Lester Matlock v. James Rose, Warden

731 F.2d 1236, 1984 U.S. App. LEXIS 23726
CourtCourt of Appeals for the Sixth Circuit
DecidedApril 9, 1984
Docket81-5414
StatusPublished
Cited by70 cases

This text of 731 F.2d 1236 (Lester Matlock v. James Rose, Warden) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lester Matlock v. James Rose, Warden, 731 F.2d 1236, 1984 U.S. App. LEXIS 23726 (6th Cir. 1984).

Opinion

NATHANIEL R. JONES, Circuit Judge.

Lester Matlock, petitioner in this habeas corpus proceeding under 28 U.S.C. § 2254(b), seeks reversal of an order denying habeas corpus relief. Matlock’s pro se habeas petition claimed that the state trial court violated the Constitution by (1) not granting a request for a full physical and neurological examination when his only defense was that of insanity, (2) limiting the scope of his expert’s testimony, and (3) failing to make the state carry the burden of proof on the issue of sanity. Because we believe that the district court properly denied the merits of petitioner’s claims, we affirm.

*1238 I

Lester Matlock was convicted of rape and assault with intent to commit first-degree murder in the Criminal Court of Knox County, Tennessee on May 6, 1977. He was sentenced to 150 years on the rape charge and 6-21 years on the assault charge. The sentences are to run concurrently.

Two aspects of Matlock’s trial are relevant to this appeal. On December 6, 1976, the trial judge ordered the defendant to undergo a psychiatric examination to determine whether or not he was competent to stand trial. That examination was to take place at the Helen Ross McNabb Center, a state institution, at state expense. When that examination was completed and the report submitted, the defendant challenged the findings and requested another examination in a motion dated January 24, 1977. The motion alleged that the proper number of licensed physicians had not completed the examination. On February 18, 1977, the trial judge, who was evidently of the opinion that the defendant was competent to stand trial, ordered him examined by Dr. George Gee. Dr. Gee, a consulting psychiatrist to the Helen Ross McNabb Center, was to determine whether the defendant lacked the substantial capacity either to appreciate the wrongful nature of his acts or to conform his actions to the law.

After Dr. Gee concluded that Matlock could distinguish right from wrong, the defendant requested that he be given another, more complete, examination. Mat-lock contended that Dr. Gee had merely interviewed him for a short period of time and could not have made a thorough evaluation. Moreover, the motion stated that Dr. Bacon, a psychologist, had examined the defendant and determined that he could not adequately assist in trial preparation and that he was suffering from brain damage, mental retardation and a schizoid personality. At this time, the defendant again requested that he be given a full physical, mental and/or neurological examination at the Lake Shore Mental Health Institute or an equivalent institution. Since the defendant was an indigent, he also requested that the state bear the costs of his examination. On March 30, 1977, the trial court denied the defendant’s motion for an additional examination and set a trial date.

The defendant did not deny that he raped and attempted to kill his victim. Rather, he presented an insanity defense. At trial, he called Dr. Bacon to testify. The state objected to his testifying as an expert on matters relating to the diagnosis of mental illness. The state claimed that only a phy-chiatrist could properly testify to those matters. The court noted, however, that Dr. Bacon could, as a clinical psychologist, testify to matters related to the testing for mental deficiencies, the existence of brain damage and the defendant’s intellectual abilities. Dr. Bacon did not seek, nor would the court permit him, to testify whether the defendant suffered from mental illness or whether he knew right from wrong. In the course of the court’s questioning of Dr. Bacon, he admitted that the defendant did know right from wrong, but only at an eight-year-old level.

Matlock appealed his conviction to the Tennessee court of appeals, which affirmed by opinion on February 7, 1978. He alleged, inter alia, that (1) he was deprived of a fair trial because the failure to appoint a phychiatrist for a full examination precluded his only defense, and (2) the trial judge erred in limiting the testimony of Dr. Bacon. He did not raise the issue, raised in his federal habeas petition, that the state had failed to meet its burden of proof on the issue of sanity.

The court of appeals denied both claims and affirmed Matlock’s convictions. The court concluded that there was no need for any additional findings on the issue of the necessity of further psychiatric examinations. It held that “there is not one scintilla of evidence that he was not legally sane and therefore responsible for his crimes ... it can be said that Matlock was not bright, but certainly he was not crazy.” Noting that there was no reason to believe that any additional psychiatric examinations would change that result, the court held that the denial of additional examina *1239 tions was not improper. The court also held that there was no error in limiting Dr. Bacon’s testimony, since he did not offer to testify as to Matlock’s capacity to appreciate right from wrong. Thus, the limitation did not hinder the presentation of an insanity defense, nor was it an abuse of the discretion afforded trial judges.

The Tennessee supreme court denied cer-tiorari on June 12, 1978, and Matlock filed a pro se habeas corpus petition pursuant to 28 U.S.C. § 2254. He listed three alleged constitutional defects in petitioning for ha-beas relief. First, he listed the two issues raised in and denied by the state appellate court — the failure to give an additional examination and the limitation on Dr. Bacon’s testimony. Second, he claimed that the state failed to introduce evidence sufficient to meet its burden of proof on the issue of sanity.

The district court, by opinion dated March 18,1981, denied the writ. The court rejected the state’s contention that the ha-beas petition should be dismissed because it contained an unexhausted claim. The court found that though the petitioner had not presented the sufficiency claim to the state courts, the state court’s holding that there was not one scintilla of evidence to put the defendant's sanity in issue foreclosed any success for the defendant. Given that specific holding and clear state law, the district court found that it would be futile for the petitioner to return to state court on the sufficiency claim and proceeded to consider the merits of all the claims. On the merits, the district court denied relief.

The defendant appeals the denial of ha-beas relief to this Court. The petitioner, on appeal, does not contest the district court’s ruling on the merits of his allegedly unex-hausted sufficiency claims. Rather, he contends that the court erred in denying the merits of his examination and expert testimony contentions.

II

§ 2254(b)

The state contends that we must dismiss the petition in this case because it includes a claim that has not been exhausted. The Supreme Court has held that a federal district court must not entertain a claim that has not been exhausted and that it must dismiss any petition that contains both exhausted and unexhausted claims. Rose v. Lundy, 455 U.S. 509, 102 S.Ct.

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Bluebook (online)
731 F.2d 1236, 1984 U.S. App. LEXIS 23726, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lester-matlock-v-james-rose-warden-ca6-1984.