiffs sought injunctive relief against the practice of placing prisoners at MCI-Cedar Junction — generally, those thought to belong to “security threat groups” — in segregated confinement in the East Wing for non-disciplinary reasons, without complying with 103 C.M.R. §421.00, the regulations governing disciplinary placements in the former Departmental Segregation Unit (“DSU”). No damages were sought.

The Haverty plaintiffs were certified as a class and ultimately were successful, first on summary judgment in this Court and later on appeal, in obtaining equitable relief. See Haverty v. Commissioner of Correction, 437 Mass. 737 (2002) (“Haverty F). The SJC

affirm[ed] the grant of summary judgment on the plaintiffs’ due process claim to the extent that it applies to those prisoners who are (1) transferred to the East Wing from the West Wing; (2) labeled as gang members and placed in the Plymouth or other units of the East Wing; (3) returned to Cedar Junction; or (4) remain in the East Wing for longer than a brief period for “booking” or similar reasons. For these prisoners, the procedural protections set forth in 103 Code Mass. Regs. §§421.00 are required.

437 Mass, at 763-64.1

The order of remand left “the timing and manner of implementing the provisions of 103 Code Mass. Regs. §§421.00 at Cedar Junction” for determination in further proceedings in this Court. On January 17, 2003 this Court ordered that beginning April 30, 2003 no inmate may be confined to the East Wing for more than seven days without receiving a hearing in compliance with 103 C.M.R. §421.00; that inmates currently in the East Wing be transferred to the general population (i.e., out of the East Wing) unless first “determined to meet the standards for DSU confinement in accordance with the procedures set forth in the DSU regulations”; and that good time credits be awarded as an equitable, compensatory remedy to inmates unlawfully confined in the East Wing.

This last remedy failed to withstand a second round of appellate review. See Haverty v. Commissioner of Correction, 440 Mass. 1 (2003) (“Haverty IF) (reversing order pertaining to good time credits). After extensive administrative procedure which included individual hearings before an “East Wing Review Board” for 387 inmates, and further litigation as to the adequacy of those hearings, it appears that the equitable phase of the Haverty case is at, or approaching, an end. Left are numerous actions filed by individual inmates, of whom the plaintiff is one, who allege that they were confined in the East Wing according to procedures that Haverty I later ruled were unlawful and who seek damages for such confinement.

B. Allegations of the Complaint in This Action

The Second Amended Complaint alleges that the plaintiff Longval was, at all relevant times, a prisoner in custody of the Department of Correction. “Plaintiff is a member of the Haverty class, and, thus, the rulings of law are applicable to plaintiff.” Between 1993 and 1996 he spent various periods of time, totaling approximately 876 days, confined in the East Wing of MCI Cedar Junction, in the sort of restrictive conditions of confinement described in Haverty I. He was never afforded, and has never waived, a hearing under 103 CMR 421.00 in connection with any of his transfers to the East Wing. His confinements there were therefore unlawful under Haverty I and under Hoffer v. Fair, SJC No. 85-71 (decision of March 3, 1988), and Longval v. Commissioner of Correction, 404 Mass. 325, 328 (1989).

DISCUSSION

By their Motion to Dismiss, the defendants assert two infirmities in the Complaint:

1. First, they argue that because the Haverty class representatives sought only equitable relief, all members of the class are barred, by principles of res judicata (claim preclusion), from seeking damages in a separate action.
2. Second, they assert that the complaint fails to allege facts constituting a violation of the plaintiffs “clearly established” rights, and that they therefore are entitled to qualified immunity.

A. Claim Preclusion and Massachusetts Class Actions

The defendants’ res judicata defense rests on their assertion that although the Haverty class representatives did not seek damages on behalf of the class, they could have done so, and that the doctrine of claim preclusion — specifically, the rule against claim-split[310]*310ting — therefore precludes absentee class members from seeking damages in a separate action.

The principle the defendants assert is a familiar one, at least outside the context of class actions.

The doctrine of claim preclusion makes a valid, final judgment conclusive on the parties and their privies, and bars further litigation of all matters that were or should have been adjudicated in the action. This is so even though the claimant is prepared in a second action to present different evidence or legal theories to support his claim, or seeks different remedies. The doctrine is a ramification of the policy considerations that underlie the rule against splitting a cause of action, and is “based on the idea that the party to be precluded has had the incentive and opportunity to litigate the matter fully in the first lawsuit.” As such, it applies only where both actions were based on the same claim.

Heacock v. Heacock, 402 Mass. 21, 23-24 (1988); see Wright Machine Corp. v. Seaman-Andwell Corp., 364 Mass. 683, 689 (1974).

If the doctrine of claim preclusion is well settled in Massachusetts law, however, its application to class actions under Mass.R.Civ.P. 23 is not, owing perhaps to the relative rarity of class actions in our state practice. Had the question arisen under the cognate federal rule, the answer would be clear:

[T]he general rule is that a class action suit seeking only declaratory and injunctive relief does not bar subsequent individual damage claims by class members, even if based on the same events. In fact, “every federal court of appeals that has considered the question has held that a class action seeking only declaratory or injunctive relief does not bar subsequent individual suits for damages.”

Hiser v. Franklin, 94 F.3d 1287, 1291 (9th Cir. 1996), quoting In re Jackson Lockdown/MCO Cases, 568 F.Sup. 869, 892 (E.D. Mich. 1983), and citing Cooper v. Federal Reserve Bank of Richmond, 467 U.S. 867 (1984); Fortner v. Thomas, 983 F.2d 1024, 1030-32 (11th Cir.

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Bluebook (online)
19 Mass. L. Rptr. 308, Counsel Stack Legal Research, https://law.counselstack.com/opinion/longval-v-otoole-masssuperct-2005.