Lecat's Ventriloscope v. MT Tool & Mfg.
This text of 283 F. Supp. 3d 702 (Lecat's Ventriloscope v. MT Tool & Mfg.) is published on Counsel Stack Legal Research, covering District Court, E.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
Chief Judge Rubén Castillo
Lecat's Ventriloscope ("Plaintiff") filed this suit against MT Tool and Manufacturing ("Defendant") for alleged infringement of
BACKGROUND
The '141 Patent issued from non-provisional U.S. Patent Application Serial No. 11/523,224 ("the '224 Application") and relates to an "arrangement for auscultation training." (R. 68-1 at 2, '141 Patent, at [21], [54]; see also
*705abnormal auditory findings." (Id. col. 1 ll. 25-27.) "[S]imulators and mannequins are often used to train or test students on auscultation devices," and in order to train students in detecting and identifying abnormal auditory findings, such simulators and mannequins may be equipped with "a sound generating device embedded within the body ... to produce sounds consist[ent] with an abnormal physical condition, which students must detect and identify." (Id. col. 1 ll. 31-37.)
The invention disclosed in the '141 Patent is an arrangement for auscultation training that "provides for the transmission of audio signals to an auscultation device for medical simulation." (Id. col. 1 ll. 42-45.) The claimed arrangement, according to the patent's Abstract, "allow[s] for the broadcast of simulated medical sounds to a generally, normal appearing auscultation device for the purposes of teaching or testing using simulated patient scenarios, while allowing for normal person-to-person interaction between the simulated patient and physician." (Id. at [57].) In one exemplary embodiment of the invention that is described in the specification, a transmitter "sends a wireless signal to [an] auscultation device." (Id. col. 1 ll. 49-53.) The auscultation device, in turn, has an associated "receiver for receiving the audio signal from the transmitter" and a "speaker for relaying the sound to the end user." (Id. )
The principal embodiment described in the specification comprises an audio device, an FM transmitter, and a modified standard acoustic stethoscope. (Id. col. 3 l. 45-col. 4 l. 5.) In this embodiment, the audio device is one capable of generating an audio signal, such as "a compact disc player, a cassette player, a digital audio player (e.g. MP3 player, IPod player from Apple Computers), a person[a]l digital assistant (PDA), a computer, or other suitable device." (Id. col. 3 ll. 7-15.) The audio device includes "an output, such as a headphone output jack."1 (Id. col. 3 l. 45-col. 4 l. 5.) An FM transmitter "attach[es] to the audio device via a wire that plugs into the output" of the audio device. (Id. col. 3 ll. 50-51.) The FM transmitter can be "similar to those used to transmit audio signal[s] from a portable compact disc player to a[n] automobile stereo," however "[a]ny suitable FM radio transmitter" could be used. (Id. col. 3 ll. 55-59.) The stethoscope, in turn, has an FM radio receiver and a speaker mounted to it. (Id. col. 3 ll. 51-54.) The FM receiver can attach to the stethoscope "in any convenient location," for example, at approximately "the location where the tubing assembly branches to each of the ear pieces" of the stethoscope. (Id. col. 4 ll. 27-31.) A speaker is connected to the FM receiver and mounted "in the space between the diaphragm and the body portion" of the stethoscope headpiece such that it is "concealed within the head piece assembly." (Id. col. 4 ll. 17-21.) In this way, "sound generated by the speaker travels through the stethoscope in the same manner as sound generated by the diaphragm would, thus providing a realistic simulation of an auscultatory finding." (Id. col. 4 ll. 21-25.) Alternatively, the FM receiver-if small enough-may be mounted between the diaphragm and the body portion of the stethoscope headpiece, such that both the speaker and the FM receiver would be "concealed within the head piece assembly of the stethoscope." (Id. col. 4 ll. 37-43.) This exemplary embodiment is depicted in Figure 2 of the '141 Patent.
