Liverman v. State

470 S.W.3d 831, 2015 Tex. Crim. App. LEXIS 992, 2015 WL 5579418
Court of Criminal Appeals of Texas·Decided September 23, 2015·No. NO. PD-1595-14, PD-1596-14·Published·Cited by 66 cases

Opinion

Keller, P.J.,

delivered the opinion of the Court in

which Keasler, Hervey, Alcala, Richardson, Yeary and Newell, JJ., joined.

We must determine whether a person commits the crime of securing the execution of documents by deception when he files a false mechanic’s lien affidavit with the county clerk. We conclude that such a person does not commit that crime because he does not cause “another” to “execute” a document affecting property or pecuniary interests.

I. BACKGROUND

A. Facts and Trial

Appellants filed mechanic’s lien affidavits in the Denton County Clerk’s Office. These affidavits alleged that appellants had performed “labor and/or materials” *834 worth a certain amount of money 1 on the home of Kathéryn Payne. As a result of these filings, the State charged appellants with securing the execution of documents by deception. The indictments alleged that appellants caused Cynthia Mitchell, the county clerk, to sign or execute the mechanic’s lien affidavits. Appellants were convicted, fined, and placed on community supervision. 2

B. Appeal

The court of appeals reversed appellants’ convictions- and rendered judgments of acquittal. 3 The court held that the‘evidence was legally insufficient to support the convictions because “the conduct of the court clerk filing and recording” the mechanic’s Hen affidavit in each case “was not the signing' or executing of a document as contemplated by subsection 32.46(a)(1).” 4 In arriving at this conclusion, the court of appeals held that it need look no further than the two subsections of Penal Code § 32.46. 5 The court observed that subséction (a)(1) uses the verbs “sigh and execute”, while subsection (a)(2) uses the verbs “file and record.” 6 Presuming that the legislature intends different meanings when it uses different language in different parts of the statute, the court concluded that the acts of signing and executing must not include the acts of filing and recording. 7 The court of appeals also rejected the State’s argument that the clerk’s act of signing a cover sheet constituted a sufficient signature to invoke the statute because the appeHants were not charged by their indictments with having caused the clerk to ’ sign or execute a cover sheet. 8

C. Parties’ Arguments

On discretionary review, the State contends that a clerk’s actions of filing and recording a lien equate to “signing or executing” under § 32.46(a)(1) and that the legislature intended to criminalize such activity under that provision. 9 The State argues that “execute” must mean something different or broader than “sign” because “execute” was included in the statute for a reason. The State further argues that the use of the verbs “file and record” in § 32.46(a)(2) does not preclude giving overlapping meaning to the verb “execute” in § 32.46(a)(1) because of other significant *835 differences between the two subsections: The State observes that subsection (a)(1) applies broadly to any document that is executed while subsection (a)(2) applies only to a narrow situation involving documents from fake courts. And the State observes that conduct under subsection' (a)(2) is subject to only a single punishment while conduct under subsection (a)(1) is subject to a sliding-scale punishment scheme.

The State also argues that “execute” means “to put completely into effect” or “to perform what is required to give validity to.” Under this definition, the State contends, the Clerk executed the mechanic’s lien affidavits, as contemplated by subsection (a)(1), by filing and recording them, because those acts were necessary 1 to put the liens into effect towards subsequent purchasers.’ By contrast, the State contends, documents from fake courts, covered by subsection (a)(2), can never be executed because they cannot be legally put into effect. So, the State reasons, the verbs “file” and “record” were included in subsection (a)(2) because some verb other than “execute” was needed, but this doés not preclude “execute” from, encompassing the acts of filing and recording in an appropriate case.

The State also argues that the legislative history of the 1997 amendments that added subsection (a)(2) reveal an intent to punish people who file fraudulent documents, including liens. And the State argues that the court 'of appeals’s holding leads to an absurd result, because construing the Penal Code to promote justice would entail making the filing of a fraudulent lien a crime, but if appellants’ actions of filing false liens are not crimes under § 32.46(a)(1), “there is not another section under which this specific crime would fall.” Although a prosecution under Penal'Code § 32.49 for failing to release a fraudulent lien might have been viable if the victim had conveyed the requisite notice to appellants and they had refused to release the liens, the State argues that appellants, as the ones who filed .the fraudulent liens, should be-held criminally responsible regardless of whether the victim asks for a release.

Appellants respond that the county clerk plays no role in making a mechanic’s lien valid. Relying upon language in the property code that a clerk’s failure to record or index a mechanic’s lien does not invalidate it, appellants contend that a lien’s validity turns, not on the actions of the clerk, but on the compliance of the person seeking to perfect it. Appellants further argue that mechanic’s hens are self-executing and that “the recording of an affidavit in support of a claim of lien is entirely unrelated to its ‘finality, validity, or enforceability’ because it does not ‘change a legal interest from one form to another.’ ” They further contend that the legislature believed it was necessary to amend § 32.46 to add subsection (a)(2) to criminalize fraudulent filings. Appellants also contend that the “another” who executes the document must be the person deceived and that the person deceived was the property owner (Payne) not the clerk (Mitchell). And appellants contend that § 32.49 provides a way to punish someone who files a false mechanic’s hen, assuming its notification requirements are met. They argue that §. 32.49, which creates a misdemeanor offense, is the more specific statute and should be construed in pari materia with the broader language of § 32.46(a)(1).

II.. ANALYSIS

The usual standard for reviewing the sufficiency of the evidence to support a *836

Free access — add to your briefcase to read the full text and ask questions with AI

Liverman v. State, 470 S.W.3d 831, 2015 Tex. Crim. App. LEXIS 992, 2015 WL 5579418 (Tex. 2015).

470 S.W.3d 831 (Liverman v. State) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Balentine Munos v. the State of Texas
Court of Appeals of Texas, 2025
John Richard Dudas v. the State of Texas
Court of Appeals of Texas, 2025
Joseph Anthony Riley v. the State of Texas
Court of Appeals of Texas, 2025
Chineme Reginald Ogbuehi v. the State of Texas
Court of Appeals of Texas, 2025
Shelby Paul Sutton v. the State of Texas
Court of Appeals of Texas, 2024
The State of Texas v. Christopher Tye Coleman
Court of Appeals of Texas, 2024
Timothy Duane Poor v. the State of Texas
Court of Appeals of Texas, 2024
Joshua Lee Lawrence v. the State of Texas
Court of Appeals of Texas, 2024
Reeder, Shanea Lynn
Court of Criminal Appeals of Texas, 2024
Clifford Milton v. the State of Texas
Court of Appeals of Texas, 2024
Clyde Joe Parker v. the State of Texas
Court of Appeals of Texas, 2023
DELAROSA, FRANCISCO JR. v. the State of Texas
Court of Criminal Appeals of Texas, 2023
Rudy Zapata v. the State of Texas
Court of Appeals of Texas, 2023
Zachariah Joshua Holm v. the State of Texas
Court of Appeals of Texas, 2023
Curtis Tyrone Bullock v. the State of Texas
Court of Appeals of Texas, 2023
Michael Alonzo Rodriguez v. the State of Texas
Court of Appeals of Texas, 2023
Daryl Joe v. the State of Texas
Court of Appeals of Texas, 2023
Donald Edward Little v. the State of Texas
Court of Appeals of Texas, 2023
Troy Lamont Tiller v. the State of Texas
Court of Appeals of Texas, 2022
Kendrick Charles Davis v. the State of Texas
Court of Appeals of Texas, 2022