L.M. by and Through Dussault v. Hamilton

436 P.3d 803, 193 Wash. 2d 113
CourtWashington Supreme Court
DecidedMarch 21, 2019
DocketNO. 95173-0
StatusPublished
Cited by26 cases

This text of 436 P.3d 803 (L.M. by and Through Dussault v. Hamilton) is published on Counsel Stack Legal Research, covering Washington Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
L.M. by and Through Dussault v. Hamilton, 436 P.3d 803, 193 Wash. 2d 113 (Wash. 2019).

Opinion

GORDON McCLOUD, J.

*117 *806 ¶ 1 L.M. suffered a severe injury during birth and subsequently sued Laura Hamilton, the midwife who delivered him, for negligence. Hamilton prevailed at trial. L.M. now argues that the trial court erred by admitting evidence that natural forces of labor could have caused the injury and testimony from a biomechanical engineer to the same effect. L.M. argues that the trial court should have excluded the evidence under Frye 1 and the testimony under ER 702. 2

¶ 2 We affirm. Under Frye, the trial court must exclude evidence that is not based on generally accepted science.

*118 Anderson v. Akzo Nobel Coatings, Inc., 172 Wash.2d 593 , 603, 260 P.3d 857 (2011). And under ER 702, the trial court must exclude testimony from unqualified experts and testimony that is unhelpful to the jury. Lakey v. Puget Sound Energy, Inc., 176 Wash.2d 909 , 918, 296 P.3d 860 (2013). Testimony is unhelpful to the jury if it is unreliable, id., or lacks an adequate foundation, Johnston-Forbes v. Matsunaga, 181 Wash.2d 346 , 357, 333 P.3d 388 (2014).

¶ 3 L.M.'s Frye challenge concerns the extent to which the challenged science must be generally accepted. And his ER 702 challenge hinges on the amount of discretion an appellate court grants a trial court under that rule. But before we resolve either issue, we must explore the current state of the challenged science because we review Frye challenges de novo. We must also detail what the trial court did because we review ER 702 challenges for abuse of discretion.

FACTUAL AND PROCEDURAL BACKGROUND

1. L.M. was injured during birth and subsequently sued the delivering midwife

¶ 4 On April 4, 2010, Laura Hamilton, a midwife, delivered L.M. Ex. 2 (medical records) at 7; see also Clerk's Papers (CP) at 1586. Her notes from the procedure show that she performed an "assisted shoulder delivery" and that L.M.'s right arm was "weak at side." Ex. 2 at 7; see also CP at 1586-87.

¶ 5 In his first few months of life, L.M. experienced "complete paralysis" of his upper arm, along with weakness of the entire arm. CP at 1567. In August 2010, exploratory surgery to address the problem revealed substantial injuries to L.M.'s brachial plexus. Id. The brachial plexus delivers signals from the spinal cord to the arm through a network of nerves. CP at 1569. These nerves can suffer various injuries, the most severe of which are avulsions (where the nerve is torn away from the spinal cord) and ruptures (where the nerve is ripped apart). Id. Although *119 most brachial plexus injuries (BPIs) heal in six months, avulsions and ruptures are permanent. CP at 1570; Verbatim Report of Proceedings (VRP) (Oct. 28, 2015) at 27-28 (Test. of Robert DeMott, MD).

¶ 6 L.M.'s BPI is most likely permanent. CP at 1568, 1590. All five of his brachial nerve roots were injured: two were ruptured, one was avulsed, and two were partially avulsed. CP at 1587. To this day, he has limited use of his arm and experiences pain. CP at 1665-68, 1671.

*807 ¶ 7 L.M., through his guardian ad litem, sued Hamilton. CP at 1453-58, 1395-1401. He alleged that Hamilton responded negligently to his shoulder dystocia, an emergency in which a baby's shoulder gets stuck during labor. CP at 1556-57, 1573, 1587-90. L.M. claimed that Hamilton used excessive force, or traction, in her effort to free the shoulder. Id. He claimed that only excessive traction-and not natural forces of labor (NFOL)-could have caused his ruptures and avulsions. Id.

¶ 8 Hamilton argued that she properly delivered L.M. and that NFOL can and did cause L.M.'s BPI. CP at 1848, 2652-53, 2660, 2663-65. She argued that L.M. did not experience shoulder dystocia. VRP (Oct. 23, 2015) at 16 (Test. of Laura Hamilton). To support her defense, Hamilton offered the testimony of several experts, including Dr. Allan Tencer, a biomechanical engineer. CP at 1518-24.

2. The trial court denied L.M.'s motion to exclude NFOL evidence

A. L.M. moved to exclude NFOL evidence

¶ 9 Before trial, L.M. moved to exclude evidence of the NFOL theory as not generally accepted under Frye and not helpful to the trier of fact under ER 702. CP at 1459-60. According to L.M., the relevant scientific community does not generally accept that NFOL can cause "permanent, severe brachial plexus nerve avulsion and rupture," CP at 1482 (boldface omitted), and any suggestion to the contrary *120 is too speculative to be admissible, CP at 1473. L.M. drew support for his argument from two recent New York cases excluding NFOL evidence. CP at 1475-79 (citing Muhammad v. Fitzpatrick , 91 A.D.3d 1353 , 937 N.Y.S.2d 519 (App. Div. 2012) ; Nobre ex rel. Ferraro v. Shanahan , 42 Misc. 3d 909 ,

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Cite This Page — Counsel Stack

Bluebook (online)
436 P.3d 803, 193 Wash. 2d 113, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lm-by-and-through-dussault-v-hamilton-wash-2019.