*706(Id. fig.2.) In Figure 2, item 32 is the audio device, 36 is the FM transmitter, 34 is the output of the audio device to which the FM transmitter attaches via a wire 38, 40 is the stethoscope, and 42 is the FM receiver, which is mounted at the location where the tubing assembly of the stethoscope branches to each of the ear pieces 52 and 54. (Id. col. 3 ll. 45-54; col. 4 ll. 27-31.) Figure 3 shows the headpiece 48 of the stethoscope of this embodiment in cross-section:
*707(Id. fig.3.) In Figure 3, 58 is the diaphragm, which mounts to the body portion 60 of the stethoscope headpiece. (Id. col. 4 ll. 15-17.) The sound passageway 62 connects to the tubing assembly of the stethoscope to carry sound to the stethoscope earpieces. (Id. col. 4 ll. 13-15.) The speaker 44 is shown mounted in the space between the diaphragm and the body of the headpiece. (Id. col. 4 ll. 17-19.) The speaker is connected via a wire 66 to the FM receiver (not shown in Figure 3), and the wire may be mostly concealed within the hollow tubing of the stethoscope, protruding from the tubing only to connect to the FM receiver. (Id. col. 4 ll. 26-27, 32-34.)
When in use, the audio device is "loaded with audio files of abnormal auscultatory findings." (Id. col. 4 ll.
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Chief Judge Rubén Castillo
Lecat's Ventriloscope ("Plaintiff") filed this suit against MT Tool and Manufacturing ("Defendant") for alleged infringement of
BACKGROUND
The '141 Patent issued from non-provisional U.S. Patent Application Serial No. 11/523,224 ("the '224 Application") and relates to an "arrangement for auscultation training." (R. 68-1 at 2, '141 Patent, at [21], [54]; see also
*705abnormal auditory findings." (Id. col. 1 ll. 25-27.) "[S]imulators and mannequins are often used to train or test students on auscultation devices," and in order to train students in detecting and identifying abnormal auditory findings, such simulators and mannequins may be equipped with "a sound generating device embedded within the body ... to produce sounds consist[ent] with an abnormal physical condition, which students must detect and identify." (Id. col. 1 ll. 31-37.)
The invention disclosed in the '141 Patent is an arrangement for auscultation training that "provides for the transmission of audio signals to an auscultation device for medical simulation." (Id. col. 1 ll. 42-45.) The claimed arrangement, according to the patent's Abstract, "allow[s] for the broadcast of simulated medical sounds to a generally, normal appearing auscultation device for the purposes of teaching or testing using simulated patient scenarios, while allowing for normal person-to-person interaction between the simulated patient and physician." (Id. at [57].) In one exemplary embodiment of the invention that is described in the specification, a transmitter "sends a wireless signal to [an] auscultation device." (Id. col. 1 ll. 49-53.) The auscultation device, in turn, has an associated "receiver for receiving the audio signal from the transmitter" and a "speaker for relaying the sound to the end user." (Id. )
The principal embodiment described in the specification comprises an audio device, an FM transmitter, and a modified standard acoustic stethoscope. (Id. col. 3 l. 45-col. 4 l. 5.) In this embodiment, the audio device is one capable of generating an audio signal, such as "a compact disc player, a cassette player, a digital audio player (e.g. MP3 player, IPod player from Apple Computers), a person[a]l digital assistant (PDA), a computer, or other suitable device." (Id. col. 3 ll. 7-15.) The audio device includes "an output, such as a headphone output jack."1 (Id. col. 3 l. 45-col. 4 l. 5.) An FM transmitter "attach[es] to the audio device via a wire that plugs into the output" of the audio device. (Id. col. 3 ll. 50-51.) The FM transmitter can be "similar to those used to transmit audio signal[s] from a portable compact disc player to a[n] automobile stereo," however "[a]ny suitable FM radio transmitter" could be used. (Id. col. 3 ll. 55-59.) The stethoscope, in turn, has an FM radio receiver and a speaker mounted to it. (Id. col. 3 ll. 51-54.) The FM receiver can attach to the stethoscope "in any convenient location," for example, at approximately "the location where the tubing assembly branches to each of the ear pieces" of the stethoscope. (Id. col. 4 ll. 27-31.) A speaker is connected to the FM receiver and mounted "in the space between the diaphragm and the body portion" of the stethoscope headpiece such that it is "concealed within the head piece assembly." (Id. col. 4 ll. 17-21.) In this way, "sound generated by the speaker travels through the stethoscope in the same manner as sound generated by the diaphragm would, thus providing a realistic simulation of an auscultatory finding." (Id. col. 4 ll. 21-25.) Alternatively, the FM receiver-if small enough-may be mounted between the diaphragm and the body portion of the stethoscope headpiece, such that both the speaker and the FM receiver would be "concealed within the head piece assembly of the stethoscope." (Id. col. 4 ll. 37-43.) This exemplary embodiment is depicted in Figure 2 of the '141 Patent.
