Lee v. Astoria Generating Co.

55 A.D.3d 124, 863 N.Y.S.2d 164
CourtAppellate Division of the Supreme Court of the State of New York
DecidedAugust 12, 2008
StatusPublished
Cited by2 cases

This text of 55 A.D.3d 124 (Lee v. Astoria Generating Co.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lee v. Astoria Generating Co., 55 A.D.3d 124, 863 N.Y.S.2d 164 (N.Y. Ct. App. 2008).

Opinions

[126]*126OPINION OF THE COURT

Acosta, J.

The issue in this case is whether the barge containing an electricity generating turbine upon which plaintiff was working when he was injured, is a “vessel” under the Longshore and Harbor Workers’ Compensation Act (LHWCA) (33 USC § 901 et seq.), thereby precluding plaintiff from pursuing an action ultimately against defendants (collectively Astoria), the owners of the barge, other than for negligence. We hold that the barge was not a vessel, and therefore, plaintiffs Labor Law § 240 (1) and § 241 (6) claims against Astoria are not precluded by the LHWCA. Alternatively, we hold that even if the barge were a vessel, federal maritime jurisdiction would not preempt these claims in any event.

On April 16, 2001, plaintiff, an employee of Elliott Turbomachinery Co., Inc. and Elliott Company (collectively Elliott), injured his back while performing work as a millwright at the Gowanus Gas Turbine electric generation facility in Brooklyn, a facility that is owned and operated by Astoria.

The Gowanus facility is an electrical power generating station consisting of land-based structures as well as four barges, each of which houses eight gas turbine electrical generating units (see Matter of Consolidated Edison Co. of N.Y. v City of New York, 44 NY2d 536 [1978]). The mechanical parts of these turbines move inside cylindrical steel turbine “shells.” The shells are housed within steel box-like enclosures called “exhaust wells,” which are affixed to the deck of the barges. The side walls to the exhaust wells are approximately 15 feet high. Access hatches, known as “stack hatches” or “sniffers,” are located on top of the exhaust wells. The distance from the stack hatch opening in the top of the exhaust well down to the top of the steel shell inside is about six to eight feet. The primary purpose of a stack hatch or sniffer is to do visual inspection from above and for gas detection; it was not designed for entry to perform major work.

The barges are connected to the power grid and are ready to produce electricity. They are moved to a dry dock for periodic maintenance, which is generally done approximately once a decade. They are capable of being moved for the purpose of providing electric power at other locations. Barge No. 1, the barge where plaintiff was injured, as well as one of the other barges, was moved to Astoria, Queens in 1996 so that its generators could provide electric power following a [127]*127fire at a generating station there that left the area without sufficient power. Although the barges were returned to their present location approximately three months later, they can be moved if the need arises.

Third-party defendant Elliott is a corporation based in Pennsylvania that overhauls and maintains steam turbines used for the generation of electric power. Elliott entered into a contract with Astoria/Orion to perform an overhaul of the turbines. According to Joseph Vasquez, the general manager of the facility, the turbines were undergoing a “major overhaul” rather than normal maintenance, but not because of any kind of damage in particular (record at 348). Elliott’s work involved disassembling the entire turbine, shipping parts of it back to its shop in Pennsylvania for restoration or replacement, and returning it to the site. There, Elliott’s millwrights reassembled the turbines.

On the day of the accident, plaintiff was working on a turbine on barge No. 1. He was ordered by his supervisor to enter the turbine’s exhaust well through the stack hatch to weld some fixtures inside. Plaintiff used a long metal extension ladder to get to the top of the exhaust well. He then entered the hatch opening by grasping its sides and lowering his body, feet first, down to the top of the steel cylindrical turbine shell. From there, he was to climb down to the base of the exhaust well, but his feet slipped out from under him and he fell eight feet to the base of the exhaust well, injuring his back. There is no indication in the record that plaintiff was provided a ladder for use inside the well, a safety harness or any other type of safety device.

The normal means of entry into an exhaust well was through a hole cut with an acetylene torch into the exhaust well’s steel side walls. Earlier in the renovation such a hole had been cut, but the day before the accident, the side panel had been welded back onto the unit despite the fact that the welding job to which plaintiff had been assigned was not completed.

As a result of the accident, plaintiff was awarded benefits under the LHWCA because he was injured on “navigable” waters. The LHWCA “establishes a comprehensive federal workers’ compensation program that provides longshoremen [and harbor workers] and their families with medical, disability, and survivor benefits for work-related injuries and death” (Howlett v Birkdale Shipping Co., 512 US 92, 96 [1994]; 33 USC § 903), regardless of fault. This statute provides that workers who [128]*128receive no-fault workers’ compensation payments from their employers for injuries sustained in the course of their employment are precluded from seeking any other remedy against their employers (33 USC § 905 [a]; Emanuel v Sheridan Transp. Corp., 10 AD3d 46, 51 [2004]).

An injured worker may bring an action against a third-party owner of the vessel without losing his or her workers’ compensation rights (Howlett, 512 US at 96; see Emanuel, 10 AD3d at 51). However, the nature of the action against the owner depends on whether the craft upon which the employee was working was a vessel. If the craft is a vessel, 33 USC § 905 (b) generally limits recovery under maritime law to the third-party owner’s own negligence only (see Scindia Steam Nav. Co. v De los Santos, 451 US 156 [1981]).

The legislative history of the LHWCA is very clear as to why this is so. As enacted, the employer’s liability for compensation under the LHWCA was to be exclusive. The LHWCA (33 USC § 933 [a]) provided that if a third party was liable in damages for the employee’s injuries, the employee could recover against the third party. Nineteen years after the enactment of the LHWCA, the Supreme Court held, in Seas Shipping Co. v Sieracki (328 US 85 [1946]), that a longshoreman could recover from a third-party shipowner for the vessel’s unseaworthiness (a claim based on strict liability for the stevedoring company’s negligence). The Court then held in Ryan Stevedoring Co. v Pan-Atlantic S. S. Corp. (350 US 124 [1956]) that the shipowner could recover full indemnity for any amount paid on the Sieracki claim because of an implied warranty of workmanlike service running from the stevedore employer to the shipowner (see Force and Norris, The Law of Maritime Personal Injuries § 8:13 [5th ed]). Thus, the Sieracki-Ryan rule effectively eliminated the “exclusive and in place of all other liability” provision of the LHWCA (id.). Concerned over this development, the stevedores’ insurance companies appealed to Congress. Noting that “vessels by their superior economic strength could circumvent and nullify the provisions of Section 5 of the Act [codified at 33 USC § 905] by requiring indemnification from a covered employer for the employee injuries” (HR Rep 92-1441, 92d Cong, 2d Sess, reprinted in 1972 US Code Cong & Admin News, at 4698, 4704 [emphasis added]), Congress overruled the Sieracki-Ryan rule for “vessels” with the 1972 addition of section 905 (b).

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Related

Eldoh v. Astoria Generating Co., L.P.
81 A.D.3d 871 (Appellate Division of the Supreme Court of New York, 2011)
Lee v. Astoria Generating Co.
920 N.E.2d 350 (New York Court of Appeals, 2009)

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Bluebook (online)
55 A.D.3d 124, 863 N.Y.S.2d 164, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lee-v-astoria-generating-co-nyappdiv-2008.