Lawrence R. Alberti v. The Sheriff of Harris County, Texas, Defendants-Third Party in Re Ann Richards, the Governor of Texas, Third Party

937 F.2d 984, 1991 U.S. App. LEXIS 16144
CourtCourt of Appeals for the Third Circuit
DecidedJuly 25, 1991
Docket90-2441, 90-6034, 91-2210, 91-2274 and 91-2801
StatusPublished
Cited by18 cases

This text of 937 F.2d 984 (Lawrence R. Alberti v. The Sheriff of Harris County, Texas, Defendants-Third Party in Re Ann Richards, the Governor of Texas, Third Party) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lawrence R. Alberti v. The Sheriff of Harris County, Texas, Defendants-Third Party in Re Ann Richards, the Governor of Texas, Third Party, 937 F.2d 984, 1991 U.S. App. LEXIS 16144 (3d Cir. 1991).

Opinion

PATRICK E. HIGGINBOTHAM, Circuit Judge:

This is another chapter in the now epic struggle of Texas with its bulging prisons. The reality is that the colloquial expression “state pen” has often been apt. Harris County, Texas, after many years of federal prodding, brought its jails into substantial compliance with constitutional standards. County jails in Texas house both county and state prisoners. A substantial portion of a county’s jail population consists of prisoners destined for the state prison system. The struggle of Harris County for an adequate jail system was frustrated by the state’s refusal to take its state prisoners. This delay served state penalogical goals, but its resulting success at the state level came out of the hide of Harris County. Judge DeAnda of Houston and Judge Justice of Tyler have commendably presided over this intricate fracas, and we find today no errors in their effort. We are compelled to remand findings of county and state liability due to an intervening decision of the United States Supreme Court. We do so despite compelling evidence of state liability, and some evidence of county liability, only because the requisite fact-findings required by the new law were understandably not made and we decline to exceed our appellate role by supplying the findings.

I.

A. Procedural background.

It will soon be twenty years since Lawrence Alberti and his fellow prisoners filed a class action on behalf of past, present, and future inmates of Harris County jails. The complaint named members of the Harris County Commissioners Court and the Harris County Sheriff’s Department as de *987 fendants and, pursuant to 42 U.S.C. § 1983, alleged that the jails’ conditions violated numerous constitutional and statutory provisions.

The original district judge, Judge Bue, conducted extensive hearings, including visits to the facilities. He concluded that conditions in the jails were “inhumane.” The plaintiffs and the county then entered into a consent decree on February 4, 1975. The decree called for renovations of existing facilities, the development of a new central jail, and improvements in staff and security. The district court retained jurisdiction to issue further interim orders, and shortly thereafter, on December 16, 1975, the court issued a lengthy opinion setting forth broad guidelines for the streamlining of the criminal justice system, the implementation of an effective pre-trial release program, and the improvement of living conditions within the jails.

At the time of the decree, the county’s facilities consisted of a central jail, with a design capacity of 1150, at 301 San Jacinto and a detention center, with a design capacity of 810, in Humble, Texas. In 1982, spurred by the consent decree and later remedial orders, the county completed a new central jail, with a design capacity of 3505, at 1301 Franklin and closed the old central jail. Attendant staffing and supervision concerns were the subject of several additional orders by the Alberti court. See Alberti v. Klevenhagen, 606 F.Supp. 478 (S.D.Tex.1985); Alberti v. Heard, 600 F.Supp. 443 (S.D.Tex.1984). The county also commissioned an expert, Dr. Charles Friel, to consider future needs. Pursuant to his projections, the county authorized the construction of a third jail facility, with a capacity of 4000, at 701 North San Jacin-to and the renovation of the old central jail, to house 400, at 301 San Jacinto.

The county filed a motion for final judgment and permanent injunction on February 20, 1987. Shortly thereafter, on April 28, 1987, the Alberti court appointed three monitors — a special master, a medical monitor-assessor, and a jail monitor-assessor— to periodically inspect the jails and to assess their conditions, to make findings on the county’s compliance with its orders, and to determine, the maximum capacities of the jails. See Alberti v. Klevenhagen, 660 F.Supp. 605 (S.D.Tex.1987). The monitors issued -their first report on October 7, 1987. Of the eighteen conditions surveyed, the monitors found full compliance as to nine, partial compliance as to seven, and non-compliance only as to two, medical and dental care and drug and alcohol treatment. The monitors also found that, as of June 1, 1987, the county’s jails were only five percent over their design capacity. However, in light of the inordinate delay in achieving substantial compliance, the monitors recommended continued supervision by the Alberti court.

B. The state’s scheduled admissions policy.

The state of Texas has been beset with its own overcrowding problems. In 1985, after many years of litigation in Ruiz v. Estelle, the state entered into a “crowding stipulation,” agreeing to limit the population in its prisons to 95% of capacity. See Ruiz v. Lynaugh, 811 F.2d 856 (5th Cir.1987). To stay within the limits, the state periodically closed its prisons to convicted felons sentenced to the state’s prison system, and ready for transfer, but awaiting transfer in county jails. In September of 1987, the state attempted to order the rationing with a “scheduled admissions policy,” setting daily quotas on the number of ready-felons that it would accept into its prison system from each county.

As stated by the monitors, “[t]he painful consequences for Harris County of this new admissions policy quickly became evident.” A backlog of ready-felons developed, and on December 17, 1987, the Alber-ti court directed the monitors to reassess the jails’ conditions in light of the state’s new policy. The monitors issued their report on March 21, 1988. They found that the jails were “clean, well-run, and reasonably safe and secure,” but warned of the potential consequences of the state’s scheduled admissions policy:

What this quota policy means for the defendants is obvious. Over the preced *988 ing years, the number of convicted felons in Harris County facilities awaiting transfer to the TDC fluctuated regularly between 100 and 200. By the end of September, 1988 [sic], that number was up to 512; by December 31, 1987, the number stood at 798. Even more alarming than the growth itself is the likelihood that it will continue at about the same rate for the foreseeable future.... Harris County is, in effect, operating an 800-bed facility for TDC; by March or April, they may be operating the equivalent of a 1,000 bed facility.

By September of 1988, the monitors' dire forecast was realized. In their fourth report, issued on September 12, 1988, the monitors found that the jails’ population increased from 4576 in January of 1988 to 5650 in July of 1988, or thirty percent over design capacity. The monitors concluded that the jails were dangerously overcrowded:

All systems are impossibly stressed, including food service, programming, elevators, recreation, classification, maintenance, visiting, supplies of clothing and bedding, security, medical care, and mental health services.

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937 F.2d 984, 1991 U.S. App. LEXIS 16144, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lawrence-r-alberti-v-the-sheriff-of-harris-county-texas-ca3-1991.