Lois J. Bowers, Personal Representative for the Estate of Luther E. Bowers v. Csx Transportation, Inc.
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Opinion
WHOLE COURT
NOTICE: Motions for reconsideration must be physically received in our clerk’s office within ten days of the date of decision to be deemed timely filed. https://www.gaappeals.us/rules
November 3, 2023
In the Court of Appeals of Georgia A23A0839. BOWERS v. CSX TRANSPORTATION, INC.
MARKLE, Judge.
Luther Bowers was an employee of CSX Transportation, Inc. for more than 30
years, during which he was continuously exposed to diesel fuel and exhaust, asbestos,
and silica dust. After learning that he had terminal lung cancer, he filed suit against
CSX under the Federal Employers’ Liability Act (FELA), 45 USCA § 51 et seq.,
alleging that the railroad company’s negligence in handling toxic substances, and its
failure to warn him of the dangers, caused or contributed to his lung cancer.1
In support of his claim, and to establish causation, Bowers offered the expert
testimony of Dr. Theron Blickenstaff, a physician board-certified in preventative and
1 Luther died while the lawsuit was pending, and his wife was substituted as the plaintiff in her capacity as administrator of Luther’s estate. We refer to the estate/plaintiff as “Bowers” and to Luther Bowers, individually, as “Luther.” occupational medicine. CSX moved to exclude Blickenstaff’s testimony under OCGA
§ 24-7-702 (“Rule 702”), and moved for summary judgment on the ground that
Luther failed to establish causation. Following a hearing, the trial court granted the
motion to exclude, and having excluded the causation expert, the trial court granted
CSX’s motion for summary judgment.
Bowers now appeals, arguing that the trial court erred by excluding
Blickenstaff’s expert testimony because it misapplied Rule 702. For the reasons that
follow, and applying the deference we are required to give the trial court’s findings
in its role as gatekeeper under Rule 702, we affirm.
“Whether expert testimony ought to be admitted under OCGA § 24-7-702 is
a question committed to the sound discretion of the trial court, so we will not disturb
the trial court’s determination absent an abuse of discretion.”2 (Citation and
punctuation omitted.) MyFamilyDoc v. Johnston, 366 Ga. App. 459, 464 (2) (883
SE2d 404) (2023).
2 We are not persuaded by Bowers’s argument that a de novo review applies. The proper standard of review applicable to the trial court’s analysis of the admissibility of expert testimony is for an abuse of discretion. Emory Univ. v. Willcox, 355 Ga. App. 542, 544 (1) (844 SE2d 889) (2020).
2 So viewed, the record shows that Luther worked for CSX for more than 30
years in numerous capacities, including as a trackman, track inspector, machine
operator, and road master. In these positions, he built and repaired railroads, which
resulted in frequent exposure to diesel fuel and exhaust, asbestos, and silica dust.
Luther was also a lifelong smoker, averaging multiple packs a day for 50 years. After
he retired from CSX, Luther was diagnosed with terminal lung cancer. He then filed
suit against CSX, and submitted Blickenstaff’s testimony to establish that his
exposure to toxins while working for CSX was the cause of his cancer.
Blickenstaff explained that exposure to diesel fuel and exhaust, asbestos, and
silica dust causes lung cancer.3 To determine whether these toxins caused Luther’s
specific cancer, Blickenstaff relied on a report provided by Dr. Vance, an industrial
hygienist who was involved in Luther’s case. Based on Luther’s testimony in his
deposition and conversations with Luther’s co-workers, Vance concluded that Luther
had been exposed to more than background levels of diesel fuel and exhaust,
asbestos, and silica, and that these toxins, combined with Luther’s smoking,
“multipl[ied]” the risk he would develop cancer.
3 Blickenstaff relied on the International Agency for Research on Cancer (IARC) literature, which synthesized various studies and confirmed a causal link between lung cancer and exposure to diesel exhaust, asbestos, and silica.
3 According to Blickenstaff, it was a “reasonable assumption” that exposure to
these toxins contributed to Luther’s lung cancer, as any exposure to toxic substances
increases the risk of cancer. In support, he pointed to seven studies, four of which
linked cancer to exposure to these toxins.
Blickenstaff then explained that he made a differential diagnosis, considering
all of Luther’s risk factors and concluding that the occupational exposures and
smoking were significant and made it highly unlikely there was any other cause. He
opined that the exposure to the toxins while working for CSX increased Luther’s risk
of getting cancer and thus caused his cancer to a reasonable degree of medical
certainty.
Although he reached this conclusion, Blickenstaff admitted that he was unable
to confirm the level of exposure that would be necessary to cause lung cancer, how
much toxin Luther was exposed to, or how that quantity compared to the exposures
in the various studies he relied on. Blickenstaff noted that CSX had never conducted
any air quality studies to determine the amount of exposure. Blickenstaff also could
not identify the various jobs Luther held and could not link the amount of exposure
to any specific railroad work.
4 He further admitted that most people exposed to diesel fuel and exhaust do not
get lung cancer. Despite his opinion that Luther’s exposure to the toxins caused his
cancer, Blickenstaff acknowledged that a reasonable scientist could find that Luther’s
smoking contributed more to cancer than the diesel exposure, and he conceded that
it was possible that smoking was the only cause of Luther’s cancer.
CSX moved to exclude Blickenstaff’s opinion and for summary judgment.
Following a hearing, the trial court excluded the testimony because it did not meet the
standard for admissibility under Rule 702, and granted summary judgment to CSX.
Bowers now appeals, arguing that the trial court erred by granting these motions.
According to Bowers, his expert was not required to quantify the exact amount of
exposure necessary to cause cancer, or the amount to which Luther was exposed,
especially given that CSX never performed air quality measurements. Bowers further
challenges the trial court’s rejection of the expert’s differential diagnosis and reliance
on various studies, arguing that the trial court focused on the results rather than the
methodology. Finally, Bowers argues that the trial court applied the wrong legal
standard by concluding that the testimony would not be helpful to the jury.
Before we consider the admissibility of the expert’s testimony, we begin by
setting out the general standard for liability in FELA cases. “Under FELA, railroad
5 companies are liable for injuries to their employees that result in whole or in part
from company negligence. . . .” (Citations and punctuation omitted.) Keen v. Ga.
Southern & Fla. R. Co., 354 Ga. App. 787, 788-789 (1) (840 SE2d 529) (2020).
To bring a claim under FELA, a plaintiff must prove the traditional common law elements of negligence: duty, breach, foreseeability, and causation. Whether the defendant has a duty to the plaintiff is a question of law to be decided by the court.
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WHOLE COURT
NOTICE: Motions for reconsideration must be physically received in our clerk’s office within ten days of the date of decision to be deemed timely filed. https://www.gaappeals.us/rules
November 3, 2023
In the Court of Appeals of Georgia A23A0839. BOWERS v. CSX TRANSPORTATION, INC.
MARKLE, Judge.
Luther Bowers was an employee of CSX Transportation, Inc. for more than 30
years, during which he was continuously exposed to diesel fuel and exhaust, asbestos,
and silica dust. After learning that he had terminal lung cancer, he filed suit against
CSX under the Federal Employers’ Liability Act (FELA), 45 USCA § 51 et seq.,
alleging that the railroad company’s negligence in handling toxic substances, and its
failure to warn him of the dangers, caused or contributed to his lung cancer.1
In support of his claim, and to establish causation, Bowers offered the expert
testimony of Dr. Theron Blickenstaff, a physician board-certified in preventative and
1 Luther died while the lawsuit was pending, and his wife was substituted as the plaintiff in her capacity as administrator of Luther’s estate. We refer to the estate/plaintiff as “Bowers” and to Luther Bowers, individually, as “Luther.” occupational medicine. CSX moved to exclude Blickenstaff’s testimony under OCGA
§ 24-7-702 (“Rule 702”), and moved for summary judgment on the ground that
Luther failed to establish causation. Following a hearing, the trial court granted the
motion to exclude, and having excluded the causation expert, the trial court granted
CSX’s motion for summary judgment.
