Leonard R. Milstein v. Stephen L. Cooley Robert B. Foltz Countyof Los Angeles, Opinion

257 F.3d 1004, 2001 Cal. Daily Op. Serv. 6092, 2001 Daily Journal DAR 7514, 2001 U.S. App. LEXIS 16082, 2001 WL 817640
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 20, 2001
Docket99-56682
StatusPublished
Cited by142 cases

This text of 257 F.3d 1004 (Leonard R. Milstein v. Stephen L. Cooley Robert B. Foltz Countyof Los Angeles, Opinion) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Leonard R. Milstein v. Stephen L. Cooley Robert B. Foltz Countyof Los Angeles, Opinion, 257 F.3d 1004, 2001 Cal. Daily Op. Serv. 6092, 2001 Daily Journal DAR 7514, 2001 U.S. App. LEXIS 16082, 2001 WL 817640 (9th Cir. 2001).

Opinion

HUG, Circuit Judge:

I. INTRODUCTION

A criminal defense attorney accused assistant district attorneys of framing him for suborning perjury, offering false documents, and soliciting bribery. He sued under 42 U.S.C. § 1983 for due process violations and malicious prosecution. The district court dismissed his second amended complaint on the basis of absolute pros-ecutorial immunity, and this appeal followed. Because certain of the prosecutors’ acts were not done in their role as advocates, they are not shielded by absolute immunity. We affirm in part, reverse in part, and remand.

II. BACKGROUND

We take the following facts from the Second Amended Complaint. 1 Plaintiff-Appellant Leonard R. Milstein is a criminal defense attorney. Commencing in 1988 and continuing through 1989, Milstein represented Brad Millward, who was tried for two counts of homicide. Millward was acquitted of one count, and the jury deadlocked on the other count. As a result of his successful defense of Millward, Defen-danb-Appellee prosecutors Stephen L. Cooley and Robert B. Foltz conspired to deny Milstein due process and subject him to malicious prosecution.

Specifically, Cooley and Foltz approached one Gutierrez, a defense witness in the Millward trial who was then serving a California penal sentence, for the purpose of inducing Gutierrez to agree to testify falsely in a contemplated prosecution of Milstein for subornation of perjury, offering false documents, and solicitation of bribery. Gutierrez agreed.

Following this agreement with Gutierrez, Cooley and Foltz then filed a crime report against Milstein with the Los Ange-les County Sheriffs and District Attorney’s offices. The crime report listed Cooley and Foltz as the complaining witnesses or crime victims. Cooley, Foltz, and Doe 1 (a District Attorney’s investigator answerable to Cooley and Foltz) then investigated the purported offense.

Upon concluding this investigation, Cooley and Foltz secured a grand jury indictment against Milstein. Milstein alleges that “Cooley and Foltz would mislead, mi-sadvise, and mischaracterize the ‘evidence’ against plaintiff during grand jury proceedings where said defendants ... posed as ‘advisors’ when in reality [they] were complaining witnesses.” This indictment was dismissed by the California Superior Court.

After that, Cooley and Foltz instructed Doe 1 to sign a criminal complaint against Milstein (in order to avoid another grand jury proceeding) which resulted in the issuance of an arrest warrant and reprose-cution via an information. Upon Milstein’s re-arraignment, Cooley and Foltz appeared in Municipal Court to oppose the re-appointment of Milstein’s prior counsel (who had successfully argued for the dismissal of the prior grand jury indictment). Milstein was convicted by a jury in May of 1995, but the conviction was reversed on appeal for insufficiency of the evidence.

Milstein’s complaint also detailed allegedly defamatory statements made by Cooley and Foltz to the press. Following Milstein’s jury trial conviction, Foltz commented to the Los Angeles Daily Journal, *1007 “That’s what you get when you step over the line.” And on the day that Milstein’s conviction was reversed on appeal, Cooley commented to the Daily Journal, “Obviously, he is still smarting from the fact that the system-in an effort to preserve the integrity of the criminal trial process-successfully exposed his alleged criminal misconduct.”

The district court dismissed the Second Amended Complaint with prejudice on the grounds of absolute prosecutorial immunity-

ill. ANALYSIS

We have jurisdiction pursuant to 28 U.S.C. § 1291. A dismissal pursuant to Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim is reviewed de novo. Harvey v. Waldron, 210 F.3d 1008, 1010 (9th Cir.2000). The factual allegations in the complaint are assumed to be true. Id.; Buckley v. Fitzsimmons, 509 U.S. 259, 261, 113 S.Ct. 2606, 125 L.Ed.2d 209 (1993). Decisions by a district court to afford public officials absolute or qualified immunity are reviewed de novo. Herb Hallman Chevrolet v. Nash-Holmes, 169 F.3d 636, 642 (9th Cir.1999).

A. Absolute Immunity

1. In General

The text of 42 U.S.C. § 1983, which establishes a federal cause of action for the violation of federal rights by state officials, contains no exceptions. 2 Buckley, 509 U.S. at 268, 113 S.Ct. 2606. However, the Supreme Court has attributed to the Congress that passed § 1983 knowledge of then-existing common-law immunities, and the lack of an explicit abrogation of these immunities has been interpreted as preserving them. Burns v. Reed, 500 U.S. 478, 484, 111 S.Ct. 1934, 114 L.Ed.2d 547 (1991); Imbler v. Pachtman, 424 U.S. 409, 418, 96 S.Ct. 984, 47 L.Ed.2d 128 (1976); Tenney v. Brandhove, 341 U.S. 367, 376, 71 S.Ct. 783, 95 L.Ed. 1019 (1951).

The immunity of a prosecutor is based upon the same purpose that underlies the immunity of judges and grand jurors acting within the scope of their duties: to protect the judicial process. Burns, 500 U.S. at 485, 111 S.Ct. 1934; Imbler, 424 U.S. at 422-23, 96 S.Ct. 984. Specifically, absolute immunity for prosecutors is warranted (1) to allow prosecutors to focus their energies on prosecuting, rather than defending lawsuits, Burns, 500 U.S. at 485, 111 S.Ct. 1934; Imbler, 424 U.S. at 423, 425, 96 S.Ct. 984; (2) to enable prosecutors to exercise independent judgment in deciding which suits to bring and conducting them in court, Burns, 500 U.S. at 485, 111 S.Ct. 1934; Imbler, 424 U.S. at 423-24, 96 S.Ct. 984; (3) to preserve the criminal justice system’s function of determining guilt or innocence by ensuring that triers of fact are not denied relevant (although sometimes conflicting) evidence because of prosecutors’ fear of suit, Imbler, 424 U.S. at 426, 96 S.Ct. 984; and (4) to ensure fairness to defendants by enabling judges to make rulings in their favor without the subconscious knowledge that such rulings could subject the prosecutor to liability, id. at 427, 96 S.Ct. 984.

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257 F.3d 1004, 2001 Cal. Daily Op. Serv. 6092, 2001 Daily Journal DAR 7514, 2001 U.S. App. LEXIS 16082, 2001 WL 817640, Counsel Stack Legal Research, https://law.counselstack.com/opinion/leonard-r-milstein-v-stephen-l-cooley-robert-b-foltz-countyof-los-ca9-2001.