*706(Id. fig.2.) In Figure 2, item 32 is the audio device, 36 is the FM transmitter, 34 is the output of the audio device to which the FM transmitter attaches via a wire 38, 40 is the stethoscope, and 42 is the FM receiver, which is mounted at the location where the tubing assembly of the stethoscope branches to each of the ear pieces 52 and 54. (Id. col. 3 ll. 45-54; col. 4 ll. 27-31.) Figure 3 shows the headpiece 48 of the stethoscope of this embodiment in cross-section:
*707(Id. fig.3.) In Figure 3, 58 is the diaphragm, which mounts to the body portion 60 of the stethoscope headpiece. (Id. col. 4 ll. 15-17.) The sound passageway 62 connects to the tubing assembly of the stethoscope to carry sound to the stethoscope earpieces. (Id. col. 4 ll. 13-15.) The speaker 44 is shown mounted in the space between the diaphragm and the body of the headpiece. (Id. col. 4 ll. 17-19.) The speaker is connected via a wire 66 to the FM receiver (not shown in Figure 3), and the wire may be mostly concealed within the hollow tubing of the stethoscope, protruding from the tubing only to connect to the FM receiver. (Id. col. 4 ll. 26-27, 32-34.)
When in use, the audio device is "loaded with audio files of abnormal auscultatory findings." (Id. col. 4 ll. 53-60.) "When the user places the headpiece assembly of the stethoscope in the proper location on the patient, an operator of the audio device may play the appropriate audio file." (Id. col. 5 ll. 6-8.) The signal representing the auscultatory sound is then broadcast from the FM transmitter to the FM receiver located on the stethoscope, and in turn, played through the speaker mounted within the stethoscope. "The sound transmitted through the speaker blocks out other normally heard sounds from the patient such that the user hears only the simulated sounds through the stethoscope." (Id. col. 5 ll. 9-11.)
The patent also describes and claims methods for using the claimed apparatuses in auscultation training. Claim 1 of the patent, for example, reads:
1. An arrangement for auscultation training, comprising:
a signal generator capable of generating an audio signal representing at least one sound, the signal generator being controlled by a human operator, wherein the human operator plays one or more appropriate audio files according to a user's placement of a stethoscope headpiece on a patient;
a transmitter associated with the device for transmitting an audio signal corresponding to the at least one sound;
an auscultation device, comprising a stethoscope, remote from the transmitter, the auscultation device comprising:
a receiver adapted to receive the audio signal from the transmitter; and *708a speaker adapted to audibly communicate the audio signal received by the receiver to the user.
(Id. col. 5 l. 54-col. 6 l. 7.) Claims 1 and 12 are independent claims; claims 2-11 and 13-16 are dependent claims. (Id. col. 5 l. 54-col. 6 l. 61.)
Defendant has filed an opening claim construction brief, (R. 68, Br.), Plaintiff filed a responsive brief, (R. 70, Resp.), and Defendant filed a reply, (R. 72, Reply). On May 17, 2017, the Court ruled that it would proceed to construe the claims without holding an evidentiary, or "Markman," hearing. (R. 74, Min. Entry.)
LEGAL STANDARDS
The specification of a U.S. patent concludes with particularized claims that specify "the subject matter which the inventor ... regards as the invention."
Several longstanding principles guide claim construction. Claim terms are generally given their "ordinary and customary" meaning, which is "the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention, i.e., as of the effective filing date of the patent application." Phillips v. AWH Corp. ,
In the hierarchy of probative evidence, the specification ranks first; it is "the single best guide to the meaning of a disputed term" and is therefore usually dispositive.
If the claim language "remains genuinely ambiguous after consideration of the intrinsic evidence," the Court may also consider and rely on extrinsic evidence. Bell & Howell Document Mgmt. Prods. Co. v. Altek Sys. ,
ANALYSIS
The parties offer competing constructions for five claim terms: (1) "auscultation device"; (2) "stethoscope"; (3) "operator"; (4) "user"; and (5) "patient." The Court addresses each in turn.