Bowers now appeals, arguing that the trial court erred by excluding
Blickenstaff’s expert testimony because it misapplied Rule 702. For the reasons that
follow, and applying the deference we are required to give the trial court’s findings
in its role as gatekeeper under Rule 702, we affirm.
“Whether expert testimony ought to be admitted under OCGA § 24-7-702 is
a question committed to the sound discretion of the trial court, so we will not disturb
the trial court’s determination absent an abuse of discretion.”2 (Citation and
punctuation omitted.) MyFamilyDoc v. Johnston, 366 Ga. App. 459, 464 (2) (883
SE2d 404) (2023).
2 We are not persuaded by Bowers’s argument that a de novo review applies. The proper standard of review applicable to the trial court’s analysis of the admissibility of expert testimony is for an abuse of discretion. Emory Univ. v. Willcox, 355 Ga. App. 542, 544 (1) (844 SE2d 889) (2020).
2 So viewed, the record shows that Luther worked for CSX for more than 30
years in numerous capacities, including as a trackman, track inspector, machine
operator, and road master. In these positions, he built and repaired railroads, which
resulted in frequent exposure to diesel fuel and exhaust, asbestos, and silica dust.
Luther was also a lifelong smoker, averaging multiple packs a day for 50 years. After
he retired from CSX, Luther was diagnosed with terminal lung cancer. He then filed
suit against CSX, and submitted Blickenstaff’s testimony to establish that his
exposure to toxins while working for CSX was the cause of his cancer.
Blickenstaff explained that exposure to diesel fuel and exhaust, asbestos, and
silica dust causes lung cancer.3 To determine whether these toxins caused Luther’s
specific cancer, Blickenstaff relied on a report provided by Dr. Vance, an industrial
hygienist who was involved in Luther’s case. Based on Luther’s testimony in his
deposition and conversations with Luther’s co-workers, Vance concluded that Luther
had been exposed to more than background levels of diesel fuel and exhaust,
asbestos, and silica, and that these toxins, combined with Luther’s smoking,
“multipl[ied]” the risk he would develop cancer.
3 Blickenstaff relied on the International Agency for Research on Cancer (IARC) literature, which synthesized various studies and confirmed a causal link between lung cancer and exposure to diesel exhaust, asbestos, and silica.
3 According to Blickenstaff, it was a “reasonable assumption” that exposure to
these toxins contributed to Luther’s lung cancer, as any exposure to toxic substances
increases the risk of cancer. In support, he pointed to seven studies, four of which
linked cancer to exposure to these toxins.
Blickenstaff then explained that he made a differential diagnosis, considering
all of Luther’s risk factors and concluding that the occupational exposures and
smoking were significant and made it highly unlikely there was any other cause. He
opined that the exposure to the toxins while working for CSX increased Luther’s risk
of getting cancer and thus caused his cancer to a reasonable degree of medical
certainty.
Although he reached this conclusion, Blickenstaff admitted that he was unable
to confirm the level of exposure that would be necessary to cause lung cancer, how
much toxin Luther was exposed to, or how that quantity compared to the exposures
in the various studies he relied on. Blickenstaff noted that CSX had never conducted
any air quality studies to determine the amount of exposure. Blickenstaff also could
not identify the various jobs Luther held and could not link the amount of exposure
to any specific railroad work.
4 He further admitted that most people exposed to diesel fuel and exhaust do not
get lung cancer. Despite his opinion that Luther’s exposure to the toxins caused his
cancer, Blickenstaff acknowledged that a reasonable scientist could find that Luther’s
smoking contributed more to cancer than the diesel exposure, and he conceded that
it was possible that smoking was the only cause of Luther’s cancer.
CSX moved to exclude Blickenstaff’s opinion and for summary judgment.
Following a hearing, the trial court excluded the testimony because it did not meet the
standard for admissibility under Rule 702, and granted summary judgment to CSX.
Bowers now appeals, arguing that the trial court erred by granting these motions.
According to Bowers, his expert was not required to quantify the exact amount of
exposure necessary to cause cancer, or the amount to which Luther was exposed,
especially given that CSX never performed air quality measurements. Bowers further
challenges the trial court’s rejection of the expert’s differential diagnosis and reliance
on various studies, arguing that the trial court focused on the results rather than the
methodology. Finally, Bowers argues that the trial court applied the wrong legal
standard by concluding that the testimony would not be helpful to the jury.
Before we consider the admissibility of the expert’s testimony, we begin by
setting out the general standard for liability in FELA cases. “Under FELA, railroad
5 companies are liable for injuries to their employees that result in whole or in part
from company negligence. . . .” (Citations and punctuation omitted.) Keen v. Ga.
Southern & Fla. R. Co., 354 Ga. App. 787, 788-789 (1) (840 SE2d 529) (2020).
To bring a claim under FELA, a plaintiff must prove the traditional common law elements of negligence: duty, breach, foreseeability, and causation. Whether the defendant has a duty to the plaintiff is a question of law to be decided by the court. The other three elements - foreseeability, breach, and causation - are questions of fact to be decided by a jury, assuming that there is evidence in the record creating a genuine issue for trial.
(Citation and punctuation omitted.) Id. at 789 (1).
The causation element in a toxic tort case requires the plaintiff to “prove both
general causation, that a substance is capable of causing a particular injury or
condition, and specific causation, that a substance made a meaningful contribution
to a particular individual’s injury.” (Citations omitted.) Wadley v. Mother Murphy’s
Laboratories, 357 Ga. App. 259, 263 (1) (850 SE2d 490) (2020). CSX does not
challenge the testimony as to general causation. Thus, the only issue is whether
Blickenstaff’s testimony was admissible to show specific causation.
It is well-settled that the standard of proof as to causation in a FELA case is
relaxed, and a plaintiff need only show that the employer’s negligent conduct “played
6 any part, even the slightest” in causing the injury. (Citation and punctuation omitted;
emphasis in original.) Keen, 354 Ga. App. at 789 (1); Smith v. CSX Transp., 343 Ga.
App. 508, 510 (1) (a) (806 SE2d 890) (2017). But, the standard for admitting expert
testimony is the same in a FELA case as it is in any other tort case; a plaintiff must
still come forward with admissible expert testimony on specific causation.4 Smith,
343 Ga. App. at 510-511 (1) (a); see also Shiver v. Ga. & Fla. Railnet, 287 Ga. App.
828, 829 (1) (652 SE2d 819) (2007) (“in a FELA case involving allegations of injury
due to chemical exposure, the plaintiff must show specific causation through expert
testimony.”); Wills v. Amerada Hess Corp., 379 F3d 32, 47 (III) (B) (2d Cir. 2004)
(“[t]he standards for determining the reliability and credibility of expert testimony are
not altered merely because the burden of proof is relaxed. . . . [I]n the context of
FELA claims, the standard of causation and the standards for admission of expert
testimony under the Federal Rules of Evidence are distinct issues and do not affect
one another.”) (citation and punctuation omitted). Therefore, even in a FELA case,
the admissibility of expert testimony is governed by Rule 702, which requires that
4 Although Bowers argues that it is a question of law whether the relaxed causation standard in FELA applies equally to the standards for admitting expert testimony, we have rejected that argument. See Smith, 343 Ga. App. at 510-511 (1) (a).
7 “(1) it is based upon sufficient facts or data; (2) it is the product of reliable principles
and methods; and (3) the expert witness has applied the principles and methods
reliably to the facts of the case.” Emory Univ. v. Willcox, 355 Ga. App. 542, 543 (1)
(844 SE2d 889) (2020) (citing Rule 702 (b)).5
Under [Rule 702], it is the role of the trial court to act as a gatekeeper of expert testimony. In this role, the trial court assesses both the witness’[s] qualifications to testify in a particular area of expertise and the relevancy and reliability of the proffered testimony. [This is a] “rigorous three-part inquiry” in which the trial court considers whether: (1) the expert is qualified to testify competently regarding the matters he intends to address; (2) the methodology by which the expert reaches his conclusions is sufficiently reliable . . . ; and (3) the testimony assists the trier of fact, through the application of scientific, technical, or specialized expertise, to understand the evidence or to determine a fact in issue.
