Lisi v. Several Attorneys

596 A.2d 313, 1991 R.I. LEXIS 148, 1991 WL 138159
CourtSupreme Court of Rhode Island
DecidedJuly 26, 1991
Docket91-338-M.P.
StatusPublished
Cited by3 cases

This text of 596 A.2d 313 (Lisi v. Several Attorneys) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lisi v. Several Attorneys, 596 A.2d 313, 1991 R.I. LEXIS 148, 1991 WL 138159 (R.I. 1991).

Opinions

OPINION

SHEA, Justice.

These disciplinary matters are before the Supreme Court pursuant to Rule 42-6(b) of the Supreme Court Rules.1 The Disciplinary Board of the Supreme Court (disciplinary board) voted to recommend sanctions against the respondent attorneys following full disciplinary hearings in each case. Even though each respondent attorney has come before this court separately pursuant to our order to appear and show cause why he or she should not be disciplined, we have, on our own motion, consolidated the cases to consider in one opinion the common issues raised by all these cases.

This court learned of the events that gave rise to these petitions on August 23, 1989. On that date the Chief Judge of the Family Court forwarded a letter to the Chief Justice advising him that John E. Fuyat (Fuyat), then an associate justice of the Family Court, had committed himself to a hospital for treatment for a period of thirty days. Fuyat had not been on the bench after July 10, 1989. Further discussion with the Chief Judge disclosed that information had come to him that Fuyat may have been involved in obtaining loans of money from several attorneys. By letter of August 25, 1989, the Chief Justice, after conferring with the other members of this court, directed that Fuyat be relieved of all judicial duties pending completion of an investigation by the Commission on Judicial Tenure and Discipline, which was subsequently asked to look into the entire matter.2 This court also directed the office of the Disciplinary Counsel of the Supreme Court (disciplinary counsel) to look into the allegations that Fuyat had obtained loans of money from several attorneys.

In fairly short order, on September 25, 1989, Fuyat resigned from his position as associate justice of the Family Court. On December 22, 1990, the chief disciplinary counsel filed with the clerk of this court a petition for disciplinary action against Fu-yat in his capacity as an attorney licensed to practice law in this state. That petition relied upon complaints of incidents wherein Fuyat solicited substantial loans of money from attorneys, some, but not all, of whom practiced in the Family Court. In due course Fuyat, through counsel, filed with the disciplinary board an affidavit in which he consented to disbarment. We ordered his disbarment as is required of us under Rule 42-13(b) of the Supreme Court Rules. In doing so, this court observed that Fu-yat’s consent to disbarment was tantamount to a plea of nolo contendere in a criminal matter, and the consent constituted an admission that he did, in fact, engage in the conduct with which he was charged. Carter v. Fuyat, 571 A.2d 1126, 1126-27 (R.I.1990).

This court was later petitioned by the Commission on Judicial Tenure and Discipline (commission) for advice on whether the commission continued to have jurisdiction over a judge who had resigned before the commission had issued a notice of public hearing under § 8-16-4(c). The commission was specifically uncertain of its jurisdiction over Fuyat because the charges set forth against him in the proposed notice related to conduct that occurred solely during Fuyat’s judicial tenure. We held that the commission continued to have jurisdiction over a resigned or retired judge because the commission had the power to impose sanctions other than removal from office. In re Fuyat, 578 A.2d 1387, 1389 (R.I.1990). However, in Fuyat’s case, he had not only been removed from office but had also been disbarred. Since he had ad[315]*315mitted the charges made against him in a parallel proceeding, no useful purpose could be accomplished in an evidentiary proceeding before the commission. Id. Furthermore, because the disciplinary counsel and staff were then engaged in hearings on complaints against the individual attorneys, which hearings must be confidential under Supreme Court Rule 42-21 until public sanctions are imposed by this court, any hearing against Fuyat that publicly implicated the attorneys would violate their rights of confidentiality under the Rule. 578 A.2d at 1389.

After investigation the disciplinary board authorized the filing of petitions for disciplinary action against the attorneys who were alleged to have lent money to Fuyat. The disciplinary board worked diligently for over a year after receiving the complaints and the investigative reports. Separate hearings were conducted in each case before three member panels of the disciplinary board wherein due-process rights were fully afforded to each attorney. Thereafter, the full disciplinary board reviewed each case before final decisions were reached and recommendations to this court were decided upon. In regard to two of the attorneys, since one of them was the immediate past chairman of the disciplinary board, a special hearing board was convened to address the complaints against that attorney and his law partner who was also the subject of a complaint.

The disciplinary board considered some of the charges under the old Disciplinary Rules of the Code of Professional Responsibility that were in effect until November 15,1988, because some of the alleged violations occurred prior to that date. The Rules under the prior code that were alleged to have been violated were as follows:

“DR 1-102. Misconduct. — (A) A lawyer shall not:
* * * * * *
(5) Engage in conduct that is prejudicial to the administration of justice.”
“DR 1-103. Disclosure of Information to Authorities. (A) — A lawyer possessing unprivileged knowledge of a violation of DR 1-102 shall report such knowledge to a tribunal or other authority empowered to investigate or act upon such violation.”
“DR 7-110. Contact With Officials.— (A) A lawyer shall not give or lend any thing of value to a judge, official, or employee of a tribunal.”
“DR 9-102. Preserving Identity of Funds and Property of a Client. — (A) All funds of clients paid to a lawyer or law firm other than advances for costs and expenses, shall be deposited in one or more identifiable accounts in financial institutions * * * and no funds belonging to the lawyer or law firm shall be deposited therein * * * .”

Other charges were considered under the new Rules of Professional Conduct that became effective November 15, 1988, replacing the Code of Professional Responsibility. The Rules of the new code alleged to have been violated were as follows:

“Rule 1.16. Declining or Terminating Representation. — (a) Except as stated in paragraph (c), a lawyer shall not represent a client or, where representation has commenced, shall withdraw from the representation of a client if:
(1) the representation will result in violation of the rules of professional conduct or other law.”
“Rule 3.5. Impartiality and Decorum of the Tribunal. — A lawyer shall not:
(a) seek to influence a judge, juror, prospective juror or other official by means prohibited by law;
* * * * * *
(c) engage in conduct intended to disrupt a tribunal.”
“Rule 8.3. Reporting Professional Misconduct.

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Related

In re Salzillo
37 A.3d 107 (Supreme Court of Rhode Island, 2011)
Hurley v. Fuyat, 92-5082 (1994)
Superior Court of Rhode Island, 1994
Lisi v. Several Attorneys
596 A.2d 313 (Supreme Court of Rhode Island, 1991)

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Bluebook (online)
596 A.2d 313, 1991 R.I. LEXIS 148, 1991 WL 138159, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lisi-v-several-attorneys-ri-1991.