Leonhard v. United States

633 F.2d 599, 1980 WL 335861
Court of Appeals for the Second Circuit·Decided August 28, 1980·No. No. 658, Docket 79-6218·Published·Cited by 224 cases

Opinion

KEARSE, Circuit Judge:

Thomas Leonhard (“Leonhard”), suing in his own behalf and as legal guardian of his three children Michael, Stephan, and Karen Leonhard, appeal from the summary dismissal of their action, commenced in 1978 in the United States District Court for the Western District of New York, seeking money damages for the violation of his and his children’s constitutional rights and for torts committed against the children resulting from the separation and concealment of the children from Leonhard in 1967. Named as defendants were the United States and various federal agencies and officials (the “federal defendants”), certain New York State agencies and officials (the “state defendants”), the City of Buffalo and Samuel Giambrone, a former Buffalo police officer (the “city defendants”), and one Pascal Calabrese. The three groups of defendants moved to dismiss on various grounds including collateral estoppel, statute of limitations, governmental immunity, and failure to state a claim upon which relief can be granted.

After hearing argument, the district court, Harold P. Burke, Judge, entered orders dismissing the complaint against all of the defendants, except Calabrese who had not been served with process. Plaintiffs appeal from those orders. The federal defendants argue that the appeal should be dismissed for lack of jurisdiction because the claims against Calabrese were never dismissed and because no judgment was actually entered in favor of Giambrone.

For the reasons set forth below, we hold that we have jurisdiction and that all claims were properly dismissed.

I. THE FACTUAL BACKGROUND

In 1966, Leonhard and his wife Rochelle were divorced. The decree, entered by the State Supreme Court for Erie County, New York, awarded custody of their three children to Rochelle; Leonhard was given visitation rights.1 Early in 1967, Rochelle married defendant Calabrese and she and the children lived with him in Buffalo. Shortly thereafter, however, Calabrese began serving a five-year term of imprisonment in a New York state prison. In early 1967, members of the Buffalo Strike Force for [605]*605Organized Crime, a part of the United States Department of Justice, learned from defendant Giambrone, a detective in the Buffalo Police Department, that Calabrese might have useful information on organized crime. It developed that Calabrese was willing to testify against certain members of organized crime, but only if the Strike Force agreed to protect him, Rochelle and the children, and to relocate them with new identities. The Strike Force officials agreed to this and later in 1967 arranged Calabrese’s transfer to a federal prison and moved Rochelle and the children to a military reservation. Leonhard was not consulted.

In the fall of 1967 Calabrese testified as a government witness in a successful prosecution of organized crime members. As a result of this cooperation, the New York State Parole Board granted him parole in February 1968. Defendant Kennelly, a Justice Department attorney working with the Buffalo Strike Force, arranged for Cala-brese, Rochelle, and the children to be moved to a new and secret residence. Under Kennelly’s direction, the government provided new identities and supporting credentials for the entire family and secured employment for Calabrese. The family later relocated again on its own initiative; at that point only Kennelly knew their identities and location.

The effect of all of this was that Leon-hard was left without any knowledge of his children’s whereabouts. He first tried to locate his children in August 1967. In mid-1969 Leonhard’s attorney contacted Kennelly to attempt to locate the children. Ken-nelly refused to reveal the whereabouts of Rochelle and the children, but agreed to forward correspondence between Rochelle and Leonhard. Rochelle refused to permit Leonhard to see the children even at a neutral location, for fear they would reveal their new identities. Leonhard finally commenced an action in New York Supreme Court to modify the divorce decree and award him custody. He attempted to serve process on Rochelle via Kennelly, but Ken-nelly, who was not Rochelle’s attorney, refused to accept service or to forward the papers. When Rochelle learned of the suit, from sources undisclosed, she warned Ken-nelly that if he in any way revealed her whereabouts she and the children would disappear without informing even Kennelly of their new identities and location. In June 1971, by default, the New York court granted Leonhard custody of the three children.

A. The Prior Action (“Leonhard I”)

In July 1971, Leonhard commenced an action in the United States District Court for the Western District of New York against Kennelly, John Mitchell (then Attorney General), and other officials of the Department of Justice. Alleging that the defendants had secreted his three children and given them new identities, and that he now had custody, Leonhard sought relief in the nature of mandamus, pursuant to 28 U.S.C. § 1361 (1970), to compel the defendants to disclose the whereabouts and new identities of the children. No damages were sought, and Leonhard sued only on his own behalf; his children were not parties to the action.

The district court denied mandamus and the judgment was affirmed in Leonhard v. Mitchell (“Leonhard I”), 473 F.2d 709 (2d Cir.), cert. denied, 412 U.S. 949, 93 S.Ct. 3011, 37 L.Ed.2d 1002 (1973). This Court held that Leonhard had no “clear constitutional right to custody or visitation rights,” 473 F.2d at 713, and that Kennelly’s refusal to disclose the whereabouts of the children was a rational exercise of his discretion, making mandamus inappropriate:

Kennelly arranged to secrete Rochelle and the children at the specific request of Pascal Calabrese. At that time-February, 1968-Rochelle had legal custody of the children and believed that their safety from threatened violence required that they no longer be visited by their natural father. Information received by Strike Force officials concerning a “murder contract” placed on the heads of the Cala-breses confirmed their initial fears. Ken-nelly’s present refusal to disclose the loca[606]*606tion of Calabrese family is grounded in his sense of obligation to them, both because of his agreement never to disclose their location and of his continued belief that the lives of the children and Rochelle and Pascal would be endangered if this information should become known. In view of the circumstances, we could hardly dismiss this latter fear as groundless or irrational.

Id. at 713-14 (footnote omitted). The Court concluded as follows:

In sum, the extraordinary factual posture of this case indicates that Kennelly, father than having abused a discretionary power which he held, acted in good faith in attempting to balance two competing interests: Thomas Leonhard’s natural wish to be reunited with his children, and Rochelle Calabrese’s equally natural desire to protect the children from serious harm or even death.

Id. at 714 (footnote omitted).

B. The Present Complaint

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Leonhard v. United States, 633 F.2d 599, 1980 WL 335861 (2d Cir. 1980).

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