(Citations and punctuation omitted). Id. at 543 (1); see also Daubert v. Merrell Dow
Pharmaceuticals, 509 U. S. 579 (113 SCt 2786, 125 LE2d 469) (1993).
In making this assessment, however, the trial court may not exclude an otherwise sufficient expert opinion simply because it
5 When a FELA case is brought in state court, state procedural rules, such as the rules of evidence, apply. See CSX Transp. v. Howell, 296 Ga. App. 583, 586 (1) (675 SE2d 306) (2009). And because Rule 702 mirrors the federal rule, we may look to cases from federal courts to guide our analysis. OCGA § 24-7-702 (f).
8 believes that the opinion is not — in its view — particularly strong or persuasive. The weight to be given to admissible expert testimony is a matter for the jury. . . . [V]igorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof are the traditional and appropriate means of attacking shaky but admissible evidence. . . .
(Citations and punctuation omitted.) Willcox, 355 Ga. App. at 543-544 (1).
Nevertheless, the trial court, in the exercise of its discretion, has “considerable leeway
in deciding which tests or factors to use to assess the reliability of an expert’s
methodology.” (Citation and punctuation omitted.) Smith, 343 Ga. App. at 512 (1)
(b). As we recently explained, “[t]rial courts must determine whether to allow expert
opinions on a case-by-case basis.” (Citation and punctuation omitted.) MyFamilyDoc,
366 Ga. App. at 465 (2). And, even in a FELA case,
speculative medical testimony is not admissible . . . . [The] medical expert must be able to articulate that it is likely that the defendant’s negligence, or more than possible that the defendant’s negligence, had a causal relationship with the injury and disability for which the plaintiff seeks damages.
Mayhew v. Bell SteamShip Co., 917 F2d 961, 964 (6th Cir. 1990).
9 Here, CSX does not challenge Blickenstaff’s qualifications. It contends only
that his methodology is unreliable, and thus his testimony would not be helpful to the
jury. The trial court rejected Blickenstaff’s opinion because: (a) his methodology was
unreliable, as he did not adequately analyze the studies; and (b) he failed to reliably
rule out Bowers’s smoking as part of his differential diagnosis.6 After a thorough
review of the record, and mindful of our deferential standard of review, we are
constrained to conclude that the trial court did not abuse its discretion by excluding
Blickenstaff’s testimony.
6 The trial court also rejected Blickenstaff’s opinion on the grounds that it was not based on sufficient facts or data and he applied an “any exposure” theory. We do not agree with the court’s analysis on these issues. Bowers was not required to proffer a threshold level of toxin to which Luther was exposed. Wadley, 357 Ga. App. at 263 (1); Fulmore v. CSX Transp., 252 Ga. App. 884, 891-892 (1), 895 (1) (557 SE2d 64) (2001), overruled in part on other grounds by Norfolk & Western R. v. Ayers, 538 U. S. 135, 141, 151 (III) (B), n. 11 (123 SCt 1210, 155 LE2d 261) (2003). Indeed, we have never required a plaintiff to make such a showing, and regardless there is evidence here that the exposure was more than de minimus. See Scapa Dryer v. Knight, 299 Ga. 286, 290-292 (788 SE2d 421) (2016). Moreover, Blickenstaff’s remark that any exposure increases the risk does not mean he applied the “any exposure” theory, especially given the testimony that Luther’s exposure was frequent and plentiful. Any deficiency in the testimony in this regard goes to its weight rather than its admissibility. Willcox, 355 Ga. App. at 545 (2). To the extent that the trial court found Blickenstaff’s opinion relied on insufficient facts, that, too, goes to weight and not admissibility. See Willcox, 355 Ga. App. at 545 (2). Nevertheless, as detailed below, the trial court properly rejected Blickenstaff’s opinion for other reasons.
10 (a) Reliable methodology.
The trial court rejected Blickenstaff’s opinion because he failed to show how
the various studies on which he relied applied to Luther’s case, rendering his
methodology unreliable. We agree.
Blickenstaff explained that he looked at multiple studies and pooled the data
from those studies to get statistically significant results, from which he concluded that
the exposure contributed to Luther’s lung cancer. But he acknowledged that the
pooled data did not involve solely railroad workers. He then pointed specifically to
seven studies that did involve railroad workers, four of which identified a relationship
between exposure and cancer, and three of which did not.
These studies characterized various railroad jobs and addressed the potential
exposure for each one. But Blickenstaff testified that he could not determine how
Luther’s jobs compared to those cited in the studies, stating instead that the exposure
rate “may” be similar. He acknowledged that the studies likely involved older
machinery, and newer equipment like that presumably used during the time Luther
was working, would have lower exposure levels. He further admitted that he did not
have sufficient details to determine whether Luther’s exposure was similar to those
cited in the studies. Instead, Blickenstaff made assumptions regarding the amount of
11 exposure in order to draw comparisons to the studies. Because he could not explain
how the information in those studies could be applied to Luther’s case, especially
given his inability to determine whether the positions in which Luther worked
corresponded with the ones cited in the studies, the trial court did not abuse its
discretion in finding Blickenstaff’s reliance on these studies unreliable. Mayhew, 917
F2d at 964 (finding speculative testimony inadmissible).
Moreover, Blickenstaff’s opinion based on these studies often conflated
general and specific causation. He stated that it was unnecessary to connect Luther’s
specific jobs to his level of exposure because the literature had already established a
link between exposure and cancer. But this response goes to general causation, which
is not in dispute, and should not be equated with specific causation. It is one thing to
say exposure could cause cancer, but quite another to say that it did. See Smith, 343
Ga. App. at 514 (1); Lancaster v. BNSF R. Co., 564 FSupp.3d 823, 833 (D. Neb.
2021) (“But to opine that a particular substance could have been a cause of lung
cancer is simply to testify to general causation—that is, to opine that the substance
is cancerous. An opinion on specific causation requires testimony, to a reasonable
degree of medical certainty, that a substance did cause the harm alleged.”) (emphasis
in original).
12 [A]n expert cannot simply assert that an employee was exposed to some unknown amount of a potential carcinogen, and some unknown amount of that potential carcinogen can cause cancer, so therefore exposure to that carcinogen did cause the employee’s cancer: that’s just the type of opinion that is connected to the data only by the ipse dixit of the expert, and need not be accepted by the Court.
(Citation and punctuation omitted; emphasis in original.) Lancaster, 564 FSupp.3d
at 832.
Perhaps even more glaring, Blickenstaff could not explain why he credited the
four studies linking cancer to railroad workers’ exposure to toxins and rejected the
three studies that did not, even though he conceded that those three studies took
smoking into consideration. He further acknowledged that the four studies he credited
showed only a weak association between exposure and cancer. To explain how he
reached his conclusion, Blickenstaff said only that he focused on the totality of the
evidence, which included consideration of studies involving non-railroad workers.
He further explained that he relied on the IARC’s evaluation of the various studies
in reaching his conclusions, which again relates more to general causation than it
does to specific causation. Thus, we cannot say that the trial court abused its
discretion in finding this testimony insufficient to establish specific causation under
13 Rule 702. See Kilpatrick v. Breg, Inc., 613 F3d 1329, 1336-1340 (IV) (A) (11th Cir.
2010) (considering various studies in general causation analysis and finding expert’s
testimony speculative and unreliable).
(b) Differential diagnosis.