I. "Auscultation Device"
Defendant contends that the term " auscultation device" should be construed as "a device that has structure which allows a user to perform the act of listening to sounds arising within a human body or a thing (such as equipment or engines) as a method of diagnosis." (R. 68, Br. at 14.) Plaintiff contends that this term should be construed as "a training or simulation device that imitates the appearance of an auscultation device." (R. 70, Resp. at 3.) The crux of the dispute between the parties, as reflected in their competing constructions, is whether an "auscultation device" must actually be capable of allowing a user to listen to sounds arising within a human body. Under Plaintiff's construction, the term "auscultation device" would encompass non-functional devices as well, so long as they "imitate[ ] the appearance" of a real, functional auscultation device. Considering all of the intrinsic evidence, as well as the extrinsic evidence submitted by the parties, and giving each its due weight, the Court is persuaded that Defendant's proposed construction is correct.
*710A. '089 Patent and EP Application
Before turning to the merits, the Court addresses a dispute between the parties concerning the weight to be given certain allegedly "related" patents and applications. In support of its arguments relating to this term, Defendant relies on statements made by Plaintiff during prosecution of
As a general matter, the prosecution history of patents and applications unrelated to the patent in suit "are not relevant to claim construction." Apple Inc. v. Motorola, Inc. ,
*711The '089 Patent is not relevant here because it has no formal relationship to the '141 Patent. The '089 patent issued from U.S. Patent Application Serial No. 12/206,131 ("the '131 Application"), which was a continuation of U.S. Patent Application Serial No. 11/935,468 ("the '468 Application"), (R. 68-1 at 58, '089 Patent, at [21], [63].) Neither the '131 Application nor the '468 Application is in the priority chain of the '141 Patent, (R. 68-1 at 2, '141 Patent, at [21], [60] ), and there is no other formal relationship apparent between the '089 and '141 Patents. The EP Application is also not relevant because it too has no formal relationship to the '141 Patent. Instead, the EP Application appears to be a sibling counterpart to the '089 Patent.3
Defendant recognizes that the '089 Patent and the EP Application are not formally related but argues they are nevertheless relevant based on having a "common disclosure" with the '141 Patent. (R. 72, Reply at 9-10.) Defendant cites Microsoft Corp. v. Multi-Tech Systems, Inc. ,
B. Intrinsic Evidence
The Court first considers the intrinsic evidence. Looking at the claim language itself, Defendant's construction is straightforward and logical. "Auscultation" in the term "auscultation device" is an adjective that describes the function of the otherwise generic term "device." The specification explains that auscultation is "the act of listening to sounds within the body as a method of diagnosis."4 (R. 68-1 at 2, '141 Patent col. 1 ll. 13-14.) Logically, then, "auscultation device" refers to a device that can be used for auscultation, i.e. , to listen to sounds within the body as a method of diagnosis. See *712Joao Control & Monitoring Sys., LLC v. Chrysler Grp. LLC , No. 13-CV-13957,
By contrast, Plaintiff's construction is circular, providing an interpretation of "auscultation device" that itself relies on the term "auscultation device." A circular claim construction will not assist the jury as factfinder in understanding this claim term and determining whether the allegedly infringing product includes an "auscultation device." See Harris Corp. v. IXYS Corp. ,
The specification's examples of auscultation devices are fully consistent with Defendant's interpretation. As noted earlier, the specification explains that "[a] stethoscope is an example of an auscultation device that is used ... to listen to internal sounds in the human body, such as for example heart sounds, breathing (breath sounds), intestinal noises, and blood flow in arteries and veins." (R. 68-1 at 2, '141 Patent col. 1 ll. 14-18.) The specification identifies an "electronic stethoscope"-as contrasted with an acoustic stethoscope-as another example of an auscultation device. (Id. col. 4 ll. 3-5.) These two examples of "auscultation devices," which are the only ones given in the specification, are clearly functional devices that can be used for auscultation.
In addition, the specification implicitly equates an "auscultation device" with a functional device that can actually be used to detect sounds. In explaining alternative configurations that are considered to be within the scope of the claims, the specification explains that "the device used to detect the sound on the person or thing being diagnosed need not necessarily be a stethoscope, but can be any suitable auscultation device or sound detecting device." (Id. col. 2 ll. 29-43 (emphases added).) Although not an express definition, this statement equates the term "auscultation device" with a "device used to detect ... sound on the person or thing being diagnosed"-that is, a functional device.
