Lightbody v. Rust

739 N.E.2d 840, 137 Ohio App. 3d 658
CourtOhio Court of Appeals
DecidedMay 9, 2000
DocketNo. 75460.
StatusPublished
Cited by36 cases

This text of 739 N.E.2d 840 (Lightbody v. Rust) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lightbody v. Rust, 739 N.E.2d 840, 137 Ohio App. 3d 658 (Ohio Ct. App. 2000).

Opinions

Kilbane, Judge.

Attorney William S. Lightbody refused to answer certain questions during his deposition taken in his suit against lawyers Charles R. Rust and Kenneth L. Mitchell, individually, and the law firm of Woodling, Krost & Rust (“Woodling”) in which he alleged a breach of a co-counsel fee agreement. Lightbody claims Judge Christopher A. Boyko erred in granting appellee Woodling’s Civ.R. 37 motion for an order compelling discovery. Lightbody challenges the judge’s conclusion that certain answers would not violate his asserted attorney-client privilege because Woodling enjoyed the same attorney-client relationship with the nonparty/client as did Lightbody. He also challenges the judge’s ruling requiring him to answer with legal conclusions because “[a]n attorney need not be an expert in contract law to answer questions that require a knowledge of basic contract law.” We agree on that portion of the appeal relating to the attorney-client privilege and reverse in part. We find that portion of the order relating to compelling answers with legal conclusions not subject to our review.

Woodling, under various names, is a law firm engaged in the practice of intellectual property law since 1956. Lightbody was employed by Woodling in 1979 to work in the field of patents, trademarks, copyrights, and trade secrets. 1 In March 1982, Woodling entered into a written fee agreement with James C. *661 Cooper, a client since 1976, whereby Woodling would receive a contingent fee from net proceeds received from the filing and prosecution of a patent infringement action on Cooper’s patent 4,305,091 (the “Harris litigation”) and matters related thereto. According to Lightbody, he and Rust, on behalf of Woodling, orally agreed that Lightbody would receive fifty percent of the compensation received by Woodling under the Cooper agreement in exchange for his services in that matter. Rust and Lightbody both worked on the federal court case and in December 1986 a jury found the Cooper patent valid but no infringement. An appeal followed.

Lightbody contends that Woodling modified the Cooper fee agreement by providing for an additional ten percent attorney fee derived from any other litigation from the “091 patent.” The infringement suit was settled in 1989 for $250,000 and the transfer of certain Harris patents to Cooper. Lightbody received fifty percent of the attorney fee. In 1992, the “091” and other Harris patents generated a $650,000 fee for Woodling from which Lightbody received $217,000, or only one third of the fee. He was then advised he would no longer be receiving any payments or fees from the Cooper/Harris patent matters. In July 1993, Lightbody left the Woodling firm, apparently followed by fifty percent of its clients.

On February 18, 1998, he filed the present action, alleging eleven counts, including fraud, breach of contract, and breach of fiduciary duty, and requesting injunctive relief. Woodling answered with a general denial, sundry affirmative defenses, and a counterclaim praying damages resulting from, among others, Lightbody’s appropriating of trade secrets and inducing Woodling’s clients to sever the relationship. During his deposition, Lightbody refused to answer questions on the basis of attorney-client privilege and that the answer called for a legal conclusion. Lightbody moved for a protective order.

On July 21,1998, Woodling filed a motion for an order compelling Lightbody to answer certain questions at his deposition regarding his communications with Cooper, the type of information he kept in his trial book, whether he approved the filing of the complaint in the Harris litigation, and whether Cooper asked him to undertake litigation in another matter in 1988. Attached to the motion and brief was the declaration of J. Carl Cooper that he swore to be the truth. Cooper claimed he understood Lightbody to be a “part of Mr. Rust’s support staff of attorneys and other support people,” that Lightbody assisted in the prosecution of the Harris litigation, and that he had communications with Lightbody “but not as an attorney separate and apart from Rust who was the primary attorney directing the litigation against Harris * * The declaration further provided that he had privileged communications with Rust and with Lightbody, but that the communications with Lightbody were “not separate and apart from Rust but *662 simply with him as part of Rust’s legal support group.” Woodling further argued that “[s]imply because Lightbody was a lawyer on the staff of Rust does not create a separate attorney-client relationship.”

Woodling also asserted that Lightbody’s objections, on the basis that his answers to how his contractual claims related to the Cooper fee agreement called for a legal conclusion, were disingenuous, especially considering that Lightbody was an attorney who had drafted contracts for at least eighteen years.

In his response, Lightbody argued that “Cooper is obviously a former client of plaintiff and the defendants, and is believed to be a client of the defendants to date.” He also noted that Cooper’s declaration does not contain a waiver of the attorney-client testimonial privilege contained in R.C. 2317.02 and that, therefore, he is precluded from testifying regarding privileged communications until he is given such a waiver. Moreover, he argued, DR 4-101 precludes both Lightbody and Woodling from disclosing Cooper’s confidences or secrets.

Finally, Lightbody asserted that he was a patent lawyer, not a contract lawyer, and questions regarding whether he considered himself an “offeror” or “offeree” ■in any particular circumstance call for him to interpret legal terms. Moreover, the question “By what mechanism are you a party to the agreement attached [to the complaint] at Exhibit A?” was just “different phraseology for a question which had been asked approximately 6 times by defendants.” According to Lightbody, the question also called for a legal conclusion.

On October 2,1998, the trial judge entered the following order:

“Dfts Kenneth Mitchell’s motion for an order compelling discovery is well taken and granted. Plaintiffs argument that answering the questions would violate the attorney-client privilege is not well taken as plaintiff does not have a privilege separate and apart from that of the defendants in this case. Paragraph 9 of the Cooper Declaration, which plaintiff refers to, states that Cooper did not consider the privileged communications with Lightbody to be separate and apart from Rust. Further EC 4-2 states: ‘Unless the client otherwise directs, a lawyer may disclose the affairs of his client to partners or associates of his firm.’ Plaintiff[’]s objections based upon the questions seeking a legal conclusion are also not well taken. An attorney need not be an expert in contract law to answer questions that require a knowledge of basic contract law.”

Lightbody has appealed this order to this court.

The first assignment of error states:

“The trial court erred when it ruled that the appellant, a plaintiff who is an attorney at law, must respond to questions posed to him at his deposition, when such questions concerned communications made by said attorney’s client during the attorney-client relations.”

*663

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Cite This Page — Counsel Stack

Bluebook (online)
739 N.E.2d 840, 137 Ohio App. 3d 658, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lightbody-v-rust-ohioctapp-2000.