Even if we were to conclude the trial court abused its discretion in evaluating
Blickenstaff’s methodology, which we do not, the trial court was still within its
discretion to reject his testimony based on his differential diagnosis. A differential
diagnosis is a “method by which a physician determines what disease process caused
a patient’s symptoms. The physician considers all relevant potential causes of the
symptoms and then eliminates alternative causes based on a physical examination,
clinical tests, and a thorough case history.”7 (Citation omitted.) Shiver, 287 Ga. App.
at 829 (1).
Here, Blickenstaff opined that it was “theoretically possible that [Luther] would
not have developed lung cancer had it not been for his occupational exposure.”
Blickenstaff acknowledged Luther’s decades of smoking, and stated that the risk of
lung cancer is generally higher from smoking than it is from exposure to toxins, yet
7 We have held that differential diagnosis is one means of satisfying Rule 702’s requirements. Shiver, 287 Ga. App. at 829 (1). The other method is “dose/response relationship” or “threshold phenomenon.” Id.
14 he concluded that it was “unlikely” smoking was the sole cause. Instead, he attributed
Luther’s cancer to the exposure, and when asked “[h]ow confident are you in your
opinion that asbestos exposure at the railroad contributed to [Luther’s] lung cancer?”
Blickenstaff responded, “I think it’s a reasonable assumption.” But this assumption
is inconsistent with his admission that most people exposed to toxins do not get lung
cancer.
Blickenstaff made assumptions that the exposure contributed to Luther’s lung
cancer, while at the same time he acknowledged that smoking could be a contributing
factor, yet he offered no explanation for why he ruled it out as the sole cause of
Luther’s cancer. Instead, he stated only that he did not have to “commit to just one
possibility.” He further conceded that smoking was a substantial risk for getting lung
cancer, and it was possible smoking was the sole cause of Luther’s cancer, as most
people exposed to these toxins did not develop lung cancer.
As the trial court found, this differential diagnosis falls short of what is
required under Rule 702, and Blickenstaff’s refusal to rule out smoking renders his
differential diagnosis unreliable. See Shiver, 287 Ga. App. at 829 (1); see also Smith,
343 Ga. App. at 515-516 (1) (explaining that differential diagnosis is not admissible
where trial court finds expert did not apply method reliably); Guinn v. AstraZeneca
15 Pharmacueticals, 602 F3d 1245, 1253 (III) (A) (1) (11th Cir. 2010) (“an expert must
provide a reasonable explanation as to why he . . . has concluded that any alternative
cause suggested by the defense was not the sole cause of the plaintiff’s injury”)
(citations and punctuation omitted); Lancaster, 564 FSupp.3d at 832 (expert’s refusal
to rule out smoking as the sole cause of the plaintiff’s cancer rendered his differential
diagnosis insufficient to establish specific causation); McLaughlin v. BNSF R. Co.,
439 FSupp.3d 1173, 1182 (III) (D. Neb. 2020) (expert’s differential diagnosis was
insufficient where he failed to rule out smoking as sole cause of cancer); compare
MyFamilyDoc, 366 Ga. App. at 465 (2) (differential diagnosis sufficient where expert
considered other diseases that could have caused death and explained why he ruled
in the specific condition as the cause of death and ruled out the other medical
conditions). As a result, the trial court properly discounted Blickenstaff’s differential
diagnosis. Smith, 343 Ga. App. at 513 (“In deciding whether an expert employed a
reliable method, the trial court has discretion to consider whether the expert has
adequately accounted for obvious alternative explanations.”) (citation and
punctuation omitted); see also Pluck v. BP Oil Pipeline Co., 640 F3d 671, 680 (III)
(A) (6th Cir. 2011) (trial court properly excluded expert where differential diagnosis
failed to rule out smoking as a cause of plaintiff’s cancer); Mayhew, 917 F2d at 963
16 (“[A]lthough a [FELA] plaintiff need not make a showing that the employer’s
negligence was the sole cause, there must be a sufficient showing (i.e. more than a
possibility) that a causal relation existed.”).
In summary, when we apply our deferential standard of review and give the
trial court the “leeway” we must in its role as gatekeeper, we cannot say the trial court
abused that discretion, even if we might have reached a different decision.8 General
Elec. v. Joiner, 522 U. S. 136, 143 (II) (118 SCt 512, 139 LE2d 508) (1997)
(“deference . . . is the hallmark of abuse-of-discretion review”); Willcox, 355 Ga.
App. at 545 (2); Williams v. State, 328 Ga. App. 876, 880 (1) (763 SE2d 261) (2014)
(review under abuse of discretion standard recognizes that there is a “range of
possible conclusions the trial judge may reach” and we will affirm a trial court’s
8 By suggesting that the trial court — and this Court — overstepped its authority, weighed evidence and made credibility determinations, Judge Pipkin’s dissent misreads our opinion and improperly seeks to limit the trial court’s role as gatekeeper. An expert opinion that is based on assumptions and speculation, as here, does not go to the weight of the evidence or the credibility of the expert. Swint v. Alphonse, 348 Ga. App. 199, 206 (2) (820 SE2d 312) (2018) (“[I]nstead of speaking in terms of possibilities, the expert’s testimony must show as an evidentiary threshold that the expert’s opinion regarding causation is based, at the least, on the determination that there was a reasonable probability that the [exposure] caused the injury.”) (citation and punctuation omitted). Rather, such an opinion is properly rejected under Rule 702, and our role as a reviewing court dictates that we affirm. Pon, 963 F3d at 1219 (III) (A); Mayhew, 917 F2d at 964.
17 decision “even though we would have gone the other way had it been our call”)
(citation and punctuation omitted); McDonald v. Garden Svcs., 163 Ga. App. 851,
852-853 (295 SE2d 551) (1982) (unless there has been an abuse of discretion, this
Court will not substitute its judgment for the trial court’s, even if individual judges
might have reached a different conclusion); United States v. Pon, 963 F3d 1207, 1219
(III) (A) (11th Cir. 2020) (“The deference we show trial courts on evidentiary rulings
is especially pronounced in the Daubert context, where the abuse of discretion
standard places a heavy thumb — really a thumb and a finger or two — on the [trial]
court’s side of the scale.”) (citation omitted). We simply cannot substitute our own
judgment for that of the trial court, which is tasked with evaluating the expert’s
opinion under Rule 702. To conclude otherwise would essentially usurp the trial
court’s role as gatekeeper. Accordingly, we affirm the trial court’s exclusion of the
expert testimony and its grant of summary judgment.
Judgment affirmed. Rickman, J. , concurs. Doyle, P.J. concurs fully in division
(a) and concurs in judgment only in division (b). Mercier, C. J., Barnes, P. J.,
Dillard, P. J., Brown, Land, and Watkins, JJ. , concur in judgment only. Miller, P. J.,
McFadden, P. J., Hodges, and Pipkin, JJ., and Senior Judge C. Andrew Fuller,
dissent.
18 In the Court of Appeals of Georgia A23A0839. BOWERS v. CSX TRANSPORTATION, INC.
MCFADDEN, Presiding Judge, dissenting.
Torts involving multiple contributing causes, particularly toxic torts, are
different from torts with a single cause. That difference is recognized in the proof
required of toxic tort claims involving multiple toxins. See In re Meridia Products
Liability Litigation, 328 FSupp2d 791, 798 (I) (N.D. Ohio 2004). The majority
opinion overlooks that difference and in doing so overlooks the difference between
a gatekeeper and a fact finder. So I respectfully dissent.
1. Facts
The expert testimony the majority would exclude is that of the plaintiff’s
medical expert, Dr. Theron Blickenstaff. Blickenstaff relied on — and as authorized
by OCGA § 24-7-703 assumed the accuracy of — the investigative report prepared
by Bowers’s other expert witness, industrial hygienist R. Leonard Vance as well as
a deposition given by Luther Bowers himself, shortly before his death. Blickenstaff reached his specific causation opinion after applying a differential
diagnosis. “Differential etiology, or differential diagnosis, is a technique to identify
the cause of an illness or condition by identifying common causes of the symptoms
or diagnosis at issue and then, one-by-one, ruling out causes until the most probable
one is isolated.” Sarkees v. E. I. Dupont De Nemours & Co., 15 F4th 584, 589, n.8 (2d
Cir. 2021) (citation and punctuation omitted).
