Mishler v. Clift

191 F.3d 998, 1999 WL 692011
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 8, 1999
DocketNos. 98-15796, 98-15918
StatusPublished
Cited by53 cases

This text of 191 F.3d 998 (Mishler v. Clift) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mishler v. Clift, 191 F.3d 998, 1999 WL 692011 (9th Cir. 1999).

Opinion

T.G. NELSON, Circuit Judge:

The issue presented for review in this case is whether the district court erred in denying the Nevada Board of Medical Examiners’ motion to dismiss for failure to state a claim based on the grounds of absolute immunity. We hold that while the Board is entitled to absolute immunity for its quasi-judicial acts, such protection does not extend to its ministerial acts. Because each of Dr. Mishler’s claims in his complaint relies upon both the quasi-judicial acts and ministerial acts, it was not error for the district court to deny the Board’s motion. We, therefore, affirm.

I. FACTS1 AND PROCEDURAL HISTORY

This litigation has been ongoing for more than twelve years, and this is the fourth time this case has come up on appeal to the Ninth Circuit. From 1981 to 1985, Dr. Mishler practiced medicine as a neurosurgeon in Nevada. He spoke out against and reported certain improper conduct and practices of other doctors while practicing in Nevada. In 1985, he sought employment in Ohio. In April 1985, the Ohio Board of Medical Examiners (“Ohio Board”) contacted the Nevada State Board of Medical Examiners (“Nevada Board”) for a letter of verification regarding Mish-ler’s standing to practice medicine in Nevada. At that time there were no disciplinary charges pending against Mishler. The Nevada Board did not respond until September 1985, when it sent a letter stating that Mishler was under investigation in Nevada. As a result, the Ohio Board denied Mishler the opportunity to practice medicine in Ohio.

A year later, in September 1986, the Nevada Board filed charges against Mish-ler to revoke his license. During the disciplinary proceedings, material evidence was withheld and destroyed by the Nevada Board and hearings were conducted without affording Mishler an opportunity to confront witnesses against him. After the final decision of the board, Mishler pursued administrative remedies in state court. In 1993, the state court proceedings ended when the Nevada Supreme Court reversed all adverse findings against Mishler and dismissed all of the disciplinary charges against him. See Mishler v. State Bd. of Med. Exam’rs, 109 Nev. 287, 849 P.2d 291, 297 (1993).

In addition to pursuing administrative remedies, Mishler filed a § 1983 action in federal court against the State of Nevada, the Nevada Board and its members (“Board Members”) in their official and individual capacities. After various appeals and twelve years of litigation, the only defendants remaining in this suit are the Board Members in their individual capacities.2 Mishler’s second amended complaint' alleges that the Board Members engaged in allegedly unconstitutional and unlawful conduct when performing the following actions: failing to respond to the [1002]*1002Ohio Board verification inquiry; filing false disciplinary charges against him; conducting an “abusive witch hunt”;3 withholding and concealing evidence; disseminating confidential materials to other doctors; conducting hearings on a partial record and without allowing him the opportunity to confront witnesses; and revoking his license. Based on this conduct, Mishler’s second amended complaint asserts seven claims for relief: (1) violation of the right to free speech— § 1983 claim; (2) violation of the right to petition the government— § 1983 claim; (3) civil malicious prosecution— § 1983 claim; (4) violation of procedural due process— § 1983 claim; (5) restraint of trade — federal and state law claim; (6) intentional interference with contractual relations — state law claim; and (7) conspiracy — state law claim.

At that point in the litigation, Dr. Clift, one of the Board Members, obtained separate • counsel. Dr. Clift and the Board Members filed motions to dismiss the second amended complaint for failure to state a claim based on absolute immunity. The district court denied their motions indicating that it was unable to discern the difference between the claim to absolute immunity and the prior claim of qualified immunity on which the Ninth Circuit had already ruled. See Mishler III, 94 F.3d 652. The Board Members moved for reconsideration. The district court granted the motion for reconsideration, acknowledging that it had made a mistake of law regarding its statement on immunity. However, the district court still concluded that it would not dismiss Mishler’s complaint because it could not determine, pri- or to discovery, whether all of the acts of the Board Members were quasi-judicial. In addition, the court noted that the defendants “moved to dismiss the entire [complaint] on the ground of absolute immunity” and concluded that “it would be inappropriate to grant such relief if it were to include dismissal of [Mishler’s] ‘ministerial act’ claims.” Both the Board Members and Dr. Clift appeal the district court’s denial of their motions to dismiss for failure to state a claim.

II. STANDARD OF REVIEW

“We review de novo the district court’s refusal to grant immunity at the pleading stage in a § 1983 action.” Motley v. Walker, 175 F.3d 756, 759 (9th Cir.1999). All allegations of material fact are taken as true and construed in the light most favorable to the nonmoving party. See id. The burden of showing that immunity is available is upon the official who seeks it. See id. A complaint should not be dismissed unless it appears beyond a doubt that the plaintiff can prove no set of facts in support of the claim that would entitle the plaintiff to relief. See id.

III. ANALYSIS

State and federal executive branch officials charged with constitutional or statutory violations are entitled to absolute immunity under certain limited circumstances. See Buckley v. Fitzsimmons, 509 U.S. 259, 268, 113 S.Ct. 2606, 125 L.Ed.2d 209 (1993). A functional approach is used to determine whether an official is entitled to absolute immunity. See id. at 269, 113 S.Ct. 2606. Essentially, the court examines the function performed by the official and determines whether it is similar to a function that would have been entitled to absolute immunity when Congress enacted § 1983. See id. at 268-69, 113 S.Ct. 2606. It is the “nature of the function performed, not the identity of the actor who performed it,” that is critical to this inquiry. See id. at 269, 113 S.Ct. 2606. “Even when [the court] can identify a common-law tradition of absolute immunity for a given function, [the court should] eonsider[ ] ‘whether § 1983’s history or purposes nonetheless counsel against [1003]*1003recognizing the same immunity in § 1983 actions.’” Id. (quoting Tower v. Glover, 467 U.S. 914, 920, 104 S.Ct. 2820, 81 L.Ed.2d 758 (1984)).

It is well settled that judges and prosecutors are entitled to absolute immunity. See Stump v. Sparkman, 435 U.s. 349, 355, 98 S.Ct. 1099, 55 L.Ed.2d 331 (1978) (judicial immunity); Imbler v. Pachtman, 424 U.S. 409, 430-31, 96 5.Ct. 984, 47 L.Ed.2d 128 (1976) (prosecutorial immunity). Immunity for judges has been an entrenched principle in our legal system for more than a century. See Bradley v. Fisher, 80 U.S. (13 Wall.) 335, 347, 20 L.Ed. 646 (1871).

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191 F.3d 998, 1999 WL 692011, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mishler-v-clift-ca9-1999.