Lawrence v. First Kansas Bank & Trust Co.

169 F.R.D. 657, 37 Fed. R. Serv. 3d 93, 1996 U.S. Dist. LEXIS 19102, 72 Fair Empl. Prac. Cas. (BNA) 1496, 1996 WL 737019
CourtDistrict Court, D. Kansas
DecidedDecember 19, 1996
DocketCivil Action No. 95-2555-EEO
StatusPublished
Cited by15 cases

This text of 169 F.R.D. 657 (Lawrence v. First Kansas Bank & Trust Co.) is published on Counsel Stack Legal Research, covering District Court, D. Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lawrence v. First Kansas Bank & Trust Co., 169 F.R.D. 657, 37 Fed. R. Serv. 3d 93, 1996 U.S. Dist. LEXIS 19102, 72 Fair Empl. Prac. Cas. (BNA) 1496, 1996 WL 737019 (D. Kan. 1996).

Opinion

MEMORANDUM AND ORDER

RUSHFELT, United States Magistrate Judge.

The Court has before it Plaintiffs Motion for Compel Discovery (doc. 24). Pursuant to Fed.R.Civ.P. 26, 33, 34 and 37, and D.Kan. Rules 37.1 and 37.2, it seeks an order to compel defendant to produce documents and answer interrogatories. Opposing the motion, defendant contends it has reasonably provided the requested discovery, except for production of documents which are privileged, work product, or otherwise protected against discovery.

Defendant challenges the adequacy of the efforts by plaintiff to confer in good faith, as required by Fed.R.Civ.P. 37, before filing the motion. Plaintiff did not file a separate certificate of compliance. Her supporting memorandum, with its attached exhibits, nevertheless shows adequate compliance for considering the motion.

Plaintiff first asks that defendant be compelled to produce all Community Reinvestment Act statements to the public for 1993, 1994, and 1995. Plaintiffs Third Request for Production of Documents sought the statements. Defendant neither objected nor responded to the request. As a general rule a party who fails to assert timely objections to discovery waives them. The Court finds the opposition to the third request for production untimely. Defendant shall produce the statements, as requested.

The motion next asks that defendant be compelled to produce documents, as requested by Item 21 of Plaintiffs First Request for Production of Documents & Things to Defendant:

21. All documents pertaining or referring to any complaints, criticisms and/or adverse comments made by any defendant’s customer(s), client(s), business prospect(s), governmental bank examiner(s) or officials, or any other person or entity, regarding any of defendant’s employees, officers and/or officials since May 5, 1990 to present, inclusive.

Defendant objected to this request upon the grounds it is overly broad, unduly burdensome, so vague as to be unanswerable, not reasonably calculated to lead to the discovery of admissible evidence, and intrusive upon information protected as work product and by the attorney-client privilege. Without waiving its objections, defendant also agreed to produce any non-privileged responsive documents, if their disclosure is not precluded by federal banking laws. Based upon this concession, the Court will order defendant to produce those responsive documents which it has thus agreed to produce.

The Court otherwise sustains the objection that Item 21 of the first request is overly broad and unduly burdensome. Plaintiff has argued and cited cases in support of the proposition that, in opposing the discovery, defendant bears the burden to support its objection with facts and, if necessary, by affidavits and not merely with conclusions. The Court agrees with this general principle. In this instance, however, the Court finds the request overly broad and unduly burdensome on its face. It will not require additional facts and supporting affidavits to support what appears obvious. The request asks for “all documents pertaining ... to any complaints, criticisms and/or adverse comments made by any ... person or entity, regarding any of defendant’s employees, officers and/or officials” over a period of six years. This would require the defendant bank to review not only personnel files, but also loan files and any logs of customer complaints, regardless of the nature of the complaint. In this case plaintiff individually asserts federal and state claims for age and sex discrimination and retaliatory discharge and one for breach of a contract of employment. The Court finds no need for discovery of the magnitude requested.

The motion next seeks production responsive to Items 21 through 25 of Plaintiffs Second Request for Production of Documents & Things to Defendant. Those items all seek minutes of the meetings of the Board of [660]*660Directors of defendant bank to the extent they were not provided as part of its initial disclosures of March 14, 1996 to plaintiff. Defendant objected to these requests on grounds they are unduly burdensome, overly broad, not reasonably calculated to lead to discoverable evidence, protected as work product or by the attorney-client privilege, and intrusive upon proprietary or confidential business information or trade secrets.

Defendant has not adequately substantiated its objections to Items 21 through 25. It has not shown the requests to be unduly burdensome, overly broad, or irrelevant. Relevant proprietary and confidential information and trade secrets, furthermore, are not by their nature exempt from discovery. A party may move for a protective order to limit their use. In this instance the Court finds no motion for such a protective order. Defendant shall produce the minutes, as requested.

The motion next asks for production of Items- 26 through 34 of Plaintiffs Second Request for Production of Documents & Things to Defendant. These items all seek documents “pertaining to” reports, examinations, directions, or reviews by or for the Federal Deposit Insurance Corporation or the Kansas State Banking Board. Defendant objected to these requests upon grounds they are unanswerably vague, overly broad and not reasonably calculated to lead to the production of admissible evidence.

The Court sustains the objections to Requests 26 through 34. The Court finds them overly broad and not reasonably calculated to lead to the discovery of admissible evidence. This case involves the claim of plaintiff Victoria A. Lawrence for alleged discrimination in her employment with the defendant bank. Plaintiff has not persuasively shown the relevancy of documents relating to supervision of banking operations by the Federal Deposit Insurance Corporation or the Kansas State Banking Board. The Court otherwise finds no such relevancy.

The motion next asks that defendant be required to answer Interrogatories 1(b), 2(b), 3(b), 5(b), and 6(b) of Plaintiffs First Interrogatories to Defendant. They ask respectively that defendant identify all documents which it contends support its refusal to admit paragraphs 4, 5, 7, 13 and 14 of the complaint. Defendant objected to the interrogatories solely upon the grounds the responsive information is protected as work product and by the attorney-client privilege. The Court overrules the objections for two reasons: First, defendant has failed to “describe the nature of the documents ... in a manner that, without revealing information itself privileged or protected, will enable other parties to assess the applicability of the privilege or protection,” as required by Fed.R.Civ.P. 26(b)(5). Second, the principles of work product and attorney-client privilege do not apply to the mere identification of the documents containing such protected information, only to their substantive content. Fed.R.Civ.P. 26(b)(5) makes that obvious, because it specifically requires such identification prerequisite to the protection. Accordingly, defendant shall fully answer Interrogatories 1(b), 2(b), 3(b), 5(b), and 6(b) of Plaintiffs First Interrogatories to Defendant.

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Bluebook (online)
169 F.R.D. 657, 37 Fed. R. Serv. 3d 93, 1996 U.S. Dist. LEXIS 19102, 72 Fair Empl. Prac. Cas. (BNA) 1496, 1996 WL 737019, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lawrence-v-first-kansas-bank-trust-co-ksd-1996.