In ruling in Bowers’s exposures as specific potential causes, Blickenstaff
applied the Bradford Hill criteria, a widely accepted set of criteria for determining
causation in cases of chronic disease. The Bradford Hill criteria are an
epidemiological study approach employed to assess when an association can truly be
deemed causal. In re Lipitor (Atrovastatin Calcium) Mktg., Sales Practices and
Products Liability Litigation, 892 F3d 624, 638 (II) (A) (2) (B) (4th Cir. 2018).
Blickenstaff reviewed the pleadings, the discovery responses, and Bowers’s medical
records. He reviewed peer-reviewed scientific literature as well as three monographs
from the International Agency for Research on Cancer, an agency of the World
Health Organization that is the most widely accepted source for classifying agents as
causing cancer. “Its monographs are considered authoritative by agencies of the
United States. . . .” Lightfoot v. Ga.-Pacific Wood Products, 5 F4th 484, 489 (II) (4th
2 Cir. 2021). Those monographs concluded that exposure to diesel exhaust, exposure
to asbestos, and exposure to silica all increase the risk of developing lung cancer.
Based on the literature, Blickenstaff concluded that even low exposures to diesel
exhaust, silica, or asbestos increase the risk of lung cancer, even in smokers.
As for the extent of Bowers’s exposure to the toxins, Blickenstaff testified that
he reviewed and relied on the report of industrial hygienist Vance. CSX has not
challenged Vance’s report. Based on Bowers’s deposition, Vance’s report, and his
general knowledge from his own experience in analyzing cases involving railroad
workers, Blickenstaff concluded that Bowers had experienced “significant” exposures
to diesel exhaust, asbestos, and crystalline silica.
Blickenstaff’s written report concludes,
Mr. Bowers was diagnosed with lung cancer in 2014 and died from lung cancer in 2018. He did railroad work for 33 years from 1969 to 2002, and was exposed to diesel exhaust, crystalline silica, and asbestos. His heavy smoking no doubt contributed to the causation of his lung cancer, but each of his work-related exposures also increased the risk in a superadditive or multiplicative manner. Based on my education and experience, and on the documented exposures to diesel exhaust, crystalline silica, and asbestos, it is my opinion, to a reasonable degree of medical certainty, that Mr. Bowers’ railroad work exposures were causally related to his lung cancer.
3 2. Applicable standards
(a) The trial court’s gatekeeping role
A trial court’s responsibility to decide whether to admit expert testimony has
been described as “a gatekeeping role.” Daubert v. Merrell Dow Pharmaceuticals,
509 U. S. 579, 597 (III) (113 SCt 2786, 125 LE2d 469) (1993). We give broad
deference to the trial court to fulfill this role. “Whether expert testimony ought to be
admitted under OCGA § 24-7-702 is a question committed to the sound discretion of
the trial court. We will not disturb the trial court’s determination absent a manifest
abuse of discretion.” Allen v. CFYC Constr., 354 Ga. App. 890, 892 (1) (842 SE2d
297) (2020) (citation and punctuation omitted).
But that deference obtains only so long as the trial court acts within the
boundaries of that gatekeeping role. As the majority acknowledges , it is not for the
courts to weigh the evidence.
[I]t is not the role of the trial court to make ultimate conclusions as to the persuasiveness of the proffered evidence. Indeed, a trial court’s gatekeeper role under Daubert is not intended to supplant the adversary system or the role of the jury. Quite the contrary, vigorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof are the traditional and appropriate means of attacking shaky but admissible evidence.
4 Emory Univ. v. Willcox, 355 Ga. App. 542, 543-544 (1) (844 SE2d 889) (2020)
(punctuation omitted), quoting Quiet Technology DC-8 v. Hurel-Dubois UK Ltd., 326
F3d 1333, 1341 (II) (A) (11th Cir. 2003). Accord Lancaster v. BNSF R. Co., 564
FSupp3d 823, 830-831 (D. Neb. 2021), affirmed by 75 F4th 967 (8th Cir. 2023),
(“The primary thrust of [the defendant’s] argument is that [the challenged expert]
failed to ask those people a number of questions that, according to BNSF, were
essential to his opinion. The Court is not persuaded that the questions [that expert]
did ask were insufficient. Any deficiencies in [the expert’s] interview technique go
to the weight, not admissibility, of his opinions.”) (emphasis and record citation
omitted).
We should bear in mind Chief Justice Rehnquist’s warning: “I do not doubt
that Rule 702 confides to the judge some gatekeeping responsibility in deciding
questions of the admissibility of proffered expert testimony. But I do not think it
imposes on them either the obligation or the authority to become amateur scientists
in order to perform that role.” Daubert, 509 U. S. at 600–601 (Rehnquist, C. J.,
concurring in part and dissenting in part).
A trial court may not, under color of that gatekeeping role, alter the burden of
proof. See United States v. Frazier, 387 F3d 1244, 1272 (IV) (B) (11th Cir. 2004)
5 (court’s exercise of its gatekeeping responsibilities must not “supplant the adversary
system”) (citation and punctuation omitted); Ruiz-Troche v. Pepsi Cola of P.R.
Bottling Co., 161 F3d 77, 85 (II) (E) (1) (1st Cir. 1998) (“Daubert does not require
that a party who proffers expert testimony carry the burden of proving to the judge
that the expert’s assessment of the situation is correct. As long as an expert’s
scientific testimony rests upon good grounds, based on what is known, it should be
tested by the adversary process. . . .”) (citation and punctuation omitted). And our
Supreme Court has warned against requiring showings that “may not be possible.”
Scapa Dryer Fabrics v. Knight, 299 Ga. 286, 292, n. 9 (788 SE2d 421) (2016).
The majority adopts many of CSX’s arguments and holds, on the basis of those
arguments, that Blickenstaff’s methodology is unreliable and so that his testimony
must be excluded. In doing so, the majority alters the applicable standard, requires
showings that are not required under that standard — and that may not be possible,
and weighs the evidence.
(b) A plaintiff’s burden of proof
In a non-FELA toxic tort case, the plaintiff’s burden of proof is to “introduce
sufficient evidence to allow a jury to find that more than likely, their exposure to a
particular defendant’s product was a factor in producing their injuries.” John Crane,
6 Inc. v. Jones, 278 Ga. 747, 748, n. 1 (604 SE2d 822) (2004) (emphasis added). John
Crane called a jury instruction incorporating that language “entirely consistent with
established law regarding the concurrent negligence of joint tortfeasors.” Id. at 748,
citing Gooch v. Ga. Marble Co., 151 Ga. 462, 463-464 (107 SE 47) (1921). So when
a plaintiff alleges that exposure to multiple carcinogens (like the multiple negligent
acts of joint tortfeasors addressed in John Crane) caused his injury, the plaintiff must
“introduce sufficient evidence to allow a jury to find that more than likely, [his]
exposure[s were] a factor in producing [his] injuries.” John Crane, 278 Ga. at 748,
n. 1. John Crane was cited with approval in our Supreme Court’s more recent
decision, Scapa, 299 Ga. at 290.
Scapa clarified the plaintiff’s burden of proof in non-FELA toxic tort cases.
John Crane had held that a plaintiff is not required to prove that “each individual
tortfeasor’s conduct constitute[s] a ‘substantial’ contributing factor in the injury in
order to” prove “proximate cause.” 278 Ga. at 747. Scapa reaffirms that holding and
answers the question it left open: what does a plaintiff have to prove? The answer is
“a meaningful contribution.” 299 Ga. at 291. Scapa goes on to hold that “a ‘de
minimis’ contribution is not enough” under our general tort law. 299 Ga. at 290.
