Gutierrez v. Massachusetts Bay Transportation Authority

437 Mass. 396
CourtMassachusetts Supreme Judicial Court
DecidedAugust 2, 2002
StatusPublished
Cited by115 cases

This text of 437 Mass. 396 (Gutierrez v. Massachusetts Bay Transportation Authority) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gutierrez v. Massachusetts Bay Transportation Authority, 437 Mass. 396 (Mass. 2002).

Opinion

Cowin, J.

The plaintiffs, sisters Daniella and Dominique Gutierrez, brought this action against the Massachusetts Bay Transportation Authority (MBTA), four of its officers individually, and two other individuals3 for personal injuries and civil rights violations. Their claims arose out of an incident at the New England Medical Center MBTA station in Boston during which MBTA officers placed the plaintiffs under arrest for trespassing. Daniella was also charged with being a disorderly person. The plaintiffs’ complaint asserted claims against each individual officer for assault and battery, false arrest and imprisonment, malicious prosecution, abuse of process, intentional infliction of emotional distress, civil rights violations, negligence, and conspiracy to violate civil rights. There were also claims of strict liability against the MBTA.

A Superior Court jury found that Officer Giancarlo Cantella of the MBTA police negligently injured Daniella Gutierrez and awarded her damages in the amount of $53,000. The jury found for the defendants on all of the plaintiffs’ remaining claims that were submitted to them (certain claims not relevant to the issues before us were not submitted to the jury). Following the verdict, the judge, sua sponte, issued a posttrial ruling on Daniella Gutierrez’s civil rights claim. He concluded that he had instructed the jury incorrectly on this claim, and that the jury would have found in her favor had he given the correct instructions. As a result, the judge entered a supplemental judgment awarding Daniella the attorney’s fees and costs associated with her civil rights claim. The plaintiffs, the MBTA, and Cantella all appealed from the judgment, and we transferred the case here. We vacate portions of the judgment, affirm others, and remand the case for further proceedings.

1. Factual background. We summarize briefly the evidence at trial. On the day of the incident in question, Officer Frank Wolverton of the MBTA police was on patrol at the New England Medical Center MBTA station. Near the station entrance, he observed two young African-American males dribbling a basketball. He approached the youths, requesting that [399]*399they “knock off the basketball playing.” They ignored the officer’s request, and one of the youths, Marcus Barrow, began jumping up and jamming the ball into the girders above the station entrance. Officer Wolverton once again asked Barrow to stop, but he continued. Barrow cursed at the officer, who then reached for the ball. Barrow pushed Officer Wolverton away, striking him in the shoulder or chest area. At this point, Officer Wolverton attempted to make an arrest, and when Barrow resisted, Officer Wolverton subdued him with “pepper mace” spray.

A crowd of angry high school students, including Dominique and Daniella Gutierrez, gathered at the scene to protest Officer Wolverton’s treatment of Barrow. A number of the students requested Officer Wolverton’s badge number. Apprehensive that the situation was quickly growing out of control, Officer Wolverton radioed for assistance. Officers Moy, Lamb, Cantella, Vecchi, and Ricketts of the MBTA police responded to Officer Wolverton’s call and directed the crowd to disperse. Daniella threw a bag of com chips at Officer Wolverton as he escorted Barrow from the station, and then attempted to grab Officer Vecchi to prevent him from making an arrest.

Officer Ricketts approached Daniella, informed her that she was under arrest, and attempted to place handcuffs on her. When she began struggling to avoid arrest, Officer Ricketts took hold of her left arm and brought her to the ground. Officer Cantella approached to assist Officer Ricketts. Officer Cantella testified that Daniella continued to move while he attempted to bring her right arm around, causing him to fall forward while holding her right arm. He heard a popping sound as Daniella yelled out in pain. He released her arm and radioed for an ambulance. She was later diagnosed as suffering a fracture of her right arm. According to Daniella, the injury occurred when Officer Cantella forcefully twisted her right arm behind her back.

During this time, Dominique was grabbed by Officer Lamb, pushed to the floor, handcuffed, and taken to the police station. Dominique testified that she was attempting to leave the station as she was arrested. She stated that she repeatedly requested Officer Wolverton’s badge number, but that the officers refused to provide her with this information. Dominique was charged with [400]*400trespassing, and Daniella was charged with trespassing and disorderly conduct. Both were acquitted of all charges after a trial.

2. Daniella’s excessive force claim. After the jury returned their verdict, the judge, sua sponte, issued a posttrial ruling amending the verdict with respect to Daniella’s civil rights claim, brought under the Federal Civil Rights Act, 42 U.S.C. § 1983 (1994 & Supp. II 1996), and the Massachusetts Civil Rights Act, G. L. c. 12, § 111.4 This claim was grounded, in part, on the theory that Officer Cantella violated Daniella’s rights under the Fourth Amendment to the United States Constitution by using excessive force during her arrest. In his posttrial ruling, the judge concluded that he had erroneously instructed the jury on excessive force. The erroneous instruction was in response to a jury question: “Can excessive force be unintentional?” The judge answered:

“[Ejxcessive force must be intentional or it must be reckless. If the use of excessive force is merely negligent or careless by reason of bad judgment or by reason of execution or behavior, if it is merely negligent or careless, it is not actionable and it is not liable as a matter of civil rights violation . . . .”

The judge later concluded that this instruction was improper under Graham v. Connor, 490 U.S. 386 (1989), which he interpreted as permitting an excessive force claim based on merely negligent or unreasonable conduct. He reasoned further that, correctly instructed, the jury, having found negligence by Officer Cantella, would have found in favor of Daniella on her civil rights claim.5

The judge was correct that his initial instruction was [401]*401erroneous. To prove a violation of § 1983,6 a plaintiff must demonstrate that the defendant deprived her of a Federal constitutional or statutory right while acting under color of State law. Grant v. John Hancock Mut. Life Ins. Co., 183 F. Supp. 2d 344, 355 (D. Mass. 2002), quoting Martinez v. Colon, 54 F.3d 980, 984 (1st Cir. 1995). In an excessive force claim, once the specific constitutional right allegedly infringed by the use of force has been identified, the validity of the claim is “judged by reference to the specific constitutional standard which governs that right rather than to some generalized ‘excessive force’ standard.” Graham v. Connor, supra at 394.

The Fourth Amendment provides the appropriate constitutional standard when the claim arises out of excessive force used during an arrest. Id. That amendment guarantees the right to be “ ‘secure . . . against unreasonable . . . seizures’ of the person.” Id.

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Bluebook (online)
437 Mass. 396, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gutierrez-v-massachusetts-bay-transportation-authority-mass-2002.