The principal embodiment disclosed in the specification also supports Defendant's proposed construction. As discussed above, in this embodiment, "the auscultation device is a stethoscope modified to include a [FM] receiver and speaker." (Id. col. 1 ll. 54-56.) More specifically, the FM receiver is mounted to the stethoscope, and the speaker, which is connected to the FM receiver, is mounted "in the space between the diaphragm and the body portion" of the stethoscope headpiece. (Id. col. 3 ll. 51-54;
By contrast, Plaintiff's proposed construction finds little, if any, support in the intrinsic evidence. Neither the specification nor the prosecution history disclose embodiments utilizing mock, imitation, dummy, simulation, or otherwise non-functional devices, or discuss such devices as examples of "auscultation devices." Nor do they suggest that whether something qualifies as an auscultation device depends only on "imitat[ing] the appearance of an auscultation device"-the only criterion in Plaintiff's proposed construction.
Plaintiff argues that the specification's reference to a "generally, normal appearing stethoscope" supports its construction by suggesting that the term "auscultation device" includes devices that appear to be, but do not function as, stethoscopes. (R. 70, Resp. at 4.) Plaintiff relies similarly on references to a "virtually normal appearing stethoscope" and a "relatively normal appearing stethoscope" in the '141 Patent's parent provisional application, U.S. Provisional Patent Application Serial No. 60/718,368 ("the '368 Provisional Application"). (Id. ) Understood in context, however, none of these references support Plaintiff's construction. Referring to the embodiment shown in Figure 2, the specification explains that "[t]he arrangement [shown in Figure 2] ... provides for the broadcast of abnormal simulated medical sounds to a generally, normal appearing stethoscope for the purposes of teaching or testing." (R. 68-1 at 2, '141 Patent col. 5 ll. 19-24 (emphasis added).) The qualifier "generally, normal appearing" on which Plaintiff relies merely recognizes that the auscultation device in the principal embodiment is "a stethoscope modified to include a receiver and speaker." (Id. col. 1 ll. 54-56 (emphasis added).) The stethoscope, in other words, appears only "generally" normal because an FM receiver is visibly mounted to it at approximately the location where the tubing assembly branches to each of the ear pieces-as is evident from Figure 2. (Id. col. 4 ll. 27-31;
Plaintiff also argues that the prosecution history supports its construction because it demonstrates that the PTO understood "auscultation device" to encompass non-functional devices. (R. 70, Resp. at 4-6.) Plaintiff cites an Office Action dated February 5, 2009, in which the PTO rejected the draft claims of the '141 Patent as anticipated by
Generally speaking, Amend discloses an auscultation training system that utilizes a grid of position sensors located beneath the shell of a mannequin.7 (R. 68-1 at 19, Amend col. 3 ll. 59-62.) A user "outfitted with stethoscope 220 " positions the stethoscope's headpiece at various locations on the mannequin. (Id. col. 4 ll. 9-11.) The position sensors are connected to a computer, which detects the position of the stethoscope headpiece on the mannequin and wirelessly transmits an appropriate sound corresponding to that position, i.e. , "the sound[ ] the user would hear if the user applied a conventional stethoscope bell in a similar anatomical location on an actual live patient." (Id. col. 4 ll. 9-29.) To receive the wirelessly transmitted sound, "a radio frequency receiver 212 [is] disposed within [the] stethoscope," and a pair of speakers that are each "disposed within one of the sound conducting tubes 220a of [the] stethoscope" play the sound for the user to hear. (Id. col. 3 l. 65-col. 4 l. 6.) Although Amend repeatedly uses the word "stethoscope" to characterize the various embodiments of its invention, it also implicitly contrasts this "stethoscope" with a "conventional stethoscope," i.e. , one that is used to diagnose "actual live patient[s]." (See, e.g.,
First, the Examiner did not expressly take a position on how "auscultation device" should be interpreted. It is true that "[s]tatements about a claim term made by an examiner during prosecution of an application may be evidence of how one of skill in the art understood the term at the time the application was filed." Salazar v. Procter & Gamble Co. ,
Second, it is not clear that the Examiner read Amend as only disclosing a "simulated stethoscope," as would be logically necessary to sustain this inference. If the Examiner instead viewed Amend as disclosing the use of both simulated stethoscopes and real, functional stethoscopes as part of its auscultation training system, the Examiner could have rejected the draft claims of the '141 Patent as anticipated by Amend without adopting the broader interpretation that Plaintiff attributes to him. The February 2009 Office Action does not make clear which way the Examiner interpreted Amend, weakening the inference that Plaintiff draws from the Examiner's anticipation rejection.