7 But this case falls under the Federal Employers’ Liability Act (FELA), 45 USC
§ 51 et seq. So the requisite causal contribution is “any part, even the slightest.” Smith
v. CSX Transp., 343 Ga. App. 508, 510 (1) (a) (806 SE2d 890) (2017) (citation and
punctuation omitted).
John Crane and Scapa preclude any sort of algorithm by which a court can
measure those standards as a matter of law. That preclusion is evident from the
standards those cases set out. The difference between, for example, “substantial” and
“meaningful” is not susceptible to numerical expression or determination as a matter
of law. And our Supreme Court has expressly disavowed any “suggest[ion] that it is
essential for the plaintiff’s expert to estimate the extent of the exposure in precise
quantitative terms. Such an estimate may not be possible in many cases. . . .” Scapa,
299 Ga. at 292, n. 9. Drawing that line is a quintessential jury question.
A plaintiff’s burden in ordinary toxic tort cases is to “introduce sufficient
evidence to allow a jury to find that more than likely, their exposure to a particular
defendant’s product was a factor in producing their injuries.” John Crane, Inc., 278
Ga. at 748, n. 1. (Emphasis added). See also Scapa, 299 Ga. at 290 (plaintiffs “had
to show that exposure . . . was a contributing factor in bringing about” injury)
(citation and punctuation omitted). It follows that a plaintiff is not required to rule out
8 other contributing factors or even the possibility that another factor might
conceivably be the sole factor. See OCGA § 24-14-3 (“[I]n all civil proceedings, a
preponderance of evidence shall be considered sufficient to produce mental
conviction.”).
3. Majority opinion
It follows under John Crane and Scapa that it is not for the courts to hold that
a plaintiff has failed to meet that burden on the basis of the weight of the evidence or
because we can conceive of evidence that would be more precise or more persuasive.
So I cannot agree with the majority’s holding, in Division (a), that the unavailability
of a specific chronology of Luther Bowers’s various jobs and of the specifics of his
duties in those jobs is a basis for excluding the testimony of his expert witness.
And contrary to the majority’s analysis in Division (b), it is not a plaintiff’s
burden to disprove the possibility that a different contributing cause might have been
the sole cause. There is no room in the burden set out in John Crane and Scapa for
us to require Bowers to somehow prove that his smoking was not the sole cause of
his lung cancer. A plaintiff’s burden does not entail disproving every alternative
possibility.
(a) Reliable methodology
9 In Division (a), “Reliable methodology,” the majority adopts the trial court’s
rejection of Blickenstaff’s testimony on the basis that “he failed to show how the
various studies on which he relied applied to Luther’s case, rendering his
methodology unreliable.” I disagree. The majority’s criticisms of Blickenstaff’s work
go to the weight of his testimony and catalogue evidence that might have added
weight but was apparently not available.
(i) Studies upon which Blickenstaff relied
According to the majority, Blickenstaff “looked at multiple studies and pooled
the data from those studies to get statistically significant results, from which he
concluded that the exposure contributed to Luther’s lung cancer.” That is not the
methodology that Blickenstaff employed. He did not testify that he pooled the data
from multiple studies to get statistically significant results. Rather he testified that he
relied on studies that pooled data, explaining that when information from multiple
studies is pooled, statistical significance is greatly increased. Such pooled studies, he
explained, are “more valuable than any . . . individual studies. . . .”
The majority goes on to reject Blickenstaff’s testimony on the basis that there
is no evidence of “how Luther’s jobs compared to those cited in the studies” or of
“whether Luther’s exposure was similar to those cited in the studies” and on the basis
10 that the machinery and equipment used by Bowers “presumably” differed from those
“the studies likely involved.” Instead, the majority holds, “Blickenstaff made
assumptions regarding the amount of exposure in order to draw comparisons to the
studies.” Those arguments are the basis for the majority’s holding that Blickenstaff
“could not explain how the information in those studies could be applied to Luther’s
case[.]”
But Blickenstaff did offer an explanation. He was challenged during his
deposition about failing to distinguish Bowers’s jobs from those of the workers
described in those studies. His response rebuts the majority’s view of the importance
of job descriptions: “Doing it by job description is better than nothing, but it’s
somewhat crude, because within a given job description, there can be a lot of
individual variability in the exposures.” And he explained that although the pooled
studies did not all involve solely railroad workers, the key was that, Bowers, like the
subjects of the pooled studies, had “significant exposure.” As to additional
information about those jobs, he testified,
I don’t think that’s necessary in this case. The conclusion of [the International Agency for Research on Cancer of the World Health Organization] was a pretty firm one, that it is causal, and in these three additional — well, the one additional study about the diesel exhaust,
11 since that’s what we are talking about, adds, I think, a significant degree of information that exposure to diesel exhaust increases the risk of getting lung cancer, and that’s the bottom line here, and I think delving into the details of each one of these studies doesn’t necessarily help in making that determination. It would be nice if you could do that, but it’s really — it’s not possible here, since we don’t have quantitative estimates of his exposure.
I find that response pretty persuasive. The majority apparently does not. That
doesn’t matter. It is certainly fair to say that the evidence would be stronger if we had
more information about Bowers’s exposures and studies that lined up precisely with
his exposures. But the strength and weight of the evidence is for the jury to evaluate.
Santana v. State, 308 Ga. 706, 709 (1) (842 SE2d 14) (2020) (the jury decides what
credibility and weight to give expert opinions). See also John Crane, supra, 278 Ga.
at 748.
Finally under the heading Reliable methodology, the majority calls “perhaps
even more glaring” what it perceives as Blickenstaff’s inability to “explain why he
credited the four studies linking cancer to railroad workers’ exposure to toxins and
rejected the three studies that did not, even though he conceded that those three
studies took smoking into consideration.” The majority is mistaken.
12 As noted above, Blickenstaff explained that those seven studies were studies
included in a monograph prepared by the International Agency for Research on
Cancer of the World Health Organization. The Agency looked at not only those seven
studies, he explained, but also meta-analyses, animal studies, mechanistic studies, and
studies in nonrailroad workers and reached a consensus that exposure to diesel
exhaust causes lung cancer. Blickenstaff testified that he thus relied on the totality of
the evidence included in the Agency monographs as well as the animal studies, the
mechanistic studies, and the literature published since the publication of the
monograph. See Gen. Elec. Co. v. Joiner, 522 U. S. 136, 146-147 (III) (118 SCt 512,
139 LE2d 508) (1997) (noting that studies may support a conclusion either
“individually or in combination”). And, as noted above, Blickenstaff explained that
while more information about Bowers’s exposure in comparison to the study subjects
“would be nice” the key was that, Bowers, like the subjects of the pooled studies, had
“significant exposure.”
(ii) Blickenstaff’s assumptions
The majority also faults Blickenstaff’s testimony as speculative, noting that
throughout his deposition he stated that he made certain assumptions. Blickenstaff
answered that as well.
13 A. [I]t’s very reasonable to assume that [Bowers’s exposure to diesel exhaust] was above background levels. Q. But that’s an assumption that you have made? A. It’s an assumption based on general knowledge and my experience in doing other cases in this area and reading lots of industrial hygiene reports.
“Trained experts commonly extrapolate from existing data.” Joiner, 522 U. S. at 146
(III). An expert can rely on assumed facts in forming his or her opinion, so long as
there is “some support for those assumptions in the record. [M]ere weaknesses in the
factual basis of an expert witness’ opinion bear on the weight of the evidence rather
than its admissibility.” McLean v. 988011 Ontario, Ltd., 224 F3d 797, 801 (II) (6th
Cir. 2000) (citations and punctuation omitted). To the extent Blickenstaff’s
assumptions are not based on his own knowledge, they rest on precisely the sort of
reliance authorized for expert witnesses by OCGA § 24-7-703.
