Lodge No. 5 of the Fraternal Order of Police v. City of Philadelphia

763 F.3d 358, 2014 WL 4056694, 200 L.R.R.M. (BNA) 3337, 2014 U.S. App. LEXIS 15806
CourtCourt of Appeals for the Third Circuit
DecidedAugust 18, 2014
Docket13-1516
StatusPublished
Cited by12 cases

This text of 763 F.3d 358 (Lodge No. 5 of the Fraternal Order of Police v. City of Philadelphia) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lodge No. 5 of the Fraternal Order of Police v. City of Philadelphia, 763 F.3d 358, 2014 WL 4056694, 200 L.R.R.M. (BNA) 3337, 2014 U.S. App. LEXIS 15806 (3d Cir. 2014).

Opinion

*360 OPINION

HARDIMAN, Circuit Judge.

In 1951, the Philadelphia City Council enacted a Home Rule Charter which, informed by Philadelphia’s history of political patronage, restricted certain political activities by city employees. In this appeal we must decide whether one such restriction, which prevents members of the Philadelphia Police Department from making contributions to their union’s political action committee, violates the First Amendment. We hold that it does.

I

A

Appellant Lodge No. 5 of the Fraternal Order of Police (FOP) is an incorporated collective bargaining organization that represents the approximately 6,600 active police officers employed by the City of Philadelphia. FOP operates a political action committee, Appellant COPPAC, for the purpose of distributing contributions to candidates for local and state office. According to FOP’s leadership, COPPAC affords police officers an opportunity to speak on issues of concern with a “collective voice,” which include departmental interests in “better equipment, manpower, [and] livable conditions.” A132. COPPAC funds information campaigns that educate the public about issues important to the police, and contributes to political candidates who support the department’s positions on these issues. To date, COPPAC has donated to city, state, and judicial campaigns.

In this case, FOP, COPPAC, and four police officers (collectively, the FOP Plaintiffs) 1 challenge the constitutionality of section 10-107(3) of the Philadelphia Home Rule Charter, which prohibits employees of the Philadelphia Police Department from making contributions “for any political purpose.” 2 351 Pa.Code § 10.10-107(3). As interpreted by its implementing regulation, the Charter prohibits police officers from making donations “received by a candidate ... for use in advocating or influencing the election of the candidate,” or providing donations “received by a political committee, political party, or partisan political group.” Bd. of Ethics Reg. No. 8, § 8.1(f); see id. § 8.8. 3 Accordingly, employees of the Philadelphia Police Department cannot donate to COPPAC because it uses some of its funds for partisan political purposes. Notably, the Charter ban applies only to the police, and does not *361 proscribe political donations made by Philadelphia’s other 20,000 employees, the vast majority of whom are represented by organized interests. 4

COPPAC presently operates out of an account that contains approximately $25,000. FOP solicits funds for COPPAC by mail and hosts regular fundraisers, at which large donors receive so-called “courtesy cards” from the union that extend “all courtesies of [the] organization” to the donor. A 139. FOP also endorses candidates for local office and regularly holds fundraisers for them. The City is concerned that officers may have inadvertently violated the contribution ban during these fundraisers, but has indicated that it is willing to forego enforcement of past transgressions. 5

The FOP Plaintiffs maintain that COP-PAC’s current funds cannot support the committee’s operational costs or effectively advance the union’s political agenda. They claim that COPPAC’s relatively meager account — which has prevented the committee from purchasing expensive television advertisements and from contributing to candidates’ campaigns — has placed the police at a competitive disadvantage, especially in labor negotiations where they compete with other municipal workers. As recent examples, the FOP Plaintiffs cite instances where FOP has failed to convince legislators to increase officers’ pensions, to prevent an interagency reorganization that reduced the police department’s workload, and to improve officers’ working conditions.

The contribution ban prevents COPPAC from accessing a potentially significant source of funds — FOP’s own members. On May 4, 2006, the Philadelphia City Council, under the administration of then-Mayor John F. Street, passed City Bill No. 060181, an ordinance that authorized payroll deductions for FOP members who elected to contribute to COPPAC. If the ordinance were implemented, COPPAC could receive funds that are automatically deducted from officers’ paychecks on a biweekly basis. COPPAC emphasizes that individual contributors would have no ability to direct who receives their donations because they are distributed at the discretion of FOP’s executive board, which chooses whom to fund.

Although City Bill No. 060181 remains on the books, the current administration, under Mayor Michael A. Nutter, refuses to implement it as violative of the Charter ban. If the ban is lifted, FOP intends to distribute forms to all recruits on “the first day they would be in attendance” at the police academy, so they may authorize paycheck deductions to COPPAC. A135.

B

The Charter’s contribution ban is but one of many prohibitions that aim to insu *362 late the police from political influence. In 2006, the Ethics Board issued Regulation 8, which interprets the political restrictions on city employees in the Charter. While only the police are subject to the contribution ban, see Bd. of Ethics Reg. No. 8, § 8.8, Regulation 8 bars all city employees from engaging in a wide range of political activities — defined as “activity directed toward the success or failure of a political party, candidate, or partisan political group.” Id. § 8.1(n). 6 The Ethics Board has construed Regulation 8 to forbid all city employees from engaging in political activity while on duty, in uniform, or using city resources; using their authority for any political purpose; serving on the national, state, or local committee of a political party; serving as an officer of a partisan political group; or taking part in the management or affairs of a political party, campaign, or partisan political group. See id. §§ 8.3-11.

These restrictions mirror those in the Hatch Act, 5 U.S.C. § 7324(a)(2), which prohibits federal employees from taking “an active part in political management or in political campaigns,” and has withstood multiple challenges to its constitutionality. See, e.g., U.S. Civil Serv. Comm’n v. Nat’l Ass’n of Letter Carriers, AFL-CIO (Letter Carriers), 413 U.S. 548, 566-67, 93 S.Ct. 2880, 37 L.Ed.2d 796 (1973) (holding that Congress’s interest in maintaining an apolitical bureaucracy justified the Hatch Act’s restrictions on political activity); United Pub. Workers of Am. (C.I.O.) v. Mitchell, 330 U.S. 75, 101, 67 S.Ct. 556, 91 L.Ed. 754 (1947) (same); see also Broadriclc v. Okla.,

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763 F.3d 358, 2014 WL 4056694, 200 L.R.R.M. (BNA) 3337, 2014 U.S. App. LEXIS 15806, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lodge-no-5-of-the-fraternal-order-of-police-v-city-of-philadelphia-ca3-2014.