Carter v. Walsh

406 A.2d 263, 122 R.I. 349, 1979 R.I. LEXIS 2193
CourtSupreme Court of Rhode Island
DecidedSeptember 14, 1979
Docket79-227-M.P
StatusPublished
Cited by6 cases

This text of 406 A.2d 263 (Carter v. Walsh) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carter v. Walsh, 406 A.2d 263, 122 R.I. 349, 1979 R.I. LEXIS 2193 (R.I. 1979).

Opinion

Kelleher, J.

The respondent, Stephen R. Walsh, was admitted to the bar of Rhode Island on October 10, 1952. He is before us on an order to show cause why we should not accept the recommendation of this court’s Disciplinary Roard (the board) calling for the respondent’s suspension from the practice of law. The recommendation follows a hearing by one of the board’s hearing panels and the board’s acceptance of the panel’s report.

*350 The board found that respondent had violated various portions of Rule 47 of the Code of Professional Responsibility in that he engaged in deceitful conduct; 1 neglected a matter entrusted to his care; 2 undertook a matter in which he lacked the necessary competence; 3 and intentionally prejudiced the client’s cause. 4

The facts giving rise to this proceeding are undisputed. On September 10, 1973, 20-year-old Dawn R. Ring died from injuries sustained 2 days earlier when she was struck by a motor vehicle while she was crossing Ocean Road in the town of Narragansett. The operator of the motor vehicle was a New Jersey resident, Lawrence Ewert. The vehicle was covered by a liability insurance policy issued by a Texas insurer, United Services Auto Association. The insurer had been in contact with the deceased’s parents and had been discussing with them a possible settlement.

Correspondence from an adjuster indicates that on March 29, 1975, the parents told the adjuster that they were unsure whether they would accept the insurer’s offer. Two days later, on March 31, 1975, the adjuster received a telephone call from respondent indicating that he was now representing the parents. An August 27, 1975, memo prepared by the adjuster indicated that respondent had reduced his original $75,000 demand to $70,000 and told the adjuster that “writs” would be issued within the week if the insurer did not increase its original offer.

*351 The deceased’s father told the hearing panel that sometime during May or June 1976 respondent had told him that the claim was going to be settled and that the daughter’s estate should be probated before the settlement was effectuated so that the proceeds would not be tied up in the deceased’s estate. A petition for administration dated June 28, 1976, was filed in the East Providence Probate Court, and within a month the father was appointed administrator.

Later in 1976 the father met a parent of another girl who, along with Dawn, was killed in the September 10, 1973 mishap. At that time the father was told by the other parent that the statute of limitations had expired. The father then spoke with the adjuster and was told that he was “out of luck.” When the father confronted respondent and informed him about his “out of luck” status, respondent told his client that there was nothing to worry about because “we still had a case going in the [cjourt.”

On September 27, 1976, respondent wrote to the father and told him: “[Pjlease be advised that legal action has been instituted against the party involved in the auto accident involving your daughter.” The letter went on to tell the father that respondent was intending to institute a direct suit against the insurer. At that point in time, the parents were looking for other counsel and thinking in terms of a malpractice suit.

The deceit charge was based upon the two September 1976 incidents — the confrontation where the father was told not to worry, and the subsequent letter advising him the suit was pending. Everyone concedes that when these assurances were given, the statute had long since expired. When respondent testified, he stated that in late August 1975 he had drawn up a death-action complaint. He went on to explain that he was then of the opinion that once he had filled out the complaint, even though it never left his briefcase, the statute had been tolled. The respondent acknowledged that this view was erroneous but insisted that he did not discover the error until sometime after September 1976. Thus, he asked the board to believe that his misrepresentations were innocent rather than fraudulent.

*352 It is obvious that the board rejected this defense on credibility grounds. The board’s report describes this facet of respondent’s testimony as incredible, pointing out that earlier in his testimony respondent had tried to impress the panel by telling of his long experience as a professor of law at a local college, where he teaches law-related subjects to students pursuing a course in Business Administration. Of course, factfinding is the board’s prerogative, and we affirm the board’s rejection of respondent’s innocent-misrepresentation defense.

The respondent’s defense of the neglect charges centers about his hospitalization at a time when the statute of limitations was just about to expire. Medical records indicate that he was hospitalized for chest pains following a five-set game of tennis. He was admitted to Rhode Island Hospital on Sunday, September 7,1975, just 3 days before the statute was to lapse. He was discharged almost 2 weeks later on September 20. He now claims that this sudden and unexpected period of disability excuses his failure to institute suit. This defense further brings into question respondent’s credibility.

The respondent would like us and the board to believe that if it were not for the quick trip to the hospital, he would have commenced suit on the following Monday, Tuesday, or Wednesday. This contention is completely at odds with what respondent testified before the hearing panel. As noted before, respondent had insisted that when he had filled out the complaint, he had believed that he had tolled the statute. When he was asked about the initiation of probate proceedings in June 1976, respondent conceded that he did^iot know that at that time the statute of limitations had expired about 8 months earlier. In fact, he said he was not aware that his filling-out-the-complaint theory did not hold water until he had discussed this matter with his present counsel sometime in the late fall of 1976. When one of the panel members asked respondent if he was worried about the statute’s expiring, he replied: “No. I wasn’t thinking about that, Mr. Ricci, no, I really wasn’t.”

*353 Taking respondent’s words for what they say, it is obvious to us that his September chest pains offer no excuse for his failure to do what he should have done. We reject what might be called respondent’s “sudden emergency” defense and affirm the finding of neglect. Parenthetically, we would add that further evidence of this neglectful attitude can be found from respondent’s admission that process was never issued because he was “unsure exactly how to approach this particular matter as far as suing an out-of-state resident.”

The competency charge arose while the hearing was in progress.

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Related

In Re a Member of the Bar of the Supreme Court of the State Lassen
672 A.2d 988 (Supreme Court of Delaware, 1996)
Lisi v. Several Attorneys
596 A.2d 313 (Supreme Court of Rhode Island, 1991)
In the Disciplinary Matter Involving Walton
676 P.2d 1078 (Alaska Supreme Court, 1984)
Carter v. Walsh
413 A.2d 83 (Supreme Court of Rhode Island, 1980)

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Bluebook (online)
406 A.2d 263, 122 R.I. 349, 1979 R.I. LEXIS 2193, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carter-v-walsh-ri-1979.