Third, even if the Examiner implicitly interpreted "auscultation device" as including simulation or other non-functional devices, that would be of limited probative value because the PTO's standard for construing claim terms during prosecution is different from what district courts use in litigation. During prosecution, terms are given their "broadest reasonable interpretation" ("BRI") consistent with the specification.9 In re Montgomery ,
Plaintiff's principal remaining argument is that in the particular field of the '141 Patent -which Plaintiff defines as auscultation training and simulation-terms such as "auscultation device" and "stethoscope" are used loosely to encompass "simulations thereof that might not be able to actually sense sounds in real-time," and that one of ordinary skill in the art would understand that "auscultation device" is used in this manner in the '141 Patent. (R. 70, Resp. at 5; see also id. at 6, 14.) As evidence of this usage, Plaintiff cites
Turning first to intrinsic evidence,11 Plaintiff argues that Gordon's repeated use *717of the term "stethoscope" to refer to a training device that cannot actually be used for auscultation demonstrates that, in this field, it is common to not distinguish between real and simulation auscultation devices. (Id. at 6.) Plaintiff's reliance on Gordon is unpersuasive. First, Gordon is so temporally remote from the '141 Patent that it has very limited bearing here. Claim language should be given the meaning it had "at the time of the invention, i.e., as of the effective filing date of the patent application." Phillips ,
As for the extrinsic evidence cited by Plaintiff, there is no need to resort to this evidence because the Court does not find the claim language genuinely ambiguous in light of the intrinsic evidence. Bell & Howell ,
*718In sum, the Court finds the intrinsic evidence-the specification in particular-to strongly support Defendant's proposed construction of the term "auscultation device." The extrinsic evidence, while not necessary to consider given the state of the intrinsic evidence, offers at best mixed support for Plaintiff's construction. The Court therefore adopts Defendant's proposed construction.
II. "Stethoscope"
Defendant contends that the term "stethoscope" should be construed as "an 'auscultation device' as defined [by Defendant's construction], having a head piece, an ear piece assembly, and hollow tubing, providing for the transmission of sound from the head piece, via the hollow tubes, to the listener's ears." (R. 68, Br. at 18.) Plaintiff contends that this term should be construed as "a training or simulation device that imitates the appearance of a stethoscope," (R. 70, Resp. at 15.) Similar to the parties' dispute over "auscultation device," their dispute here is over whether a "stethoscope" must actually be capable of allowing a user to listen to sounds arising within a human body or whether, as Plaintiff contends, the term encompasses non-functional training or simulation devices as well, so long as they "imitate[ ] the appearance" of a real, functional stethoscope. (See id. at 15-16.)
Considering all of the intrinsic evidence, as well as the extrinsic evidence submitted by the parties, and giving each its due weight, the Court is persuaded that Defendant's proposed construction is largely correct. The Court reaches this conclusion for essentially the same reasons applicable to the proper construction of "auscultation device," as the parties rely on largely the same evidence and arguments for both terms. (See R. 68, Br. at 18-20; R. 70, Resp. at 15-16.) However, one additional aspect of the intrinsic evidence supports Defendant's construction.
In addition to claims reciting a "stethoscope," the '224 Application originally included an independent claim 12 directed to a "training stethoscope."14 (See R. 71, '141 Patent Pros. History at 26-27.) In the February 2009 Office Action, the Examiner rejected original claim 12 and all its dependent claims on the basis of prior art. (Id. at 115-18.) In its responsive amendment, Plaintiff canceled those claims without explanation. (Id. at 134-36.) Plaintiff also amended claim 1 to overcome the Examiner's rejection, adding limitations with the now-disputed term "stethoscope." (Id. at 133.) In the absence of contrary evidence, the Court must presume that "training stethoscope" and "stethoscope" have different meanings. See Andersen Corp. v. Fiber Composites, LLC ,
While the Court is persuaded that Defendant's construction is largely correct, it must be modified in part to account for the intrinsic evidence. The specification explains that in the principal embodiment-depicted in Figure 2-"[t]he stethoscope 40 is illustrated as an acoustic stethoscope but may be any suitable stethoscope, including an electronic stethoscope. " (R. 68-1 at 2, '141 Patent col. 4 ll. 3-5 (emphasis added).) Defendant's proposed construction of "stethoscope" would be limited to devices that have "hollow tubing" and which "provid[e] for the transmission of sound from the head piece, via the hollow tubes, to the listener's ears." (R. 68, Br. at 18.) While acoustic stethoscopes may function in this manner, Defendant's proposed construction would improperly exclude electronic stethoscopes from the scope of the claims even though the specification expressly contemplates them as alternatives to acoustic stethoscopes. See GE Lighting Sols., LLC v. AgiLight, Inc. ,
III. "Operator," "User," and "Patient"
Because the parties' disputes as to each of the terms "operator," "user," and "patient" are the same, the Court addresses these terms together, The crux of the dispute between the parties is relatively straightforward. Defendant contends that, as used in the claims, these terms refer to three distinct persons, while Plaintiff contends that they refer to roles-such that one person may satisfy more than one "role" in applying the claim language. While the evidence bearing on this question is thin, the Court is persuaded that Plaintiff's interpretation is correct; the terms "operator," "user," and "patient" denote roles and do not require three distinct individuals.