It follows, moreover, that the trial court’s holding that, “Dr. Blickenstaff finds
it unnecessary to undertake a meaningful analysis of Mr. Bowers’ exposure to the
toxic substances which he claims contributed to the development of lung cancer,” is
wholly unsupported by the record.
(iii) General and specific causation
14 Next the majority holds that Blickenstaff has conflated general and specific
causation. The distinction between general and specific causation is a legal
distinction. See Butler v. Union Carbide Corp., 310 Ga. App. 21, 25 (1) (712 SE2d
537) (2011). It is not a basis for challenging Blickenstaff’s methodology.
It is at best a basis for challenging specific parts of his testimony. Under Scapa,
that distinction is at least arguably a basis for challenging fit. 299 Ga. at 293. But
Scapa provides no basis for excluding Blickenstaff’s testimony in its entirety. Scapa
was an appeal from a verdict and judgment in favor of a plaintiff in an asbestos case.
The Supreme Court held that the verdict had to be reversed because the plaintiff’s
expert had “invited the jury to find causation if there was any exposure by Scapa,
even if it were only de minimis.” Scapa, 299 Ga. at 293. So if the majority were right
that Blickenstaff had conflated specific and general causation and if that conflation
could mislead the jury, the available remedy would be exclusion of the improper
testimony.
(A) Cumulative exposure
The same is true of the trial court’s holding, with which the majority correctly
disagreed, that Blickenstaff’s testimony was due to be rejected because, as CSX
15 argued below, “Dr. Blickenstaff resorted to the discredited ‘every exposure’ theory
of causation.”
It is true that there is case law rejecting, sometimes in quite forceful language,
“the theory that ‘each and every’ exposure to asbestos ‘cumulates’ and should
therefore be considered a cause of injury, regardless of the type of mesothelioma, the
exposure ‘dose,’ the type of asbestos, or the passage of time.” Rockman v. Union
Carbide Corp., 266 FSupp3d 839, 848-849 (II) (D. Md. 2017). But Rockman, on
which CSX relies, is short on analysis of scientific materials and long on the trial
court’s strongly felt common sense intuitions. And in setting up that argument in
Blickenstaff’s deposition, CSX developed a record showing that there is a substantial
body of scientific material “support[ing] the conclusion that any exposure to diesel
exhaust, silica or asbestos increases the risk of getting lung cancer even in smokers.”
Such a record ought to inspire judicial modesty. It should call to mind Chief
Justice Rehnquist’s warning that judges should not try to “become amateur
scientists.” Daubert, 509 U. S. at 601 (Rehnquist, C. J., concurring in part and
dissenting in part).
The better approach is for courts to distinguish a cumulative exposure theory
from an every-exposure theory. “[I]t may be true as a matter of medical science that
16 every exposure increases the risk[, but] . . . that does not show causation attributable
to a specific product as a matter of law.” Dugger v. Union Carbide Corp., Case No.
CCB-16-3912, 2019 U.S. Dist. LEXIS 171168, 2019 WL 4750568, at *4 (D. Md.
Sept. 30, 2019) (addressing mesothelioma).
CSX conflates those two theories, advocating rejection of “the ‘cumulative
exposure’ or ‘every exposure’ theory.” But the other two cases CSX cites in support
of such rejection are consistent with that better approach.
Indeed, in one of those cases, the Seventh Circuit upheld the disqualification
of an expert on the basis that his “theory conflated ‘each and every exposure’ with a
cumulative exposure theory” and that his “asserted theory would be that any and all
exposure to asbestos is a substantial contributing factor to lung cancer.” Krik v. Exxon
Mobil Corp., 870 F3d 669, 675, 676 (A) (7th Cir. 2017).
The other, an unpublished opinion of the Tennessee Court of Appeals, did
affirm a trial court who had rejected what he called the “any exposure theory.” But
the appellate court affirmed on the basis that the record contained “no evidence . . .
that asbestos was located in any of the areas where Decedent worked.” Andrews v.
Norfolk S. Ry. Co., Case No. E201800508COAR3CV, 2019 WL 549939, at*3, *10
(Tenn. Ct. App. Feb. 12, 2019).
17 In Scapa our Supreme Court has taken that better approach. That court reversed
the verdict and judgment because the plaintiff’s expert had “invited the jury to find
causation if there was any exposure by Scapa, even if it were only de minimis.”
Scapa, 299 Ga. at 293. Consequently, his “testimony did not ‘fit’ the pertinent
causation inquiry under Georgia law, and it should have been excluded by the trial
court, acting as gatekeeper, because it could only serve to confuse the jury on the
issue of causation.” Id. at 293-294.
But in so holding our Supreme Court made clear that it was not undertaking to
pass judgment upon a cumulative exposure theory as a matter of medical science:
That is not to say that expert testimony premised upon a cumulative exposure theory could never be relevant to causation under Georgia law. We suppose, for instance, that if an expert coupled his reliance on the cumulative exposure theory with reliable data sufficient to show that the exposure in question were more than de minimis — and if the expert qualified his ultimate opinion as to causation, conditioning it upon there having been more than a de minimis exposure — the opinion then might “fit” the pertinent causation inquiry, notwithstanding that the extent of exposure is disputed. In that instance, the jury would have to resolve the extent of the exposure, and if the jury accepted that the exposure was as significant as the data of the expert suggested, it then could accept his opinion as to causation. But in this case, Dr. Abraham did not undertake to estimate the extent of exposure in any meaningful way, and he did not
18 qualify his opinion on causation by limiting it to such estimate of exposure.
Scapa, 299 Ga. at 291-292.
In other words, a scientist might say that the last straw was a contributing cause
of the camel’s broken back. A judge might say that it was not a proximate cause. And
both could be right.
“Proximate” is taken “from Latin proximatus ‘drawn near,’ past participle of
proximare, from proximus ‘nearest.’” New Webster’s Dictionary of the English
Language, Deluxe Encyclopedic Edition, p. 771 (1986). Proximate cause is a matter
of law and policy, a determination of whether a causal chain is short and straight
enough to warrant liability. See Palsgraf v. Long Island R. Co., 248 N.Y. 339, 346-
347 (162 NE 99) (1928). A determination that a cause is not a proximate cause is not
a determination that it is not, in fact, a cause.
(B) Epidemiological studies
The majority faults Blickenstaff for relying on epidemiological studies.
According to the majority the evidence derived from such studies “goes to general
causation, which is not in dispute, and should not be equated with specific causation.
19 It is one thing,” the majority holds, “to say exposure could cause cancer, but quite
another to say that it did.”
On the contrary, “[i]t is well-settled that . . . epidemiological studies may be
powerful evidence of causation. . . .” Rider v. Sandoz Pharm. Corp., 295 F3d 1194,
1198 (IV) (A) (11th Cir. 2002), In fact, the holding in Rider is that “the lack thereof
is not fatal to a plaintiff’s case.” Id. (emphasis added).
As noted above, Blickenstaff applied the Bradford Hill criteria and testified
that they are a widely accepted set of criteria for determining causation in cases of
chronic disease “taught to every graduate-level epidemiology student.” That
acceptance is reflected in case law. See In re Lipitor, 892 F3d at 638 (II) (B).
The cases the majority cites for the proposition that epidemiological studies
cannot evidence specific causation do not support that proposition. There is no
mention of epidemiological studies in Smith v. CSX Transp., 343 Ga. App. at 513
(affirming the decision of a trial court who had found that the plaintiff’s expert’s
“testimony is ‘surprisingly unsubstantiated and superficial — [the expert] simply
concludes that because a weight lifter or body builder gets the same injury from
overhead lifting then the Plaintiff must also have exacerbated his condition from
work-related overhead lifting.’”) .