These terms principally appear in the *720independent claims15 -claims 1 and 12-which read, in relevant part, as follows:
1. An arrangement for auscultation training, comprising:
a signal generator capable of generating an audio signal representing at least one sound, the signal generator being controlled by a human operator , wherein the human operator plays one or more appropriate audio files according to a user 's placement of a stethoscope headpiece on a patient ;
...
an auscultation device, comprising a stethoscope, remote from the transmitter, the auscultation device comprising:
...
a speaker adapted to audibly communicate the audio signal received by the receiver to the user.
12. A method for simulating auditory findings in an auscultation device, comprising:
an operator observing the placement of an auscultation device by a user relative to a patient ;
the operator selecting an auscultation sound appropriate to the position of the auscultation device relative to the patient ;
...
communicating at least one sound represented by the audio signal to the user of the auscultation device.
(R. 68-1 at 2, '141 Patent col. 5 l. 54-col. 6 l. 7; id col. 6 ll. 39-51 (emphases added).) The claims themselves do not illuminate whether these terms refer to distinct persons or simply denote roles that may be satisfied by fewer than three people. Turning to the specification, there is nothing in it that requires the operator, user, and patient to be distinct persons. To the contrary, the specification expressly contemplates that the operator and patient may be the same person. The specification explains that, as shown in Figure 4, "[t]he audio device 70 may be realized as a compact digital audio player adapted to be concealed in the palm of a hand," including "an integrated FM transmitter chip 72 and one or more buttons 74 for operating the device." (Id. col. 5 ll. 33-39.) In this embodiment, by virtue of being small and easily concealed, "the audio device 70 may be operated by the patient being examined. " (Id. col. 5 ll. 39-40 (emphasis added); see also
Defendant also argues that the prosecution history supports its construction. Specifically, Defendant points out that the limitations reciting the terms "operator," "user," and "patient" were added to overcome prior art and argues that they must consequently be limited in scope to refer to three distinct persons. (R. 68, Br. at 21-23.) Defendant's argument is not persuasive because the amendment adding these limitations was for reasons unrelated to the parties' present dispute. As already noted, in the February 2009 Office Action the Examiner rejected independent claims 1 and 1216 as anticipated by Amend. (R. 71, '141 Patent Pros. History at 115.) As Plaintiff recognized, Amend discloses automatically playing auscultation sounds according to the electronically determined position of a stethoscope headpiece on a mannequin. (Id. at 137 ("In fact, both [Amend and Gordon] disclose automatically playing a preselected sound according to the electronically determined position of a stethoscope headpiece over a mannequin.").) In other words, in the system of Amend, appropriate auscultatory sounds are selected and played automatically by a computer-without human involvement-in response to sensors detecting the position of a headpiece. (See R. 68-1 at 19, Amend col. 3 ll. 59-62;
While the Court agrees with Plaintiff that "operator," "user," and "patient" define roles rather than distinct persons, Plaintiff does not offer any express construction of these terms for the Court to adopt. However, having resolved the fundamental dispute between the parties, the Court finds it unnecessary to adopt any express construction for these otherwise accessible and non-specialized terms. See GPNE Corp. v. Apple Inc. ,
CONCLUSION
For the foregoing reasons, the Court construes the claim language disputed by the parties as discussed above. The parties shall appear for a status hearing on January *72231, 2018, at 9:45 a.m. The parties are DIRECTED to reevaluate their settlement positions in light of this opinion and to exhaust all settlement possibilities.
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