20 Lancaster, 564 FSupp3d 823, does involve epidemiological studies. And in
many respects, the facts in Lancaster are on all fours with the present case: it involves
a claim that the decedent’s “lung cancer was caused by exposure to diesel exhaust,
silica, or asbestos during the course of his 33-year career with the defendant’s
railroad;” and it involves a defense “point[ing] instead to [his] history of smoking
cigarettes.” Id. at 825.
But the holding in Lancaster is not on all fours and does not support the
majority’s opinion of epidemiological studies. As the appellate court explained in its
order affirming, the medical expert’s testimony in that case was excluded for reasons
very different from those at issue in the present case: insufficient evidence of
exposure.
There is no direct evidence that [plaintiff’s deceased] was exposed to asbestos or diesel combustion fumes. Even if a jury could infer that [he] had been exposed, there is no evidence of the level of exposure. While a quantifiable amount of exposure is not required to find causation between a toxic exposure and injury, see Bonner v. ISP Technologies, 259 F3d 924, 931 (8th Cir. 2001), there must be, at a minimum, “evidence from which the factfinder can conclude that the plaintiff was exposed to levels of that agent that are known to cause the kind of harm that the plaintiff claims to have suffered,” Wright v. Willamette Indus., 91 F3d 1105, 1107 (8th Cir. 1996). There is no such evidence here. See
21 Bland v. Verizon Wireless, (VAW), 538 F3d 893, 898 (8th Cir. 2008) (holding there was “simply too great an analytical gap” to support admissibility where expert lacked knowledge of the degree of plaintiff’s exposure to toxin (citation omitted)).
Lancaster v. BNSF R. Co., 75 F4th 967, 970-971 (8th Cir. 2023) (emphasis added).
Here Bowers’s evidence of the extent of his exposure to the toxins surpasses
that minimum. There is no analytical gap. Blickenstaff testified that he reviewed and
relied on the report of industrial hygienist Vance. CSX has not challenged Vance’s
report. As noted above, Blickenstaff relied on Bowers’s deposition, Vance’s report,
and his general knowledge from his own experience in analyzing cases involving
railroad workers.
(b) Differential diagnosis
Under this heading, the majority holds that Blickenstaff’s testimony is deficient
because he “offered no explanation for why he ruled [smoking] out as the sole cause
of Luther’s cancer.” The majority’s premise is incorrect. It is true that an expert’s
evaluation of a differential diagnosis must consider alternative causes. But Bowers
is not required to rule out that possibility.
A plaintiff’s burden in an ordinary toxic tort case, as noted above, is to
“introduce sufficient evidence to allow a jury to find that more than likely, their
22 exposure to a particular defendant’s product was a factor in producing their injuries.”
John Crane, 278 Ga. at 748, n. 1 (emphasis added). Under FELA, Bowers’s burden
is certainly no heavier: the requisite causal contribution is “any part, even the
slightest.” Smith, 343 Ga. App. at 510 (1) (a).
“Differential etiology, or differential diagnosis, is a technique to identify the
cause of an illness or condition by identifying common causes of the symptoms or
diagnosis at issue and then, one-by-one, ruling out causes until the most probable one
is isolated.” Sarkees v. E. I. Dupont De Nemours & Co., 15 F4th at 591, n. 8. “[T]he
central inquiry when evaluating a differential diagnosis is whether experts at least
consider alternative causes. To be sure, not all opinions based on a differential
diagnosis will be reliable. But doctors need not rule out every conceivable cause in
order for their differential-diagnosis-based opinions to be admissible.” Kovach v.
Wheeling & Lake Erie R. Co., 556 FSupp3d 762, 771 (3) (B) (iii) (N.D. Ohio 2021)
(citations and punctuation omitted).
Moreover the majority does not cite, and I am not aware of, any evidence that
it is even possible with available technology to determine which of multiple
carcinogens a cancer patient had been exposed to did or did not cause that patient’s
23 cancer. See Scapa, 299 Ga. 286 at 292, n. 9 (warning against requiring showings that
“may not be possible”).
Blickenstaff testified that Bowers’s smoking was a contributing cause. But he
also explained that the effect of smoking on the risk of lung cancers from exposure
to asbestos is multiplicative. To the extent that the possibility that Bowers’s smoking
was the sole cause of his illness cannot be absolutely ruled out, that possibility
“go[es] to the weight to be given the testimony by the factfinder, not its
admissibility.” Kirk v. Schaeffler Group USA, 887 F3d 376, 392 (II) (B) (2) (8th Cir.
2018) (citations and punctuation omitted). Accord Johnson v. Mead Johnson & Co.,
754 F3d 557, 564 (II) (8th Cir. 2014); Westberry v. Gislaved Gummi AB, 178 F3d
257, 265-266 (II) (C) (4th Cir. 1999) (not ruling out other causes affects weight, not
admissibility). See also Lauzon v. Senco Products, 270 F3d 681, 693 (I) (E) (8th Cir.
2001) (the requirement to rule out other possible causes “cannot be carried to a
quixotic extreme”).
For those reasons, I conclude that the trial court abused his discretion and I
respectfully dissent. In the Court of Appeals of Georgia
A23A0839. BOWERS v. CSX TRANSPORTATION, INC.
PIPKIN, Judge, dissenting.
While I agree with portions of Presiding Judge McFadden’s dissent, I believe
the issue in the case to be more straightforward. As noted by both the majority and
dissenting opinions, “[t]he weight to be given to admissible expert testimony is a
matter for the jury.” (Citation omitted.) Ouanzin v. Coast Dental Servs., Inc., 354 Ga.
App. 168, 174 (2) (840 SE2d 686) (2020). Indeed, under the federal counterpart to
Rule 702, “the rejection of expert testimony is the exception rather than the rule.”
(Citations and punctuation omitted.) Moore v. Intuitive Surgical, Inc., 995 F3d 839,
850 (11th Cir. 2021). Instead, “[v]igorous cross-examination, presentation of contrary
evidence, and careful instruction on the burden of proof are the traditional and
appropriate means of attacking shaky but admissible evidence.” Id.
2 Here, in rejecting the expert’s testimony as “unreliable,” the trial court
improperly considered the weight and credibility of the expert’s testimony and did not
consider the usual list of factors for determining reliability.1 See Ouanzin, 354 Ga.
App. at 174. And, unfortunately, the majority opinion has fallen into a similar trap,
assessing the expert’s credibility rather than whether his testimony is reliable in the
scientific sense. See, e.g., Swint v. Alphonse, 348 Ga. App. 199, 205 (1) (820 SE2d
312) (2018) (noting “that a contradiction in an expert’s testimony is no cause for
disregarding it and the fact that an expert witness’s testimony is contradictory has
never rendered that testimony inadmissible.” (citation and punctuation omitted));
Layfield v. Dept. of Transp., 280 Ga. 848, 851 (1) (632 SE2d 135) (2006) (“If the
expert’s opinion was based upon inadequate knowledge, this does not mandate the
exclusion of the opinion but, rather, presents a jury question as to the weight which
should be assigned the opinion.” (Citation and punctuation omitted.)).
Based on the foregoing, I would hold that the trial court abused its discretion
by excluding the expert witness’s testimony. Also, because the trial court granted
summary judgment based upon this exclusion, I would vacate the grant of summary
1 As noted by the majority opinion, the trial court made the same mistake in its “sufficient facts and data” analysis. Maj. Op. at 11, n. 6.
3 judgment and remand the case for the trial court to reconsider whether a genuine issue
of material fact exists as to causation in light of the expert’s testimony.
I am authorized to state that Presiding Judge Miller, Judge Hodges and Senior
Judge Fuller join in this dissent.
Related
Cite This Page — Counsel Stack
Lois J. Bowers, Personal Representative for the Estate of Luther E. Bowers v. Csx Transportation, Inc., Counsel Stack Legal Research, https://law.counselstack.com/opinion/lois-j-bowers-personal-representative-for-the-estate-of-luther-e-bowers-gactapp-2023.